NOTICE: This
opinion is subject to formal revision before publication in the bound volumes
of NLRB decisions. Readers are requested
to notify the Executive Secretary, National Labor Relations Board,
May 30, 2008
DECISION AND CERTIFICATION OF
REPRESENTATIVE
By Chairman Schaumber and Member Liebman
The National Labor Relations Board has considered objections to an election held March 31, 2007, and the administrative law judge’s decision recommending disposition of them.[1] The election was conducted pursuant to a Stipulated Election Agreement. The tally of ballots shows 324 votes for and 149 against the Petitioner, with 1 challenged ballot, an insufficient number to affect the results.
The Board has reviewed the record in light of the exceptions and briefs, has adopted the administrative law judge’s findings and recommendations as modified below, and finds that a certification of representative should be issued.
Background
The Union’s victory in the March 31, 2007[2]
election among the Employer casino’s dealers followed vigorous critical-period
campaigning by both the
The
The verification of the Union’s
majority was conducted by means of a comparison of a copy of the original
signed cards and a list of current eligible employees in the bargaining unit provided
by Trump Plaza Hotel and Casino to the
Only two
The Employer filed objections relating to the
Analysis
It is well settled that “[r]epresentation elections are not lightly set aside.” Safeway, Inc., 338 NLRB 525 (2002) (quotation marks and citations omitted). As the judge did, we conclude that the Employer failed to meet its heavy burden of demonstrating that the alleged objectionable conduct reasonably tended to interfere with employees’ free and uncoerced choice in the election.
1. We adopt the
judge’s analysis of the letters and resolutions by Government officials. We rely, in particular, on Chipman Union, Inc., 316 NLRB 107
(1995). As with the Congresswoman’s
letter at issue in that case, reasonable employees would recognize the
documents at issue here as expressions of opinion by the various officials who
composed them.[9] Like the judge, we find Columbia Tanning Corp., 238 NLRB 899 (1978), distinguishable in material
respects. That case involved a State Commissioner
of Labor’s Greek-language letter, printed on official stationery, sent 24 hours
before an election to Greek-speaking voters—voters with limited English
proficiency and limited understanding of Federal and State jurisdiction over
labor relations—who cast a determinative number of votes in the election, which
was decided by a narrow margin. Significantly,
the record evidence in that case, unlike the evidence here, supported a finding
that the voters at issue were particularly susceptible to confusion about the
relationship between the State Commissioner of Labor and the Federal National
Labor Relations Board.[10] Further, the close vote margin in Columbia Tanning made any voter
confusion more likely to affect the outcome than it would be here, where there
was a wide margin, even if any such confusion was likely. Thus, in this case, we conclude that
reasonable voters would not have concluded that the letters and resolutions,
either individually or in the aggregate, reflected the Board’s endorsement of
the
2. Regarding the Union’s March 25 card-check “Certification,” we conclude that this event/document does not justify setting aside the election, given the absence of evidence that more than a few voters were aware of the “Certification” and the wide margin of the Union’s victory. Thus, we need not address whether the “Certification” would have a tendency to coerce reasonable employees’ free choice in the election.
As the parties stipulated, only two
The Board’s longstanding rule in assessing election objections is that the objecting party must show not only that prohibited conduct occurred but also that, viewed objectively, it interfered with voters’ exercise of free choice. See, e.g., Frito Lay, Inc., 341 NLRB 515, 515 (2004); Picoma Industries, 296 NLRB 498, 499 (1989). The party seeking to set aside an election also bears a heavier burden where the vote margin is large. Avis Rent-A-Car System, 280 NLRB 580, 581–582 (1986).
In the absence of evidence establishing that the Certification was widely disseminated among the unit employees, and given the Union’s substantial margin of victory (175 votes and more than a 2–1 margin), we find that the record does not permit a reasonable inference that the document could have influenced enough employees to affect the results of the election. See Amveco Magnetics, Inc., 338 NLRB 905 (2003). We thus decline to set aside the election.
CERTIFICATION OF REPRESENTATIVE
It is certified that a majority of the valid ballots have been cast for International Union, United Automobile, Aerospace & Agricultural Implement Workers of America, AFL–CIO, and that it is the exclusive collective-bargaining representative of the employees in the following appropriate unit:[13]
Included: All full-time and regular part-time dealers
employed by the Employer at its
Excluded: All other employees, cashiers, pit clerks, clerical employees, engineers, guards and supervisors as defined in the Act.
Dated,
______________________________________
Peter C. Schaumber, Chairman
______________________________________
Wilma B. Liebman, Member
(seal) National
Labor Relations Board
Henry R. Protas, Esq., for the Regional Director.
Theodore M. Eisenberg, Esq. and Brian A. Caufield, Esq. (Fox Rothchild,
LLP), of
William T. Josem, Esq. (Cleary & Josem,
LLP), of
William L. Messenger, Esq. (National Right To
Work Legal Defense Foundation, Inc.), for
amicus curiae, Mark Mix, on brief.1
RECOMMENDED DECISION AND ORDER
ON OBJECTIONS
Robert A.
Giannasi, Administrative Law Judge. Pursuant to a notice of hearing on objections
to election issued by the Regional Director for Region 4 on April 23, 2007, I
conducted a hearing on this matter on May 23, 2007, in
Pursuant to a stipulated election agreement, the Board conducted
a secret ballot election on March 31, 2007, in a unit of the Employer’s
full-time and regular part time dealers at its
Objection 1
Acting in concert with representatives of the federal, state and local governments, via television, the Union’s web site, and written and other communications, to secure partisan advantage by misrepresenting to voters that the government, at all levels and through all of its agencies, and explicitly and implicitly through its agency, the National Labor Relations Board, endorsed and supported the Union in the election, thereby fundamentally undermining governmental (and NLRB) neutrality, which is the sine qua non of a fair election.
Objection 2
Acting in concert with representatives of the federal government in “certifying” the Union’s majority status “in accordance with NLRB rules,” through a sham card check, thereby creating the false impression that: (a) a valid card check had been conducted, (b) the NLRB had authorized, approved of and recognized the validity of the card check, and (c) the Union was the certified representative of the dealers before an election was conducted.
Objection 3
Acting in concert with representatives of the federal
government to usurp and arrogate to itself the exclusive function of the NLRB
to certify representative status, and thereby create the impression among voters
that the Union was certified before an election was held and that opposition to
the
Objection 4
Acting in concert with members of the federal, state and
local governments, to destroy the laboratory conditions necessary for a free
and fair election by creating the impression that the government viewed the
unionization of the
Objection 5
By the above and other acts, the
The Facts
The election in this case was part of an overall
organizing campaign by the Union to gain representation rights for the card
dealers employed by all
The
After the parties agreed to the details of a Board election,
both the Employer and the
In addition, the Union obtained the support of local and
federal elected officials, who issued letters and resolutions that were carried
on the
On March 22, 2007, the
The
Another Union website item included a favorable resolution
by the Atlantic City Council. On March
21, the Council passed a resolution calling on all
On March 25, about a week before the election in this
case, the
We, the undersigned, conducted a confidential examination
of Union authorization cards for the purpose of determining whether a majority
of full time and regular part-time dealers, dual-rate dealers, and dual-rate supervisors
at Trump Plaza Hotel and Casino have authorized the International Union, UAW
(the “
The verification of the Union’s majority was conducted by
means of a comparison of a copy of the original signed cards and a list of
current eligible employees in the bargaining unit provided by Trump Plaza Hotel
and Casino to the
The undersigned certify that, based on our confidential examination of the cards, as described above, the majority of Trump Plaza Hotel and Casino full-time and regular part-time dealers, dual-rate dealers and dual-rate supervisors have authorized the UAW to represent them for the purposes of collective bargaining.
After the date, the following names and signatures appear
on the document: U.S. Congressman Robert
Andrews; State Senator James “Sonny” McCullough; and State Assemblyman Jim
Whelan. Er. Exh. 3. The original of the certification document,
which was in poster board form, was kept in the
On the evening of March 25, on the eleven o’clock news, a
local television station, WMGM-TV, Channel 40, aired a report on the press
conference. The report, which featured a
snippet from Congressman Andrews, stated that Andrews led a bipartisan “card
check” authorization for the dealers at the Employer. The report stated that the results of the “card
check” showed “certification of majority status for forming a Union at
The Employer also points out that one of the
Discussion and Analysis
When, as here, an objection is filed alleging that the “laboratory
conditions” of a Board election were violated, the decisional standard—an
objective test—is “whether the conduct reasonably tends to interfere with the
employees’ free and uncoerced choice in the election.” Double
J Services, 347 NLRB No. 58, slip op. at 1–2 (2006) (not reported in Board
volumes), quoting from Baja’s Place,
Inc., 268 NLRB 868 (1964). The
burden of proof on that issue, which is on the party asserting the objection,
is a heavy one because there is a strong presumption that ballots cast under
Board rules and supervision reflect the true desires of the electorate. See Safeway,
Inc., 338 NLRB 525 (2002), and
No participant in a Board election is permitted to suggest
that the agency conducting the election endorses a particular choice in that
election. But the Board trusts employees
to distinguish between Board endorsements and election propaganda by
parties. See SDC Investment, Inc., 274 NLRB 556 (1985), in which the Board
clarified its position on the issue of whether circulation by a party of
altered reproductions of Board ballots during an election campaign is
objectionable conduct. The Board does
not apply a per se rule in those circumstances. “When the party responsible for preparation
of the altered ballot is clearly identified on the face of the material itself,
employees would know that the document emanated from a party, not the Board,
and thus would not be led to believe that the party has been endorsed by the
Board.” On the other hand, “[w]hen the
source of the altered ballot is not clearly identified, it becomes necessary to
examine the nature and contents of the material in order to determine whether
the document has the tendency to mislead employees into believing that the
Board favors one party’s cause.”
Using a similar analysis, the Board has repeatedly held that letters of endorsement by elected state or Federal officials do not compromise the Board’s neutrality, absent specific evidence that voters could not discern the difference between statements about labor relations by those officials and statements by the Board and its representatives. See Chipman Union, Inc., 316 NLRB 107, 108 (1995), and cases there cited. In Chipman Union, the Board readily distinguished the only Board case that overturned an election on somewhat similar grounds, Columbia Tanning Corp., 238 NLRB 899 (1978). In Columbia Tanning, a state commissioner of labor had sent a letter, in Greek, specifically endorsing the petitioning union 24 hours before the election. The Board ruled in that case that the employees, many of whom were recent Greek immigrants, lacked familiarity both with English and the complexities of state and Federal jurisdiction over labor relations. Consequently, according to the Board, in a fairly close election in which the number of Greek employees was twice the margin of victory, those employees could reasonably have confused the state commissioner of labor with the Board. As the Board made clear in Chipman Union, the proponent of the objection must show that the employees could not distinguish between statements by other governmental officials and statements by the Board and its officials. See also Saint-Gobain Abrasives, Inc., 337 NLRB 82 (2001), and Ursery Companies, 311 NLRB 399 (1993), which rejected claims similar to that made by the Employer in this case.
Applying these principles to the facts in this case, I
find that the Employer has not shown that the alleged endorsements by elected
public officials amounted to an endorsement of the
The Employer’s efforts to distinguish this case from Chipman Union and related cases adverse
to its position are unpersuasive. First
of all, the statements of support from the elected officials in this case were
at most implicit endorsements. They
generally supported the right of the dealers to form a union and asked for the
casinos to recognize this right.
Moreover, the alleged endorsements, both in the cited cases adverse to
the Employer’s position and in this case, were from officials who are elected
representatives. Those representatives
speak for themselves, not for the government generally or for any agency of the
government with authority over the Board.
Some of the officials who made statements in this case were state
representatives with no possible authority over the Board, which is a federal
agency. These officials do not run elections
and no reasonable person voting in a Board election and reading those letters
would think any differently, particularly since the
Indeed, the letters by the elected officials in this case
were addressed generally to the Union’s campaign to organize all the dealers
working for
In its brief (Br. 15–17, 18), the Employer attempts to
bring this case within the orbit of
The Employer also focuses on the “certification” of a
panel of state and federal officials—as well as a cleric—that the Union
possessed a majority of cards signed by the Employer’s dealers authorizing the
Union to represent them. But that certification
contained nothing indicating that it was a document of the National Labor
Relations Board and it could not possibly be equated with the Board’s
certification of the results of a Board election. If that were true, there would be no reason
for the Board to hold the election at all.
Thus, the Employer’s characterization of the panel certification as
amounting to a “declaration of Union victory with the NLRB’s imprimatur” (Er.
First of all, the word “certify” has a generic meaning far
beyond that used in Board parlance for the verification of election
results. Its dictionary meaning is “to
attest as certain” or “to testify to or vouch for in writing.” Random House Webster’s Unabridged Dictionary
(Second Edition, 1998). In this respect,
the certification complained about was simply a verification by the panel that
certain facts existed, namely the
Contrary to the contentions of the Employer (Er.
The public broadcast of the press conference of the
certification adds nothing of substance to the alleged objection, except that
the “certification” was widely reported.
Although the newscaster reporting on the certification stated that it
came on “the heels of last week’s similar election at Caesar’s Casino,” neither
the
Nor did the Employer show that the employees had limitations
in their understanding of the role of the Labor Board in Board elections, as
opposed to the role of other government entities or officials. Thus, the Employer has not shown that the
employees could not discern the difference between a certification by non-Board
officials of a card majority and a certification or other endorsement of the
Conclusions and Recommended Order
In accordance with the above findings, I overrule the Employer’s objections to the election in this case and conclude that the election was valid. Accordingly, I order that the Regional Director issue the appropriate certification.4
Dated at
[1] Effective midnight December 28, 2007, Members
Liebman, Schaumber, Kirsanow, and Walsh delegated to Members Liebman,
Schaumber, and Kirsanow, as a three-member group, all of the Board’s powers in
anticipation of the expiration of the terms of Members Kirsanow and Walsh on
December 31, 2007. Pursuant to this
delegation, Chairman Schaumber and Member Liebman constitute a quorum of the
three-member group. As a quorum, they
have the authority to issue decisions and orders in unfair labor practice and
representation cases. See Sec. 3(b) of
the Act.
[2] All dates are in 2007, unless otherwise
specified.
[3] At the start of the campaign, the
[4] The election at issue was a part of a citywide
union campaign to represent the dealers at
[5] Most of the documents were also included
(albeit in reduced size) in a mailing the
[6] This description is consistent with the
language of the authorization cards, which state that the signer authorizes
“the United Auto Workers to represent me in collective bargaining.” The authorization cards’ text does not limit
or condition the
[7] A local television channel broadcast a brief
report about the event on that evening’s 11 o’clock news, but there is no
evidence that any dealers saw the broadcast.
[8] In response to the March 25 “Certification,”
National Right to Work (NRTW) filed an unfair labor practice charge shortly
before the election. That charge is
being held in abeyance pending resolution of the election objections at issue
here. In light of NRTW’s interest in the
resolution of the issues raised by the “Certification,” it was permitted to
file amicus briefs in this case.
[9] The dissemination of multiple documents does
not require a different result from Chipman
Union, which involved a single letter. The letters and resolutions here differed from
one another: some expressly touted
positive aspects of the Union; others stated the hope for a lawful and peaceful
election campaign or for casino neutrality and recognition by card check; and
still others supported the Employee Free Choice Act (a position essentially
immaterial to the imminent
[10] Representative Andrews, who wrote a personal
letter of support for the
[11] Contrary to the judge, we find it unnecessary
to apply Board law regarding a party’s dissemination, as election propaganda,
of altered ballots or Board notices. See
SDC Investment, Inc., 274 NLRB 556
(1985), superseded by
[12] Similarly, no evidence was presented that
even a single employee saw the March 25 television news report about that day’s
events.
[13] The Stipulated Election Agreement further
stated:
Voting Subject to
Challenge: All full-time and regular part-time dual-rate
dealers/supervisors may vote subject to challenge by the parties.
1 Mark Mix, the president of the National Right to Work Legal Defense Foundation, submitted a motion to file a brief amicus curiae, along with the brief itself. Mr. Mix had earlier filed an unfair labor practice charge in Case 4–CB–9834, alleging that the certification of the Petitioner Union’s card majority by a panel that included Congressman Robert Andrews amounted to a violation of the Act. That charge is being held in abeyance pending the outcome of this case, in which the certification is alleged as an objection to the Petitioner’s election victory. No party has objected to the motion. I grant the motion and accept the brief because of the relationship between the objection and the charge and because it is in the interest of the deciding official to have the benefit of the brief, which I have read and considered. Nothing in the helpful brief submitted by amicus is persuasive enough to convince me that the certification of the card majority by the panel of non-Board officials warrants overturning the results of the election.
2 At the
hearing (Tr. 19), and again in its brief (Er.
3 The
Employer also contends (Er.
4 Pursuant
to the provisions of Section 102.69 of the Board’s Rules and Regulations,
within 14 days from the date of issuance of this recommended decision and
order, either party may file with the Board in