NOTICE: This
opinion is subject to formal revision before publication in the bound volumes
of NLRB decisions. Readers are requested
to notify the Executive Secretary, National Labor Relations Board,
Carson Trailer, Inc. and Sheet Metal Workers International
Association, Local Union No. 170, AFL–CIO. Cases 21–CA–37999 and 21–CA–38141
August 29, 2008
DECISION AND ORDER
By
Chairman Schaumber and Member Liebman
On
July 16, 2008, Administrative Law Judge William G. Kocol issued the attached
decision. The Respondent filed an “Objection
to the Administrative Law Judge’s Decision and Argument in Support of Exception”
and the General Counsel filed a “Limited
Exception to the Administrative Law Judge’s Decision and Argument in Support of
Limited Exception.” Subsequently, the General
Counsel filed a “Motion To Strike Respondent’s Exceptions Document.”
The
National Labor Relations Board[1] has
considered the decision and the record in light of the exceptions[2]
and arguments and has decided to affirm the judge’s rulings, findings, and
conclusions and to adopt the recommended Order as modified.[3]
We
grant the General Counsel’s motion to strike the Respondent’s exceptions
document. The Respondent’s exceptions do
not meet the minimum requirements of Section 102.46(b) of the Board’s Rules and
Regulations. Addressing the judge’s
findings that the Respondent violated the Act by laying off Ernesto Tolentino
and threatening employees for engaging in union activities, the Respondent
merely refers to the judge’s conclusions and states that the “evidence does not
support such a determination.” As to the
judge’s remedy, the Respondent argues only that remedies are inappropriate because
there is “insufficient evidence” to support the violations found, “given the
General Counsel’s burden of proof.” We
find that the Respondent has failed to allege with any particularity the errors
it contends the judge committed, or on what grounds it believes the judge’s
decision should be overturned. In
addition, the Respondent fails to designate the portions of the record on which
it relies, as the Board’s Rules also require.
In the circumstances, we find, in accordance with Section 102.46(b)(2),
that the Respondent’s exceptions should be disregarded. See, e.g., Metropolitan Transportation Services, 351 NLRB No. 43, slip op. at
1 fn. 5 (2007); Conley Trucking, 349
NLRB No. 30, slip op. at 1 fn. 2 (2007), enfd. 520 F.3d 629 (6th Cir. 2008); Thriftway
Supermarket, 294 NLRB 173 fn. 2 (1989).
We therefore adopt the judge’s findings and conclusions that the
Respondent violated Section 8(a)(3) and (1) of the Act, in the absence of exceptions.
ORDER
The
National Labor Relations Board adopts the recommended Order of the
administrative law judge as modified below and orders that the Respondent,
Carson Trailer, Inc.,
Substitute the following for paragraph 2(e).
“(e) Within 14 days after service by the Region,
post
at its Broadway facility in
Dated,
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Peter
C. Schaumber, |
Chairman |
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Wilma
B. Liebman, |
Member |
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(Seal) National Labor
Relations Board
Cecelia Valentine and Stephanie Cahn, Esqs., for the General Counsel.
Travis M. Gemoets,
Esq. (Jeffer Mangels Butler & Marmaro LLP), of
Robert Sanchez, Organizer,
for the
DECISION
Statement of the Case
William G. Kocol,
Administrative Law Judge. This case was tried in
On the entire record, including my observation of the demeanor of the witnesses, and after considering the briefs filed by the General Counsel and Respondent, I make the following.2
Findings of Fact
i. jurisdiction
Respondent, a corporation, is engaged in the manufacture
of custom towing trailers at its facility in
ii. alleged unfair labor practices
A. Facts
Respondent manufactures commercial and recreational trailers. It has facilities located in and near
Ernesto Tolentino works as an organizer for the
Tolentino worked exclusively as a welder; he never did any electrical or plumbing work nor did Respondent offer to train him to perform other tasks. Aldape assigned the work to him but never assigned him work other than welding work. No one ever criticized Tolentino’s work performance. After about a month Tolentino reminded J. Rebollar about the promised wage increase and Tolentino then received the $1 per hour increase.
Tolentino also began talking to the employees about the
Tolentino began work as usual at 7 a.m. on September 7; on that day he was welding racks on a trailer. Tolentino knew that Respondent was in a rush to complete the work on that trailer. After lunch J. Rebollar told Tolentino to drop everything and take a walk with him. They walked out to the trailer yard where the completed trailers were kept. J. Rebollar pointed to the trailers and said that business was slow and the trailers were not selling. They then walked into J. Rebollar’s office where Rebollar told Tolentino that although he did not want to, he had to let Tolentino go. J. Rebollar said that they were also laying off employees at the other facility. He told Tolentino that he had Tolentino’s telephone number and would call him if work picked up. Rebollar said that Tolentino was paid for the rest of the day and could leave work immediately. Tolentino offered to come back to return the uniforms that Respondent had provided to him, but Rebollar said that there was no need to do so. At some point Tolentino commented that maybe “a little vacation” would not hurt. Tolentino was then escorted off the premises. Tolentino therefore was unable to complete the work on the trailer that Respondent was eager to finish. Tolentino was paid for the entire day and the uniforms that Rebollar allowed Tolentino to keep were worth about $300.
Before Tolentino left the premises J. Rebollar gave him a form that said, “Work has not picked up the way we expected. Not enough to keep him on board so we are letting him go.” The form also indicated that Tolentino had been terminated and that his work was satisfactory in the categories of attendance, punctuality, appearance, attention to detail, and ability to learn. A copy of the form kept by Respondent was somewhat different in that it indicated that the “N” was circled beneath the question “able to rehire?” Although J. Rebollar denied he made that mark, I conclude that either he made that mark or caused it be made. Tolentino was the only certified welder at the Broadway facility and because there was welding work that needed to be done there the following Monday, Respondent temporarily transferred a welder from the Maple facility to complete the job that Tolentino had been working on and thereafter permanently transferred another welder from the Maple facility to the Broadway facility.
The foregoing facts are based on the testimony of Tolentino who I conclude was a credible witness. His testimony was consistent and logical and his demeanor was impressive. To the extent that J. Rebollar’s testimony is inconsistent with the facts described above I do not credit it. As indicated above, Respondent was in a hurry to finish work on the trailer that Tolentino was working on but he was laid off before the end of the day and before finishing the work on the trailer. When I asked Jesse Rebollar why he did not let Tolentino complete the work day under these circumstances, he answered:
No reason in particular. I just—my plans were to give him the check around 10:00 in the morning, and I try to pay—I don’t do this very often, but when I do terminate someone, I give them the rest of the day off.
This explanation is entirely unconvincing and his demeanor suggested he was creating the answer rather than making a truthful response. This is an example of why I have chosen to credit Tolentino’s testimony over J. Rebollar’s.
The Monday following
Tolentino’s Friday layoff the employees at the Broadway facility were
summoned to a meeting with Ildefonso Rebollar.
I. Rebollar spoke to the assembled employees in Spanish. I. Rebollar told the employees that when there
are big problems they call him so he can work them out. He mentioned that he had fired someone and
that in every sack there is a rotten apple and when there is a rotten apple it
has to be removed so that it will not make the other apples rotten. I. Rebollar told the employees that the
employee whom he had fired could file a claim against the Company but that person
would not succeed in the claim because Respondent had a piece of paper that
protected them. He talked of a nearby factory
where employees went on strike and Respondent’s owner called him so he could
talk to the strikers and he did so. I. Rebollar
said he told the strikers that the owner was not going to bend to the stubbornness
or demands of others, that he had a little money and he would close the doors
to the factory and the workers would lose their jobs. I. Rebollar also told Respondent’s employees
that Respondent’s owner’s main income came from a shipbuilding facility in
Neither Tolentino nor the
The foregoing facts are based on a composite of the testimony
of four witnesses. Thomas Bahena has
worked for Respondent for 5 years as an assembler at the Broadway facility. Jose Vargas has worked for Respondent
installing metal molds since about August 2007. Jorge Rojas and Jesus Felix-Leon also work
for Respondent. All these witnesses, in
general, corroborated each other. Their
demeanor while testifying appeared sincere.
I also take into account the fact that these witnesses were current
employees testifying against the interests of their employer. Meyers
Transport of
J. Rebollar testified that Tolentino, although a skilled
welder, worked slowly. Carlos Razo Ortiz
has worked at the Broadway facility for almost 3 years. Razo, whose duties take him all over that
facility, has some experience with welding.
He testified that Tolentino was “very good” but “very slow.” Adalpe also testified that Tolentino was good
but slow.
J. Rebollar testified that sales were down and inventory was up. He admitted that Respondent’s owner tries to avoid a layoff even when sales are down by building up inventory stock. In June, sales were $3,848,394; in July they were $3,758,001; in August they were $3,580,296; and in September they were $2,775,099. But J. Rebollar also admitted that sales are normally higher in the summer and winter and should be lower in the spring and fall. Concerning inventory levels, in June there were 198 units, in July there were 125 units, in August there were 205 units, in September there were 274 units, in October there were 292 units, in November there were 249 units, in December there were 194 units, in January 2008 there were 194 units, in February 2008 there were 200, in March 2008 there were 159, and in April 2008 there were 194 units.
During the time period June 2007 to May 2008, nine employees quit at the Broadway facility, including one employee the week before Tolentino was laid off. Also during that period one employee was fired after he threatened a supervisor with bodily harm for the second time. There is no evidence that any employee other than Tolentino was permanently laid off because of slow sales. During that same period Respondent hired 10 other employees to work at the Broadway facility, including two employees who were hired after Tolentino was laid off and one employee who was hired 15 days before Tolentino was laid off. There is no explanation as to why normal attrition could not have alleviated any need Respondent may have had to reduce payroll.
B. Analysis
I first address the 8(a)(1) allegations. The complaint alleges that during the Monday
meeting Respondent threatened employees with plant closure and job loss if they
supported the
Continuing, the complaint alleges that Respondent threatened
employees that it would move its business overseas if the employees supported
the
Next, the complaint alleges that Respondent threatened to
deny unemployment benefits to laid-off employees because employees supported
the
Finally, the complaint alleges that Respondent told employees
to quit if they supported the
I turn now to the 8(a)(3) allegation. In determining whether Tolentino’s layoff was
unlawful, I apply Wright Line, 251
NLRB 1083 (1980), enfd. 662 F.2d 889 (1st Cir. 1981), cert. denied 455 U.S. 989
(1982). See also Manno Electric, 321 NLRB 278 (1996). Tolentino engaged in union activity. Respondent contends that it did not learn of
his support for the
I now examine whether Respondent has shown it would have laid off Tolentino for lawful reasons even if he had not engaged in union activity. T & J Trucking Co., 316 NLRB 771 (1998). Respondent argues that it laid off Tolentino because work was slow and inventory was high. But apparently Respondent’s business is somewhat cyclical in nature and it has not shown that it lays off employees during the slow periods. Respondent hired employees shortly before and shortly after it laid off Tolentino; this casts doubt on Respondent’s claim that it had to reduce payroll. Respondent experiences attrition in its workforce as employees leave for various reasons; it has not explained why normal attrition would not have resolved any payroll concerns it may have had. In its brief Respondent points to the fact that in December the employees were furloughed for about a 10-day period over the holidays where in the past they had been off only for Christmas and New Years days. But this fact does not assist Respondent in meeting its burden. It must show what motivated it to take the action against Tolentino in early September and not what motivated it to take action in late December.
At the hearing and in its brief Respondent argues that
Tolentino was a slow worker. While I
have concluded above that Respondent has exaggerated this matter, I have nonetheless
concluded that Tolentino was a good but slow worker. I note that Respondent did not tell this to
Tolentino at the time of the layoff, nor was Tolentino even warned that he
needed to work more quickly. Keep in
mind that Respondent employs about 40–45 employees at the Broadway facility; it
has presented no evidence as to how Tolentino’s good but slow work compared to
the work pace of the other employees there.
Remember that Tolentino was the only welder at that facility and he had
to be replaced by another welder.
Finally, the different versions of Tolentino’s discharge form heighten
the suspicious nature of Respondent’s claims of a lawful reason for Tolentino’s
layoff. I conclude that Respondent has
failed to show that it would have laid off Tolentino even if he had not
supported the
Conclusions of Law
1. By threatening employees with plant closure and job loss for supporting the Union, and by telling employees to quit if they supported a union, the Respondent has engaged in unfair labor practices affecting commerce within the meaning of Section 8(a)(1) and Section 2(6) and (7) of the Act.
2. By laying off Ernesto Tolentino because he supported the Union, the Respondent has engaged in unfair labor practices affecting commerce within the meaning of Section 8(a)(3) and (1) and Section 2(6) and (7) of the Act.
Remedy
Having found that the Respondent has engaged in certain unfair labor practices, I find that it must be ordered to cease and desist and to take certain affirmative action designed to effectuate the policies of the Act. The Respondent having discriminatorily laid off an employee, it must offer him reinstatement and make him whole for any loss of earnings and other benefits, computed on a quarterly basis from date of discharge to date of proper offer of reinstatement, less any net interim earnings, as prescribed in F. W. Woolworth Co., 90 NLRB 289 (1950), plus interest as computed in New Horizons for the Retarded, 283 NLRB 1173 (1987).
On these findings of fact and conclusions of law and on the entire record, I issue the following recommended
ORDER
The Respondent, Carson
Trailer, Inc.,
1. Cease and desist
from
(a) Threatening
employees with plant closure and job loss for employees for supporting the
(b) Telling employees
to quit if they supported a union.
(c) Laying off or
otherwise discriminating against any employee for supporting the Sheet Metal
Workers International Association, Local Union No. 170, AFL–CIO or any other union.
(d) In any like or
related manner interfering with, restraining, or coercing employees in the
exercise of the rights guaranteed them by Section 7 of the Act.
2. Take the following
affirmative action necessary to effectuate the policies of the Act.
(a) Within 14 days from
the date of the Board’s Order, offer Ernesto Tolentino full reinstatement to
his former job or, if that job no longer exists, to a substantially equivalent
position, without prejudice to his seniority or any other rights or privileges
previously enjoyed.
(b) Make Ernesto
Tolentino whole for any loss of earnings and other benefits suffered as a
result of the discrimination against him in the manner set forth in the remedy
section of the decision.
(c) Within 14 days from
the date of the Board’s Order, remove from its files any reference to the
unlawful layoff, and within 3 days thereafter notify the employee in writing
that this has been done and that the layoff will not be used against him in any
way.
(d) Preserve and,
within 14 days of a request, or such additional time as the Regional Director
may allow for good cause shown, provide at a reasonable place designated by the
Board or its agents, all payroll records, social security payment records,
timecards, personnel records and reports, and all other records, including an
electronic copy of such records if stored in electronic form, necessary to
analyze the amount of backpay due under the terms of this Order.
(e) Within 14 days
after service by the Region, post at its
(f) Within 21 days
after service by the Region, file with the Regional Director a sworn
certification of a responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to comply.
It
is further ordered that the complaint
is dismissed insofar as it alleges violations of the Act not specifically
found.
Dated,
APPENDIX
Notice To Employees
Posted by Order of the
National Labor Relations Board
An
Agency of the
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
federal
law gives you the right to
Form, join, or assist a union
Choose representatives to bargain on your behalf with
your employer
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activities.
We will not
threaten you with plant closure and job loss for supporting the Sheet Metal
Workers International Association, Local Union No. 170, AFL–CIO, or any other
union.
We will not
tell you to quit if you support a union.
We will not lay
off or otherwise discriminate against any of you for supporting the Sheet Metal
Workers International Association, Local Union No. 170, AFL–CIO, or any other union.
We will not in
any like or related manner interfere with, restrain, or coerce you in the exercise
of the rights guaranteed you by Section 7 of the Act.
We will, within
14 days from the date of this Order, offer Ernesto Tolentino full reinstatement
to his former job or, if that job no longer exists, to a substantially
equivalent position, without prejudice to his seniority or any other rights or
privileges previously enjoyed.
We will make
Ernesto Tolentino whole for any loss of earnings and other benefits resulting
from his discharge, less any net interim earnings, plus interest.
We will, within
14 days from the date of this Order, remove from our files any reference to the
unlawful layoff of Ernesto Tolentino, and we will, within 3 days thereafter, notify him in writing
that this has been done and that the layoff will not be used against him in any
way.
Carson Trailer, Inc.
[1] Effective midnight December 28, 2007,
Members Liebman, Schaumber, Kirsanow, and Walsh delegated to Members Liebman,
Schaumber, and Kirsanow, as a three-member group, all of the Board’s powers in
anticipation of the expiration of the terms of Members Kirsanow and Walsh on
December 31, 2007. Pursuant to this
delegation, Chairman Schaumber and Member Liebman constitute a quorum of the
three-member group. As a quorum, they
have the authority to issue decisions and orders in unfair labor practice and
representation cases. See Sec. 3(b) of
the Act.
[2] No exceptions were filed to the judge’s
dismissal of the allegations that
the Respondent violated Sec. 8(a)(1) of the Act by threatening to move its
business overseas or to deny unemployment benefits to laid-off employees if
employees supported the Union.
[3] The General
Counsel has excepted to the judge’s failure to include in his recommended Order a provision that the notice
to employees be posted in both English and Spanish. We find merit in the exception. The record shows that most of the employees
at the Respondent’s Broadway facility, where the violations occurred, are Spanish speaking. After
laying off Tolentino, the Respondent conducted a mandatory employee meeting at
that facility in Spanish. In addition, each of the seven nonsupervisory employees who testified in
this proceeding did so through a Spanish interpreter. Accordingly, we shall modify the recommended Order to provide that the notice be posted in both English and Spanish. See Caribe
Staple Co., 313
NLRB 877 (1994); Sun
World, Inc.,
271 NLRB 49 fn. 1 (1984), enfd. mem. 843 F.2d 501
(9th Cir. 1988).
The General Counsel sought a posting remedy at the Broadway facility
only.
We
shall also modify par. 2(e) of the judge’s recommended Order to correctly
identify the appropriate Regional Office.
4 If this Order is enforced by a judgment of a
1 All dates are in 2007 unless otherwise indicated.
2 Certain errors in the transcript are noted and
corrected.
3 Although
these are separate allegations in the complaint the General Counsel in his
brief deals with them together.
[4] If no exceptions are filed as provided
by Sec. 102.46 of the Board’s Rules and Regulations, the findings, conclusions,
and recommended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed waived for all
purposes.
[5] In his brief the General Counsel requests
a posting only at this facility.
[6] If this Order is enforced by a judgment
of a