NOTICE: This
opinion is subject to formal revision before publication in the bound volumes
of NLRB decisions. Readers are requested
to notify the Executive Secretary, National Labor Relations Board,
Suburban Electrical Engineers/Contractors, Inc. and International Brotherhood of
Electrical Workers, Local Union 577. Cases 30–CA–15473, 30–CA–15828, and 30–CA–16086
September 20, 2007
DECISION AND ORDER
By Chairman Battista and Members Liebman
and Schaumber
On December 2, 2002, Administrative Law Judge Bruce D. Rosenstein issued the attached decision. The General Counsel filed exceptions and a supporting brief, and the Respondent filed an answering brief. The Respondent filed exceptions and a supporting brief, the General Counsel filed an answering brief, and the Respondent filed a reply brief.
The National Labor Relations Board has delegated its authority in this proceeding to a three-member panel.
The Board has considered the decision and the record in light of the exceptions and briefs and has decided to affirm the judge’s rulings,1 findings,2 and conclusions only to the extent consistent with this Decision and Order.3
i. introduction
The Respondent engages in commercial, industrial, and
residential construction as an electrical contractor from its facility in
The allegations in this case arise from the Respondent’s
conduct in response to the
In dismissing certain of the 8(a)(1) allegations, the judge relied, in part, on his finding that the Respondent’s foremen—Gary Goland, Dave Chappel, and Matt Holz—were not statutory supervisors and that the Respondent was therefore not responsible for their actions. We adopt the judge’s finding. In his exceptions, the General Counsel argued, inter alia, that these three foremen were at least agents of the Respondent and therefore the Respondent was responsible for their conduct.6 As set forth below, we reject the General Counsel’s position regarding these foremen.
As for the final alleged violation of Section 8(a)(1), the judge found that Project Manager Sam Schultz unlawfully threatened employees on April 5, 2002. We disagree with the judge and reverse his finding below.
With respect to the 8(a)(3) allegations, the General Counsel alleged that the Respondent failed to consider for hire and to hire the “salts”—Terry Roovers, Corey Wiegel, and Troy Toomer—on various dates. In this regard, the judge found merit in certain of the complaint’s allegations but recommended dismissal of other allegations. As set forth below, we affirm in part, and reverse in part, the judge’s 8(a)(3) findings.
ii. the 8(a)(1)
complaint allegations
A. Conduct
of Foremen Goland, Chappel, and Holz
The General Counsel contended, among other things, that the Respondent, by certain statements and actions of its Foremen Gary Goland, Dave Chappel, and Matt Holz violated Section 8(a)(1) of the Act.7 The judge recommended dismissal of these allegations on the grounds that none of the foremen was a statutory supervisor. As noted, the General Counsel excepts to the judge’s failure to find that the three foremen were supervisors and/or agents of the Respondent and that the Respondent was therefore responsible for their actions. We agree, for the reasons discussed by the judge, that the foremen were not supervisors. As for the foremen’s agency status, the judge concluded that the General Counsel did not establish Goland’s agency status, but the judge did not make any conclusions regarding the agency status of Chappel or Holz. We find that the General Counsel did not establish the agency status as to any of the foremen.
The General Counsel urges that Goland was the Respondent’s agent because he scheduled overtime, signed employees’ timesheets, referred to himself as the foreman, was referred to as the foreman by management, and was viewed as the foreman by the employees.
In Albertson’s, Inc.,
344 NLRB No. 141 (2005), the Board explained the test for determining agency
status: “whether the alleged agent’s position and duties, and the context in
which the conduct occurs, establish that ‘employees would reasonably believe
that the employee in question was reflecting company policy and speaking and
acting for management.’” Albertson’s, Inc., supra, slip. op. at 1
(quoting Pan-Oston Co., 336 NLRB 305,
306 (2001)). The party asserting that an
individual is an agent bears the burden of establishing the agency relationship. Pan-Oston,
supra at 306. Further, “the party who
has the burden to prove agency must establish an agency relationship with
regard to the specific conduct that is alleged to be unlawful.”
We conclude, as did the judge, that the General Counsel
did not establish that Goland was the Respondent’s agent. Goland was a foreman on a jobsite where Project
Manager Chamberlin was the supervisor.
Although Goland signed employee timesheets, Goland followed Chamberlin’s
instructions as to the assignment of work and had no authority to change work
assignments without Chamberlin’s permission.
Thus, Goland’s signing of timesheets was essentially a clerical
task. It provided no basis for a reasonable
employee belief that Goland—in soliciting employee views about the
For similar reasons, we find that the General Counsel failed to establish that either Chappel or Holz was an agent of the Respondent. Like Goland, both Chappel and Holz served as foremen and performed tasks similar to those performed by Goland. Thus, they signed timesheets, gave out work assignments and inspected work. Nonetheless, the General Counsel failed to establish that the Respondent cloaked these foremen with apparent authority to speak or act on its behalf. Compare SAIA Motor Freight, 334 NLRB 979 (2001) (foreman was vested with apparent authority where he assigned and directed the employees’ work, had authority to grant time off, took corrective disciplinary action, designated lunchbreak times, corrected time and attendance records, conducted employee meetings at which he discussed work-related matters, attended supervisory and management meetings, and terminal manager told employees that foreman was in control of the dock workers and that if the employees had any job-related problems they should take them up with foreman). Accordingly, we also adopt the judge’s recommended dismissals of the complaint allegations based on the actions of Chappel and Holz.
B. Conduct of Project Manager Schultz
We disagree with the judge’s finding that Project Manager and Senior Supervisor Sam Schultz unlawfully threatened employees on April 5, 2002. The judge credited employee Randy Reinders’ testimony that, on that date, he, Schultz, and Chappel were in the Respondent’s parking lot walking into the building before going to a job. Reinders heard Schultz ask Chappel: “Well, Dave, [did] you take care of our union problem yet?” Chappel pointed to Reinders and said: “What, you mean Randy?” Schultz then looked at Reinders and said: “Oh, sorry. I thought you were someone else.”
The judge found Schultz’ statement constituted a threat of
adverse consequences for union activity because it was common knowledge that
Reinders was a union supporter. We
disagree. Based on all of the surrounding
circumstances, we find Schultz’ question to be ambiguous. First, the
Our dissenting colleague’s reliance on Washington Fruit & Produce Co., 343 NLRB 1215 (2004), is misplaced. In that case, the Board found that a supervisor’s asking two employees who were dressed in heavy jackets before entering the cold room if they were putting on their “bulletproof vests,” did not reasonably tend to interfere with the free exercise of employees’ Section 7 rights. In dismissing the allegation, the Board noted, however, that a supervisor’s statements may be coercive regardless of the supervisor’s friendship with employees. We do not disagree with that observation. Nonetheless, here, there was merely a brief exchange of ambiguous remarks among Schultz, Chappel, and Reinders. Indeed, as we have already noted, Schultz’ question was devoid of any express or implicit references to adverse employment consequences for Reinders. Further, contrary to our colleague, our reference to an “atmosphere of morning geniality” surely does not indicate an intention to encourage “getting threats in early.” Our reference merely noted that the environmental context of the exchange contributed to the innocuousness of remarks that were ambiguous by their own terms.
iii. the 8(a)(3)
“refusal to hire” allegations
We agree with the judge that the Respondent violated Section 8(a)(3) and (1) of the Act when it failed to hire “salts” Terry Roovers and Corey Wiegel on September 26, and hired instead Jason Puls, and failed to hire the same “salts” on October 3, and hired instead Eric Lieby.10
However, we do not agree with the judge’s analysis in its
entirety. In
that the Respondent was hiring, or had concrete plans to
hire, at the time of the alleged unlawful conduct; (2) that the applicants had
experience or training relevant to the announced or generally known
requirements of the positions for hire, or in the alternative, that the employer
had not adhered uniformly to such requirements, or that the requirements were themselves pretextual or were applied as
a pretext for discrimination; and (3) that antiunion animus contributed to the
decision not to hire the applicants.11
There is no dispute as to the first part of the
As to the second part of the
As to the third part of the FES test, the judge found, inter alia, that the Respondent exhibited animus in the Respondent’s awareness that Roovers and Wiegel were affiliated with the Union, and had filed numerous employment applications over a 6-month period seeking journeyman electrician positions with the Respondent, at a time when the Union was attempting to organize the Respondent’s employees.
The judge also found that the Respondent’s stated reasons for failing to hire Roovers and Wiegel were false. The judge noted that the Respondent assertedly relied on Roovers’ alleged rudeness during the application process and the absence of current employment during the most recent 2 years when Roovers served as a union business manager. As to the first factor, the judge found that the Respondent failed to document Roovers’ alleged rudeness. None of the Respondent’s agents or employees informed Roovers at the time that they considered him rude or disrespectful, and the Respondent’s chief witness acknowledged that Roovers was not rude or overpowering on numerous occasions and only once was “his voice . . . raised and he came across pretty harsh.” The judge noted that the Respondent rehired at least two employees who experienced behavioral problems. As to the second factor, although Roovers had been serving as a union business manager, he had continued to perform electrical work as a volunteer on Salvation Army and Police Department projects and on his own home and the houses of family members. Indeed, Roovers had a current journeyman electrician certification. The judge noted that had the Respondent contacted Roovers or interviewed him, as the Respondent did for other applicants, the Respondent would have ascertained that Roovers was current in his skills. The judge further noted that Lieby, whom the Respondent hired, listed no current job duties in his job application.
The judge also noted that the Respondent’s stated reasons
for not hiring Wiegel were Wiegel’s prior refusal of a job offer and Wiegel’s
absence from the trade while he was a full-time union business agent. As to the first factor, Wiegel refused the
Respondent’s job offer—and so informed the Respondent—because of the short notice,
and daycare complications for his family because the job was out-of-town. Nevertheless, the Respondent failed to inform
Wiegel, when he inquired, that Wiegel’s refusal of the job would harm future
consideration for jobs with the Respondent.
The Respondent also failed to fill this particular out-of-town job and
acknowledged that it hired several employees despite their previously turning
down job offers.12 As to the second factor, the Respondent made
no reference to Wiegel’s absence from the trade when the Respondent offered
Wiegel the out-of-town job which Wiegel declined. Also, as with Roovers, the Respondent failed
to contact or interview Wiegel as the Respondent did with other
applicants. Thus the Respondent failed
to ascertain, that during Wiegel’s term as business agent, Wiegel performed
electrical work for charitable organizations and taught classes on grounding
techniques in the
We apply
It is axiomatic that findings of antiunion animus and
discriminatory motive may be predicated on pretextual reasons advanced for a
personnel action. It is well settled
that when a respondent’s stated reasons for its actions are found to be false,
the circumstances may warrant an inference that the true motive is an unlawful
one that the respondent desires to conceal.
See Loudon Steel, 340 NLRB
307, 312 (2003) (citations omitted).
Thus the Board, in finding animus, may rely on the judge’s findings that
a respondent’s proffered reasons for the personnel actions were
pretextual. See Waterfront Services Co., 340 NLRB 1305 fn. 2 (2003). It is also axiomatic that where it is shown
that a respondent’s proffered reasons are pretextual—that is false, or not in
fact relied upon—the respondent fails by definition to show that it would have
taken the same action for those reasons, absent the protected conduct. See Golden
State Food Corp., 340 NLRB 382, 385 (2003) (citing Limestone Apparel Corp., 255 NLRB 722 (1981), enfd. 705 F.2d 799
(6th Cir. 1982)). Accordingly, it is
unavailing for our dissenting colleague to cite the Respondent’s alleged
factors for hiring Puls and Lieby in lieu of Roovers and Wiegel. What is critical is that the Respondent offered
false and pretextual reasons for its failure to hire Roovers and Wiegel. Under these circumstances, the third part of
the
We disagree, however, with the judge’s finding that the Respondent violated Section 8(a)(3) and (1) of the Act by failing to consider for hire the two “salts”—Roovers and Wiegel—on July 17. The judge found that Roovers and Wiegel possessed “superior qualifications” to those of applicants Arnoldi and Horn and concluded that Respondent refused to consider the “salts” based on their “union affiliation.” However, we conclude that the Respondent in fact considered the “salts” for the July 17 opening.
Here the General Counsel failed to establish the first prong of the prima facie case. Maass testified that he considered all the relevant applications, including those of Roovers and Wiegel. The General Counsel failed to provide evidence contrary to Maass’ testimony.13 Thus, the General Counsel did not establish Roovers and Wiegel were excluded from the hiring process. We find the Respondent did not engage in a discriminatory refusal to consider for hire in connection with its July 17 offer of employment to Arnoldi and Horn. Compare Progressive Electric, 344 NLRB No. 52, slip op. at 10 (2005), enfd. 453 F.3d 538 (D.C. Cir. 2006) (refusal-to-consider violation based on applicants not being allowed to file applications and being told they would be considered when employer had vacancies); Cheney Construction, 344 NLRB No. 9, slip op. at 1 fn. 1 (2005) (refusal-to-consider violation based on administrative assistant’s failure to place applications in superintendents’ boxes because she knew the applicants were with the union and “they weren’t really looking for a job”).
Amended Remedy
Having found that the Respondent discriminatorily refused to hire Terry Roovers and Corey Wiegel, the Respondent must make them whole for its unlawful conduct against them. The duration of the backpay period shall be determined in accordance with Oil Capitol Sheet Metal, 349 NLRB No. 118 (2007). Backpay shall be computed in accordance with F. W. Woolworth Co., 90 NLRB 289 (1950), and interest shall be computed in accordance with New Horizons for the Retarded, 283 NLRB 1173 (1987).14
ORDER
The National Labor Relations Board adopts the recommended
Order of the administrative law judge as modified below and orders that the
Respondent, Suburban Electrical Engineers/Contractors, Inc.,
1. Cease and desist from
(a) Discouraging employees from engaging in activities on behalf of a labor organization by refusing to hire job applicants because they are members or supporters of unions, or because they indicate on their employment applications that they are voluntary union organizers.
(b) In any like or related manner interfering with, restraining, or coercing employees in the exercise of rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to effectuate the policies of the Act.
(a) Within 14 days from the date of this Order offer to Terry Roovers and Corey Wiegel employment in the positions for which they applied, or if those positions no longer exist, to substantially equivalent positions, without prejudice to their seniority and any other rights and privileges.
(b) Make Terry Roovers and Corey Wiegel whole for any loss of pay and other benefits suffered by them as a result of the discrimination against them, in the manner set forth in the amended remedy section of this Decision.
(c) Within 14 days from the date of this Order, remove from its files any reference to the unlawful refusal to hire, and within 3 days thereafter notify Terry Roovers and Corey Wiegel that this has been done and that the refusals to hire will not be used against them in any way.
(d) Preserve and, within 14 days of a request, make available to the Board or its agents for examination and copying, all payroll records, social security payment records, timecards, personnel records and reports, and all other records, including an electronic copy of the records if stored in electronic form, necessary to analyze the amount of backpay due under the terms of this Order.
(e) Within 14 days after service by the Region, post at all of its employment facilities and jobsites subject to the jurisdiction of the National Labor Relations Act copies of the attached notice marked “Appendix.”15 Copies of the notice, on forms provided by the Regional Director for Region 30, after being signed by the Respondent’s authorized representative, shall be posted by the Respondent and maintained for 60 consecutive days in conspicuous places including all places where notices to employees and applicants are customarily posted. Reasonable steps shall be taken by the Respondent to ensure that the notices are not altered, defaced, or covered by any other material. In the event that, during the pendency of these proceedings, the Respondent has gone out of business or closed the facility involved in these proceedings, the Respondent shall duplicate and mail, at its own expense, a copy of the notice of all current employees and former employees employed by the Respondent at any time since April 9, 2001.
(f) Within 21 days after service by Region 30, file with the Regional Director a sworn certification of a responsible official on a form provided by the Region attesting to the steps that the Respondent has taken to comply.
It is further ordered that the complaint is dismissed insofar as it alleges violations of the Act not specifically found.
Dated,
______________________________________
Robert J. Battista, Chairman
______________________________________
Wilma B. Liebman, Member
______________________________________
Peter C. Schaumber, Member
(seal) National
Labor Relations Board
APPENDIX
Notice To Employees
Posted by Order
of the
National Labor Relations
Board
An Agency of the
The National Labor Relations Board has found that we violated Federal labor law and has ordered us to post and obey this notice.
federal law gives you the right to
Form, join, or assist a union
Choose representatives to bargain with us on your behalf
Act together with other employees for your benefit and protection
Choose not to engage in any of these protected activities.
We will not discourage employees from engaging in activities on behalf of a labor organization by refusing to hire job applicants because they are members of or supporters of unions, or because they indicate on their employment applications that they are voluntary union organizers.
We will not in any like or related manner interfere with, restrain, or coerce our employees in the exercise of their Section 7 rights protected by the Act.
We will offer to Terry Roovers and Corey Wiegel employment in positions for which they applied or if those positions no longer exist, to substantially equivalent positions, without prejudice to their seniority and other rights and privileges.
We will make Terry Roovers and Corey Wiegel whole for any loss of pay and other benefits with interest.
We will, within 14 days from the date of the Board’s Order, remove from our files any reference to the unlawful refusal to hire Terry Roovers and Corey Wiegel and, within 3 days thereafter, notify them in writing that this has been done and that the refusal to hire them for employment will not be used against them in any way.
Suburban Electrical Engineers/
Contractors, Inc.
Eryn M. Doherty,
Esq. and Joyce Ann Seiser, Esq., for the General Counsel.
L.
Traywick Duffie, Esq. and Lisa A.
Kabula, Esq., of
Mark A.
Sweet, Esq. and Terry J. Roovers,
Business Manager, of
DECISION1
Statement of the Case
Bruce D. Rosenstein, Administrative Law Judge. This case was tried
before me on August 7 through 9, 20, and 21, 2002, in Appleton, Wisconsin,
pursuant to a consolidated complaint and notice of hearing in the subject cases
(the complaint) issued on July 29, 2002, by the Regional Director for Region 30
of the National Labor Relations Board (the Board). The underlying charges were filed on various
dates in 20012 and 2002 by International
Brotherhood of Electrical Workers, Local Union 577 (the Charging Party or the Union)
alleging that Suburban Electrical Engineers/Contractors, Inc. (the Respondent
or the Employer) has engaged in certain violations of Section 8(a)(1) and (3)
of the National Labor Relations Act (the Act).
The Respondent filed a timely answer to the complaint denying that it
had committed any violations of the Act.
Issues
The complaint
alleges that Respondent engaged in numerous independent violations of Section
8(a)(1) of the Act including coercive interrogation, the enforcement of an
overly broad no-solicitation rule prohibiting employees from soliciting at all
times, threatening employees with unspecified adverse consequences because of
their union activities, creating the impression among its employees that their
union activities were under surveillance, and soliciting employees’ views about
the Union. Additionally, the complaint
alleges that the Respondent disciplined an employee and has failed and refused
to consider for employment and/or hire three union representatives because of
their membership in and activities in support of the Union, in violation of
Section 8(a)(1) and (3) of the Act.
On the entire
record, including my observation of the demeanor of the witnesses, and after
considering the briefs filed by the General Counsel and the Respondent,3 I make the following
Findings of Fact
i. jurisdiction
The Respondent
is a corporation engaged in commercial, industrial, and residential
construction as an electrical contractor at its facility in
ii. alleged unfair labor
practices
A. Background
The
The new
Several months
before Reinders became active on behalf of the Union and continuing thereafter,
a letter writing campaign was undertaken by the Union to apprise Respondent’s
employees about the benefits of organization and a comparison of benefits that
presently existed at Respondent with those enjoyed under a union contract. For example, on February 16, 23, March 3, 10,
April 2, 26, May 4, and July 16 letters were distributed to Respondent
employees discussing subjects such as health insurance, pension plan, wages,
prevailing wages, and new contract raises (GC Exhs. 13, 14, 15, 16, 18, 21, 22,
and 25). By letter dated March 19 to all
employees, Respondent acknowledged that the Union has been sending out correspondence
on a weekly basis and responded to the numerous assertions of the
On April 6,
Union Business Agents Young, Wiegel, and Terry Roovers, visited Respondent’s
offices and filed individual employment applications. The
On April 13,
Respondent by Van Dyke, telephoned Wiegel at home and left a message for him to
contact her. Later that day, Wiegel
returned the telephone call and taped their conversation (GC Exh. 40). Van Dyke offered Wiegel a full-time position
with Respondent as a journeyman electrician in
B. The 8(a)(1) Allegations
1. Complaint Case 30–CA–15473
The General
Counsel alleges in paragraphs 8(a) and (b) that Maass on April 9, at its
facility, created the impression of surveillance of employees and threatened
employees because of their union and/or protected concerted activities. In paragraph 8(c), the General Counsel
alleges that Smith interfered with and coerced employees’ in their right to
engage in union and/or protected activities.
The Board has
held that interrogation is not a per se violation of Section 8(a)(1) of the
Act. Rossmore
House, 269 NLRB 1176, (1984), affd. sub nom. HERE Local 11 v. NLRB, 760 F.2d 1006 (9th Cir. 1985). In determining whether an interrogation is
unlawful, the Board examines whether, under all the circumstances the
questioning reasonably tends to interfere with, restrain, or coerce employees
in the exercise of their Section 7 rights.
Rossmore House, supra at 1177–1178. Emery
Worldwide, 309 NLRB 185, 186 (1992).
Under the totality of circumstances approach, the Board examines factors
such as whether the interrogated employee is an open and active union
supporter, the background of the interrogation, the nature of the information
sought, the identity of the questioner, and the place and method of
interrogation. Rossmore House, supra at 1178 fn. 20; Bourne v. NLRB, 332 F.2d 47, 48 (2d Cir. 1964);
Reinders
testified that on his first day back from layoff on April 9, he attended the
regularly scheduled monthly safety meeting for all employees. After the safety presentation, Maass
addressed the group and discussed the numerous letters the
The Respondent
does not deny that it opposes unionization of its employees and has informed
employees that it recognizes the privilege to operate union-free. It has told employees that it intends to
provide a proemployee work environment that makes unions irrelevant. To this end it has adopted a proemployee
policy.6
To counter the large amount of propaganda distributed by the
The General
Counsel alleges in paragraph 8(d) of the complaint that on April 9 in route to
the Employer’s Tuffco jobsite in
Reinders
testified that Goland informed him on the ride to the jobsite that he was upset
about receiving so much literature from the
Respondent first
argues that Goland is not a supervisor within the meaning of the Act and
therefore even if he sought Reinders views about the
Any individual having authority, in the
interest of the employer, to hire, transfer, suspend, lay off, recall, promote,
discharge, assign, reward, or discipline other employees, or responsibly to
direct them, or to adjust their grievances, or effectively to recommend such
action, if in connection with the foregoing the exercise of such authority is
not of a routine or clerical nature, but requires the use of independent
judgment.
The statutory
definition is set forth in the disjunctive; thus, possession of any one of the
listed indicia of authority is sufficient to find the individual at issue a supervisor. See, e.g., Providence Hospital, 320 NLRB 717, 725 (1996), affd. sub nom. Providence Alaska Medical Center v. NLRB, 121
F.3d 548 (9th Cir. 1997). The burden of
proving supervisory status is on the party asserting that such status
exists.
The Respondent
argues that a number of its senior journeyman electrician employees while
having the title of foreman on the jobsite are really leadmen who do not
exercise independent judgment. In most
instances, individuals such as Goland are in charge of a crew of two or three electricians
or apprentices. This is what occurred on
the Tuffco jobsite. Often, upon the
termination of one job when acting as a foreman, senior employees such as
Goland will be assigned to another job where he functions as a journeyman
electrician under the direction of another foreman or project manager. Thus, the Respondent argues that his
performance as a foreman is merely sporadic and is not regular on an ongoing
basis. The evidence discloses that Jeffrey
Chamberlin was the project manager on the Tuffco jobsite in April 2001. He credibly testified that while Goland
signed employee time cards he merely followed his instructions for the assignment
of work. Chamberlin met every Monday
morning with the job crew to outline their work assignments for the week and
personally visited the jobsite to inspect the progress of the work at least 2
days each week. He further testified
that Goland had no authority to change work assignments without his permission
and could not take any personnel actions against employees. While the record confirms that some time in
September 2001, Goland was elevated to the status of a foreman and regularly
attended meetings with other supervisors, it does not appear that in April
2001, he possessed that authority (R. Exh. 14).
I note, that Goland works side by side with the journeyman electricians
and handles the same type of work assignments.
According to Van Dyke, Goland was classified as a leadman in April
2001. He did not possess the ability to
hire, fire, discipline, or grant time off to members of the work crew. In regard to Goland’s assignment of work and
signing the timecards at the jobsite, this evidence, without more, does not
establish that his decisionmaking is marked by independent judgment. Rather, I find that his decisions are routine
responses to predictable, recurring work assignment issues. See Clark
Machine Corp., 308 NLRB 555 (1992).
Nor is the fact that Chamberlin appraised Goland on a form for a foreman
in 2001, dispositive as to his status as a supervisor under the Act (GC Exh.
54). Indeed, Van Dyke testified that
Chamberlin used the foreman form to appraise Goland since the Employer had no
such forms specifically for a leadman.
Additionally, comparing the indicia possessed by Dave Nass, a foreman
and admitted 2(11) supervisor to that of Goland establishes stark differences
in their authority. In this regard, Nass
has the authority to effectively recommend the hiring of employees, is
authorized to issue discipline, and has the authority to grant time off to
employees. Goland, as of April 2001, did
not possess any of these indicia.
Moreover, Nass in April 2001 was paid at a higher hourly rate of pay
then Goland.
Based on the
foregoing, I conclude that Goland is not a supervisor within the meaning of the
Act and, therefore, if he solicited Reinders’ views concerning the
For all of the
above reasons, I recommend that the allegations in paragraph 8(d) of the
complaint be dismissed and find that the Respondent did not violate Section
8(a)(1) of the Act.
The General
Counsel argues in paragraph 8(e) of the complaint that Dave Maass on April 24,
at its facility, interrogated an employee about his union affiliation.
Reinders testified
that on April 24, he was smoking a cigarette with Maass at the shop and Maass
asked him whether the rumors he heard were correct. Reinders replied, “You mean my union
affiliation.” Maass said yes, and added
your affiliation is not a problem. Rather,
your reviews and work performance is what is important.
At the time this
conversation occurred, I note that Reinders had previously joined the
Under these circumstances,
I conclude that Maass did not engage in interrogation of Reinders as alleged in
the complaint. Therefore, I find that
the Respondent did not engage in conduct violative of Section 8(a)(1) of the
Act.
The General
Counsel alleges in paragraph 8(f) of the complaint that on April 24, Goland at
the Tuffco jobsite orally promulgated and enforced an overly broad no-solicitation
rule prohibiting employees from soliciting at all times.
Reinders
testified that later in the day on April 24, after he had the conversation with
Maass at the shop, he had a conversation with Goland at the Tuffco
jobsite. Goland told Reinders that he
was aware of his union affiliation.
Goland then instructed Reinders that he could talk about the Union only
on nonpaid time and since he was always on paid time, he could not talk about
the
Based on my
above finding that in April 2001 Goland was not a supervisor within the meaning
of 2(11) of the Act, I cannot find that even if such a statement was made, it
can be attributed to the Respondent. Nor
can I find and the General Counsel did not produce any evidence that Goland was
an agent of the Respondent for the purpose of promulgating and enforcing an
overly broad no solicitation rule. If on
the other hand others disagree with my finding that Goland is not a statutory
supervisor, I would find that Goland made the above statement and such a
prohibition is overly broad as it precludes solicitation before and after work
and on mid-day breaks or lunchbreaks. I
note that when Goland informed Reinders that he was aware of his union affiliation,
it occurred later in the day after Maass had earlier learned that Reinders was
now with the
The General
Counsel asserts in paragraphs 8(g) and (h) of the complaint that on May 10,
Nass engaged in surveillance and isolated an employee because of his union
and/or protected activities.
Reinders
testified that May 10 was his last day on the Mirro jobsite. This was a project that involved electrical
work associated with the closing of certain areas of a large plant in excess of
50 acres. The incidents in question
mainly took place within the main plant and the Chilton/downtown facility that
is located approximately 3 or 4 miles from the main plant.
During most of
the day on May 10, Reinders performed work at the downtown plant along with
Nass. Towards the end of the day, as
both Reinders and Nass drove together towards the main facility, Nass apprised
Reinders that he needed to go to the main plant for a short meeting with the
engineers before leaving to return to the shop.
Upon arriving at the main plant, Nass instructed Reinders to remain near
the entrance while he briefly met with the engineers so he could quickly locate
him before they returned to the shop together.
The General Counsel alleges that Nass purposely did this to isolate Reinders
from meeting with the Kraft employees who were working on the site so as to
prevent him from discussing the
Nass, who has
functioned as a project foreman for approximately 5 years, denied that he was
directed to keep an eye on Reinders or that he isolated Reinders from the Kraft
employees to preclude him from talking with them about the
I note that at
the time that this incident occurred, the Union had apprised Respondent that
Reinders was a
Based on the
forgoing, and particularly noting Nass’ forthright testimony and demeanor
regarding the events of May 10, I find that the Respondent did not engage in
the allegations alleged in paragraphs 8(g) and (h) of the complaint. Therefore, I recommend that these 8(a)(1)
allegations be dismissed.
2. Complaint Case 30–CA–16086
On May 14, Young
wrote a letter to Respondent informing them that because of their continued
harassment and intimidation of Reinders concerning his right to form, join, and
assist a labor organization, Reinders has entered into an unfair labor practice
strike against the Employer effective immediately (GC Exh. 30). Reinders remained on strike and did not work at
Respondent until he made an unconditional offer to return to work and was
rehired in March 2002. Upon returning to
work, Reinders wore a union sticker on his hardhat and continued to advocate
the
The General
Counsel alleges in paragraph 5(a) of the complaint that on March 25, 2002, at
the Employer’s Timberlodge Brew Pub jobsite, Scott Westphal, created the impression
among its employees that their union activities were under surveillance by
Respondent.
Reinders was
assigned to hook up some motion sensors at the Brew Pub jobsite. Reinders asked Westphal, an admitted 2(11) supervisor,
whether he would get chewed out similar to what happened previously on the job
when he was harassed about incorrectly wiring a number of switches and lights.9
Reinders informed Westphal that he didn’t appreciate the way it was
handled. Westphal said, “[T]hat he didn’t
appreciate all the shit going on with Reinders on the job. He was just doing what Maass told him to do.”
Even if Westphal
made the above statement, I am hard pressed to conclude that this constitutes
surveillance. There is no reference in
the statement that Westphal was keeping an eye on Reinders or that Maass instructed
him to do so. Likewise, inferring that “all
the shit” referred to Reinders union activities is speculative as it could
refer to many things including the previous problems that Westphal experienced
with Reinders job performance.
Accordingly, I
conclude that even if Westphal made the statement, it is ambiguous at
best. Therefore, I find that the
allegations of paragraph 5(a) of the complaint are not sustainable and
recommend that they be dismissed.
The General
Counsel alleges in paragraph 5(b) of the complaint that Dave Chappel on April
2, 2002, in the Employer’s van in route to the Tuffco jobsite, created the
impression among its employees that their union activities were under surveillance
by Respondent.
Reinders worked
at the Tuffco jobsite for approximately 7 days in April 2002 along with Chappel
and an apprentice. Reinders testified
that he was in the Employer’s van in route to the jobsite along with
Chappel. Reinders expressed his frustrations
to Chappel that Project Manager Chamberlin had previously instructed him to
take the union sticker off his hardhat.
Chappel said, “I’m tired of being in the middle of this union shit. Chamberlin wants to know what is going on and
he wants me to keep an eye on you.”
Chappel, as did
Goland, signed employee timesheets on the Tuffco jobsite (GC Exh. 65). The evidence further establishes that Chappel
gave work assignments to members of the crew including Reinders and could tell
employees to correct or do work over if it was not performed accurately. Chappel testified that he did not consider
himself to be a foreman on the Tuffco jobsite.
Rather, his hourly pay reflected that his status was that of a journeyman
electrician. He further indicated that
Chamberlin never informed him that he was to function as a foreman while on the
Tuffco jobsite. Chamberlin testified
that he was in charge of the Tuffco job in April 2002, and never designated
Chappel as the foreman on that project.
Chamberlin indicated, as with Goland, that in April 2002 he gave instructions
at the beginning of each week to the members of the crew on how the work was to
be performed. While Chappel imparted
these instructions to members of the crew, he could not change them without
Chamberlin’s permission. Chamberlin
agreed that in his absence, as the crew chief, Chappel would have the authority
to instruct a worker to redo certain work that was not done correctly. As previously discussed above concerning the
supervisory status of Goland, I am of the opinion that Chappel on April 2,
2002, did not possess the indicia of a 2(11) supervisor. His duties and responsibilities were no different
then discussed above for Goland. In
regard to Chappel’s assignment of work and signing the timecards at the
jobsite, this evidence, without more, does not establish that his decisionmaking
is marked by independent judgment.
Rather, I find that his decisions are routine responses to predictable,
recurring work assignment issues.
Moreover, Van Dyke credibly testified that it was not until June 2002,
that Chappel received a pay increase to $23 per hour that placed him in the foreman
pay scale classification.10 Under these circumstances, I find that even
if Chappel made the statement attributed to him it cannot be binding on the
Respondent. On the other hand, if others
disagree and determine that Chappel is a supervisor within the meaning of the
Act, I am inclined to credit Reinders concerning this conversation. His recall of this event was precise and he
credibly testified that after he returned from his unfair labor practice strike
he routinely wore a union sticker on his hardhat. Chappel acknowledged that he discussed with Reinders
the wearing of a union sticker on his hardhat.
I note that in April 2002, it was common knowledge that Reinders was an
active union advocate and the union organizing campaign at the Respondent had
been in progress for well in excess of a year.
Under these circumstances, and only if Chappel is found to be a supervisor
within the meaning of the Act, I would find that the Act was violated as
alleged by the General Counsel when Chappel created the impression among its
employees that their union activities were under surveillance.
In summary, due
to my finding that Chappell was not a statutory supervisor in April 2002, I
recommend that paragraph 5(b) of the complaint be dismissed.
The General
Counsel asserts in paragraph 5(c) of the complaint that on April 5, 2002, at
the Employer’s facility, Sam Schultz threatened its employees with unspecified
adverse consequences because of their union activities.
Reinders
testified that on April 5, 2002, he was present at the Employer’s facility
along with Schultz and Chappel. He heard
Schultz state to Chappel, “Well Dave, did you take care of our union problem.” Chappel said, “You mean Randy.” Schultz replied, “Oh, sorry, I thought you
were someone else.”
Schultz and
Chappel testified about this conversation in a completely different fashion. Schultz asserts that he said to Chappel, “Where
is your buddy.” Chappell said, “Who is
that.” Schultz pointed behind him
towards Reinders and said, “I thought you were Mike.” Chappel concurred that this was the context
of the conversation.
As previously
discussed above, Chappel was fully aware of Reinders status as a union
representative and if he is found to be a supervisor, I concluded that he made
statements violative of the Act.
Reinders version of the conversation has a ring of truth to it and seems
more plausible. Schultz, who has been a project
manager and senior supervisor for 10 years, obviously knew who Reinders was and
it was common knowledge that Reinders was a union salt. Reinders recollection of this conversation
was convincing and his testimony was clear and precise. Under these circumstances, I find that
Schultz’ statement was threatening in nature and was linked to Reinders’ union
activities.11 Therefore, I recommend that the Respondent
violated Section 8(a)(1) of the Act.
The General
Counsel alleges in paragraph 5(d) of the complaint that sometime in April 2002
at the Employer’s Linen and Things jobsite, Matt Holz interrogated its
employees about their union activities and the union activities of other employees.
To sustain the
above allegation, the General Counsel relies on the testimony of former
Respondent employee Michael Smith. He
testified that during the second week of April 2002, while he was working on
the Linen and Things jobsite along with Reinders, Holz asked him about the
details of a conversation that he had with Reinders. Smith informed Holz that they were discussing
family details that took place over the weekend. In response to questions that I proffered to
Smith, he admitted that Holz never asked him anything during their conversation
about the
For all of the
above reasons, I find that the Respondent did not violate Section 8(a)(1) of
the Act and recommend that the allegations in paragraph 5(d) of the complaint
be dismissed.
C. The 8(a) and (3) Allegations
1. Discipline of Randy R