NOTICE: This
opinion is subject to formal revision before publication in the bound volumes
of NLRB decisions. Readers are requested
to notify the Executive Secretary, National Labor Relations Board,
Sunshine Piping, Inc. and United Association of Journeymen & Apprentices of the
Plumbing & Pipefitting Industry of the U.S. & Canada, AFL–CIO, Local
Number 366. Case 15–CA–16530
September 10, 2007
DECISION AND ORDER
By Members Liebman, Schaumber, and Kirsanow
On November 1, 2002, Administrative Law Judge George Carson II issued the attached decision. The Respondent filed exceptions and a supporting brief, the General Counsel filed an answering brief, and the Respondent filed a reply brief. The General Counsel filed cross-exceptions and a supporting brief, and the Respondent filed an answering brief.
The National Labor Relations Board has delegated its authority in this proceeding to a three-member panel.
The Board has considered the decision and record in light of the exceptions and briefs and has decided to affirm the judge’s rulings, findings,[1] and conclusions as modified and to adopt the judge’s recommended Order as modified and set forth in full below.[2]
We find merit in the Respondent’s exception to the judge’s finding that the Respondent’s foreman, Steve Phelps, during a conversation with employees Joey Kadel and Mike Pikula in March 2002,[3] created the impression that employees’ union activities were under surveillance.
On March 20, Kadel and employee John Martin solicited employees and obtained signatures on authorization cards during the lunchbreak. The next morning, as employees arrived at work, Kadel and Martin, who were wearing “UA Organizing Committee” pins, continued their open solicitation of authorization cards in the Respondent’s parking lot. Later that day, Phelps told Kadel and Pikula that he had just met with the Respondent’s president, Jim Scott, who had asked whether Phelps knew if the employees “had been to the union hall.”[4] Phelps told Kadel and Pikula that he told Scott the employees had been to the union hall and that “about 80 percent of the shop” had signed authorization cards. “The shop” consisted of 65 to 70 employees.
The judge found that the first part of Phelps’s statement—that employees had been to the union hall—was innocuous because the Respondent “could reasonably assume that Kadel had been to the union hall since he was wearing a UA Organizing Committee pin.” As to the remainder of Phelps’s statement, however, the judge found otherwise. Citing United Charter Service, 306 NLRB 150, 151 (1992), the judge found that the statement that 80 percent of the shop had signed cards reasonably suggested that the Respondent was closely monitoring employees’ union activity and thus unlawfully created an impression of surveillance.
We agree with the judge that the “union hall” portion of
Phelps’s statement did not create an impression of surveillance. However, we find, contrary to the judge, that
the “80 percent” portion of the statement is equally insufficient to support
that allegation. United Charter Service, supra, cited by the judge, is distinguishable. There, employees’ union activities were
primarily conducted off the respondent’s premises, and the respondent’s
statements revealed detailed knowledge of those activities, including knowledge
of specific topics discussed at organizational meetings and the content of an
employee petition that the respondent did not show it had obtained
lawfully. In this case, by contrast, the
employees’ card solicitation activities were conducted openly on the Respondent’s
premises during or immediately before the start of the workday. Although Phelps’s “80 percent” statement indicated
that the Respondent was aware of the evident success of the employees’ openly
conducted card drive, the statement also reasonably suggested that the
Respondent had observed this open activity on its property. The Respondent merely noted that about
four-fifths of the 65–70 shop employees had signed cards, rather than suggesting
to them, as the Board found in United
Charter Service, that the respondent “was closely monitoring the degree and
extent of [the employees’] organizing efforts and activities.”
ORDER
The National Labor Relations Board orders that the
Respondent, Sunshine Piping, Inc.,
1. Cease and desist from
(a) Threatening employees with plant closure if they select a union.
(b) Informing employees that they would not be hired if it were suspected that they would engage in union activity.
(c) Informing employees that employees had been terminated for engaging in union activities.
(d) Threatening to lay off or otherwise separate employees for engaging in union activities.
(e) Overbroadly applying a no-solicitation rule to prohibit employees from wearing union logos or insignia on their clothing.
(f) Warning, counseling, or otherwise disciplining employees for wearing union logos or insignia on their clothing.
(g) Restricting employees from discussing unions.
(h) Coercively interrogating employees regarding their union membership.
(i) Informing employees that they would be laid off because of the union activities of other employees.
(j) Informing employees that they were going to be laid off because of their union activities.
(k) Laying off, failing to recall, or otherwise discriminating
against any employee for engaging in activities on behalf of or otherwise
supporting United Association of Journeymen & Apprentices of the Plumbing
& Pipefitting Industry of the
(l) In any like or related manner interfering with, restraining or coercing employees in the exercise of the rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to effectuate the policies of the Act.
(a) Rescind the unlawful verbal warning issued to Steve Folmer on March 8, 2002.
(b) Within 14 days from the date of this Order, remove from its files any reference to the unlawful warning issued to Steve Folmer, and within 3 days thereafter notify the employee in writing that this has been done and that the warning will not be used against him in any way.
(c) Within 14 days from the date of this Order, offer John Martin and Scott Pooser full reinstatement to their former jobs or, if those jobs no longer exist, to substantially equivalent positions, without prejudice to their seniority or any other rights or privileges previously enjoyed.
(d) Make John Martin, Scott Pooser, Charles Carlton, Jack Black, and Reid Evans whole for any loss of earnings and other benefits suffered as a result of the discrimination against them in the manner set forth in the remedy section of the judge’s decision.
(e) Within 14 days from the date of this Order, remove from its files any reference to the unlawful layoffs, and within 3 days thereafter notify the employees in writing that this has been done and that the layoffs will not be used against them in any way.
(f) Preserve and, within 14 days of a request, or such additional time as the Regional Director may allow for good cause shown, provide at a reasonable place designated by the Board or its agents, all payroll records, social security payment records, timecards, personnel records and reports, and all other records, including an electronic copy of such records if stored in electronic form, necessary to analyze the amount of backpay due under the terms of this Order.
(g) Within 14 days after service by the Region, post at
its facilities in
(h) Within 21 days after service by the Region, file with the Regional Director a sworn certification of a responsible official on a form provided by the Region attesting to the steps that the Respondent has taken to comply.
It is further ordered that the complaint is dismissed insofar as it alleges violations of the Act not specifically found.
Dated,
|
Peter C. Schaumber, |
Member |
|
|
|
|
|
|
|
Peter N. Kirsanow, |
Member |
|
|
|
|
|
|
(Seal) National Labor Relations Board
Member Liebman, dissenting in part.
I agree with the judge’s
conclusion that Phelps’ statement “reasonably suggested . . . that the Respondent
was closely monitoring the degree and extent of [the employees’] organizing
activities.” United Charter Service, 306 NLRB 150, 151 (1992).1
Phelps told Kadel and Pikula that he had told the Respondent’s president
not only that employees were organizing, but that 80 percent of them had signed
union cards. By professing to have
precise, quantified knowledge of the percentage of employees who supported the
Union, Phelps certainly suggested to Kadel and Pikula a sustained, close-range
observation of their union activities, or else that he had an inside
source. Either way, his statement would
reasonably have led employees to believe that their organizing activities were
under rigorous surveillance. As in United Charter Service, where the
respondent named particular items that were listed on the employees’ union
petition, Phelps’ statement “went into detail about the extent of [organizing]
activities.”
I disagree that United Charter Service is distinguishable
because there the employees’ union activities were primarily conducted off of
the employer’s premises. As the Board
stated, “even if it were common knowledge that the employees were attempting to
organize, [the Respondent’s] comments went beyond permissible limits” by
communicating a detailed knowledge of their union activity.
Dated,
|
Wilma B. Liebman, |
Member |
|
|
|
|
|
|
National Labor Relations Board
APPENDIX
Notice To Employees
Posted by Order
of the
National Labor Relations
Board
An Agency of the
The National Labor Relations Board has found that we violated Federal labor law and has ordered us to post and obey this notice.
federal law gives you the right to
Form, join, or assist a union
Choose representatives to bargain with us on your behalf
Act together with other employees for your benefit and protection
Choose not to engage in any of these protected activities.
We will not threaten you with plant closure if you select a union as your collective-bargaining representative.
We will not inform you that you will not be hired if we suspect that you will engage in union activity.
We will not inform you that employees have been terminated for engaging in union activity.
We will not threaten you with layoff or other separation from employment for engaging in union activity on behalf of United Association of Journeymen & Apprentices of the Plumbing & Pipefitting Industry of the U.S. & Canada, AFL–CIO, Local Number 366 (the Union), or any other union.
We will not prohibit you from displaying union logos or insignia on your personal attire.
We will not warn, counsel, or otherwise discipline you for wearing union logos or insignia on your clothing.
We will not restrict you from discussing unions.
We will not coercively interrogate you concerning your union membership.
We will not inform you that you are to be laid off because of the union activities of your fellow employees.
We will not inform you that you are to be laid off because of your union activities.
We
will not lay you off, fail to recall you, or otherwise discriminate
against you for engaging in activities on behalf of or otherwise supporting the
We will not in any like or related manner interfere with, restrain, or coerce you in the exercise of the rights set forth above.
We will rescind the unlawful verbal warning issued to Steve Folmer on March 8, 2002.
We will, within 14 days from the date of the Board’s Order, remove from our files any reference to the unlawful verbal warning given to Steve Folmer, and we will, within 3 days thereafter, notify him in writing that this has been done and that the warning will not be used against him in any way.
We will, within 14 days from the date of the Board’s Order, offer John Martin and Scott Pooser full reinstatement to their former jobs or, if those jobs no longer exist, to substantially equivalent positions, without prejudice to their seniority or any other rights or privileges previously enjoyed.
We will make John Martin, Scott Pooser, Charles Carlton, Jack Black, and Reid Evans whole for any loss of earnings and other benefits resulting from their unlawful layoff, less any net interim earnings, plus interest.
We will, within 14 days from the date of the Board’s Order, remove from our files any reference to the unlawful layoffs of John Martin, Scott Pooser, Charles Carlton, Jack Black, and Reid Evans, and we will, within 3 days thereafter, notify them in writing that this has been done and that the layoffs will not be used against them in any way.
Sunshine Piping, Inc.
Charles R. Rogers and Kevin McClue, Esqs., for
the General Counsel.
Tony B. Griffin
and Brett P. Ruzzo, Esqs., for the Respondent.
Joseph Egan, Esq., for the Charging Party.
DECISION
Statement of the Case
George Carson
II, Administrative Law Judge. This case was tried in
On the entire record, including my observation of the demeanor of the witnesses, and after considering the briefs filed by the General Counsel and the Respondent, I make the following
Findings of Fact
i. jurisdiction
The Respondent, Sunshine Piping, Inc. (the Company) is a
corporation engaged in the fabrication of pipe assemblies at its facilities
near
The Respondent admits, and I find and conclude, that United Association of Journeymen & Apprentices of the Plumbing & Pipefitting Industry of the U.S. & Canada, AFL–CIO, Local Number 366 (the Union), is a labor organization within the meaning of Section 2(5) of the Act.
ii. alleged unfair labor practices
A. Facts
1. Background
The Company was founded in 1990 by Jim Scott, a welder and
former member of the
The production process at the Company is carried out by 65
to 70 employees in three facilities, a small building where pipe is sandblasted
prior to fabrication, the main facility where fabrication and welding occurs,
and a third building referred to as the new building. The plant offices are
attached to the fabrication facility. Carbon pipe assemblies are also finished
in this building. Stainless steel assemblies are finished in the new building
which also contains a warehouse where assemblies are stored prior to shipment.
Initial construction of the pipe assemblies is performed by a team consisting of a welder and a fitter who work at tables. The Company has nine tables but generally operates only seven or eight. The assemblies are constructed in accord with shop sketches that are made from blueprints. After the fitter makes a connection, the table welder makes a “root pass” and a “hot pass” to hold the pipe in place. The finished welds are made by other welders in an area referred to as the weldout or rollout area. In this area, the assemblies are placed in vises on machines referred to as rollers that rotate the pipe, hence the term rollout area. By using the roller machines, the finishing welders can remain in one position while completing the welding process as the machine turns the pipe. Final welds are approved by quality control. The fitting and welding operation is designated as building trades work. The assemblies are then sent to the appropriate metal trades area, depending upon whether the assembly is made of carbon steel or stainless steel, where the assemblies are finished by cleaning and polishing them, and in the case of carbon steel by painting, prior to shipment.
Despite President Scott’s prior union membership, the Company is nonunion. After beginning operations in 1990, Scott and Union Business Agent Gregg Boggs discussed operating the Company as a union shop, but the discussions were not fruitful.
2. The Company’s opposition to union activity
Following the unfruitful discussions between Scott and
Boggs, Scott became further disenchanted with the
Employee Scott Pooser worked at the Company on four separate
occasions, most recently from August 22, 2000, until March 22. In late October
or early November, 2001, about 5 months before the layoffs in March, Pooser was
on the way to a break when he encountered President Scott. Pooser initiated a
conversation, asking whether Scott remembered his uncle, James Linton. Scott
replied that he did, that he and Linton had worked together building a nuclear
plant and had worked together in the Pipefitters Union. Pooser asked how Scott
felt about the
In January, the Company hired welder Robert Huggins. Foreman Steve Phelps conducted an orientation for Huggins. In the course of that orientation, Phelps informed Huggins that “Mr. Scott did not like unions and not to mention it around him.” Phelps then asked Huggins if he was a union member, and Huggins answered that he was not. Huggins testified that his answer was truthful, that he was not a member at the time he replied to Phelps.
Phelps denied the foregoing comments and asserted that Huggins volunteered that he was not a union member; however he gave no context in which this purportedly volunteered information was given. I find it simply unbelievable that a new employee, during his orientation, would deny membership in a union without being asked or prompted. I credit Huggins.
After being advised by his father that it “might be a good
idea” to let President Scott know that “I had dropped my book with the Union,”
Following Scott’s “shut the doors” comment,
3. Employee union activity
In late February, employee Joey Kadel spoke with Business Agent Boggs regarding obtaining union membership and referrals to union jobs. Boggs engaged him in conversation regarding conditions at the Company and suggested “bringing in a union” at the Company. Thereafter, on March 19, Kadel and employee John Martin met with Boggs, who provided them with union stickers and authorization cards.
On March 20, during the lunchbreak, Kadel and Martin began speaking with employees and getting cards signed. They requested that employees come to a meeting at a convenience store located across the highway from the plant after work. Foreman Phelps observed the meeting when he stopped by the store to make a purchase. There is no allegation regarding this innocent encounter. On the evening of March 20, Scott received a telephone call from an employee advising him of the union activity at the plant.
On the morning of March 21, Kadel came to the plant about 6 a.m., and Martin came soon thereafter. Both Kadel and Martin were wearing pins on their shirt pockets that stated, “UA Organizing Committee.” They began soliciting union authorization cards from their fellow employees as they arrived at work. Both testified that Scott and Quality Assurance Manager Jerry Nichols observed them as they were doing this. Nichols acknowledges that he did stop and look when he saw an unusual gathering of employees in the parking lot. He explained that he was unaware of what was occurring, but that Scott arrived and explained that he had heard there might be some union activity at the plant and that they should “leave them alone.”
When employee Scott Pooser arrived in the parking lot, Kadel and Martin asked him if he would be willing to sign a union authorization card. Pooser replied that he would, and he did so. They then asked if he would wear a union pin, and he agreed to do so. The pin said, “UA Organizing Committee,” and Pooser placed it on his shirt pocket. As Pooser was talking with Kadel and Martin, he noticed Scott at the back door of the plant.
Kadel, Martin, and Pooser walked into the plant together and clocked in. Scott was standing about 10 feet from the timeclock when they did so and observed each of them. All three were wearing the “UA Organizing Committee” pins.
During the day on March 21, Foreman Phelps commented to Kadel several times that he should not take off his union button “no matter what, even if Mr. Scott asks you to. Leave your button on.” Kadel replied that he would. Shortly before the layoff, Phelps told Kadel and his fitter, Mike Pikula, that he had just met with Scott who had asked whether Phelps knew if the employees had been to the union hall. Phelps informed Kadel and Pikula that he told Scott that the employees had been to the union hall and “had about 80 percent of the shop signed up on the cards.”
Phelps told employee Pooser, on March 21, not to take off his union pin or he could be fired outright. On the following day, March 22, Phelps informed Pooser, who had not been laid off on March 21, that it “really doesn’t matter, he’s going to get rid of everybody anyway.” Pooser responded that he thought that Scott “could not fire us if we were wearing the pin.” Phelps replied, “[He] is just going to lay everybody off.”
On March 23, after the layoffs, employee Martin spoke with Phelps by telephone. Phelps and Martin are personal friends. Phelps informed Martin that Scott had heard about the employees’ union activity the day before the first layoff and that, if the employees had not “had our union pins on, Jim Scott was going to terminate us that morning.”
Employee Robert Huggins was approached by Foreman Phelps shortly before the layoff on March 21. Phelps stated that he had “to lay a bunch of people off so he can get rid of a couple of troublemakers.” He mentioned Joey Kadel. He told Huggins to “take a week off,” that he had his telephone number and would call him back. Huggins further testified that he placed a union sticker on his welding hood prior to the layoff, but that he did not remember when he did so. I find it unlikely that Phelps would have mentioned laying off troublemakers to Huggins if he had been wearing the sticker. Thus, I find that Huggins put it on after that conversation.
Phelps was asked about, and denied, informing Huggins that “Scott was going to get rid of a bunch of people to make it look like he [wasn’t] singling out anybody.” He was not asked about, and did not deny, the “troublemakers” comment to which Huggins testified. Phelps was asked and specifically denied making the “get rid of everybody anyway” comment to Huggins rather than Pooser. He generally denied any conversation with Pooser. Phelps did not deny his March 23 telephone conversation with Martin. He was asked whether he told Martin that “Scott had planned to fire them the next day,” not that, if the employees had not “had . . . union pins on,” that Scott was going to terminate them that morning, i.e., the morning of March 21. Phelps answered, “On March 20? No, sir.” Phelps then denied that Scott had said anything about firing employees “on March 20.” He did not deny what he told Martin. Phelps denied making any comment to Kadel about employees signing cards or that he told Kadel not to remove his union pin.
I need not speculate whether the specific phrasing of the questions as asked of, and denied by, Phelps was by accident or design. I do not credit either his general or specific denials. The testimony of the employees was clear, convincing, and credible. The testimony of Phelps was not, and I was not impressed by his demeanor. I credit the testimony of the employees regarding their various conversations with Phelps.
4. The layoffs
President Scott testified that the disruption in the economy following September 11 and the collapse of Enron resulted in decreased orders from the Company’s chief customer, Siemens Westinghouse Power Corporation. The Company introduced documentary evidence reflecting orders that it had received, the projected number of man hours of work necessary to perform the work, and the remaining number of hours necessary to complete the orders that had been received. The foregoing documents were produced in hard copy from databases maintained on the Company’s computer system. I received this evidence after obtaining the Company’s commitment to provide access to its actual computer databases to counsel for the General Counsel and counsel for the Charging Party upon request.
The page in Respondent’s Exhibit 29 for February 20 shows that, as of February 20, the Company had only 704 hours of work remaining in Building Trades to complete all February orders, had only 445 hours of work remaining to complete the March orders that had been received, and had completed almost 50 percent of April orders that had been received.
On February 25, the plant went from 10 hour to 8 hour workdays. Despite the decrease in working hours, as of March 20, the page in Respondent’s Exhibit 29 for March 20 shows that, on March 20, the Company had 632 hours of work remaining in Building Trades to complete all March orders, 1018 hours of work remaining to complete all April orders, and had completed 35 percent of all May orders that had been received.
By comparison, after the curtailment in production due to the layoff in March, the page in Respondent’s Exhibit 30 for May 20, shortly before employees were recalled to begin work on June 3, shows that Building Trades had 988 hours of work remaining to complete all May orders and 1740 hours of work remaining to complete all June orders. Only 15 percent of all July orders had been competed.
Shipping clerk Ferol
Scott’s uncontradicted testimony establishes that, although the Company had occasionally subcontracted work in the past, no work was subcontracted in 2002. Representatives of two vendors that supply pipes and fittings, the material from which the Company’s piping assemblies are constructed, testified to decreased orders by the Company.
Scott testified that, at a meeting with Building Trades employees on March 7, he mentioned that a layoff was a possibility if additional orders were not received. Kadel, Martin, and Pooser testified Scott criticized the employees for their lack of productivity and excessive consumption of argon gas. None recalled anything being stated about potential layoffs.
On March 15, Scott informed his son, Vice President Kevin Scott, that he had decided there would have to be a layoff, that the warehouse was full, and if they did not lay off “we would . . . very shortly work ourselves out of a job.” Scott acknowledged that, although a layoff had to occur, it could have been postponed for a week. Kevin Scott testified that he and his father decided to have the lay off on Thursday, March 21, because it was payday and March 22. Scott testified that he had a list and knew on March 15 whom he was going to lay off. I do not credit the testimony that Scott had a list or that layoffs on March 22 were contemplated.
On March 21, the Company laid off 14 employees: 5 of its 14 welders, 2 of its 7 fitters, an apprentice who was working as a fitter, an apprentice who was working as a material handler, 2 employees who worked in metal trades finishing carbon steel and 3 employees who worked in metal trades finishing stainless steel. Kadel was included in this layoff. The layoffs were by seniority within each classification.
On March 22, the Company laid off five additional employees:
Reid Evans who worked in carbon steel finishing and who had given notice that
he was going to leave the Company on March 29, Jack Black who worked as the
plant carpenter and who had worked less than a month after being hired on March
1, and three more welders, John Martin, Scott Pooser, and Charles Carlton.
Although Scott testified that he intended to operate four tables after the layoff, he retained five fitters. None were laid off on March 22. When questioned about this, Scott testified that many of the welders could also work as fitters and vice versa, “[t]hey are combination people.” President Scott explained, “I tried to fix it as of the day of the layoffs as what people were doing as of that day.” This explanation contradicts his testimony, noted above, that he had a list and knew on March 15 whom he was going to lay off. No list created on March 15 was offered into evidence. I do not credit the testimony that Scott had a list on March 15. Three fitters had less seniority than Martin: Harry Nelson had been hired on February 2, 2000; Porfirio Solano had been hired on July 27, 2000, and Tim Speakman had been hired on January 29, 2001. Speakman had 5 months less seniority than Pooser.
The Company had, some months previously, experienced damage to property when a discharged employee had retaliated by damaging property in the breakroom. In order to preclude a recurrence of retaliation, Scott requested the presence of local law enforcement on March 21. Whether that presence consisted of one officer, as Scott testified, or more than one officer, as several employees testified, is immaterial. Even though the Company obtained the presence of local law enforcement to assure that there was no disruption, Vice President Kevin Scott testified that all employees slated for layoff were not laid off on March 21 because it would have been “too big a group to try to do at one time.” President Jim Scott, after testifying that he simply decided to lay off over 2 days, admitted that he could not justify not laying off everyone at once and that, if he had it to do over again, “I would do it all at one time.”
I do not credit the foregoing testimony that the contemplated layoff had been planned to occur on two separate days rather than on payday, March 21. Neither Kevin Scott nor President Jim Scott explained why, if it had been decided to lay off the employees over 2 days, the group was not split evenly or why employees were not laid off by date of hire or alphabetically. President Scott informed Foreman Phelps of the welders and fitters who were to be laid off on March 21 shortly before the layoff when he directed Phelps to bring those employees to the back of the shop. Phelps testified that he had no inkling that there were to be further layoffs. I find it incomprehensible that Scott would not have informed Foreman Phelps that an additional three welders would be laid off the following day if, in fact, that had been his plan. Employee Huggins recalled that, on March 21, Scott told the employees that when business picked up there would be a recall. There is no testimony that such a statement was made on March 22.
5. Additional 8(a)(1) allegations
On March 5 the Company posted the following rule:
Examples of impermissible forms of solicitation include: The promotion, endorsement, or advertisement of organizations, groups or commercial entities by public display of logos or messages on personal attire, lapel buttons, etc.
The complaint alleges and the answer denies that the rule was promulgated and maintained to discourage union or concerted activities. Scott testified that the policy was promulgated in response to employees wearing vulgar and suggestive T-shirts.
The complaint alleges that employee Steve Folmer was issued a verbal warning pursuant to the rule on March 8 and the answer admits that “a verbal counseling occurred.” Scott testified that Folmer was counseled and told to cover up the shirt. The shirt that he was wearing was “a local union” T-shirt. (It was not a UA T-shirt.) Scott acknowledged that, as enforced, the rule covered any shirt with writing on it, including designer logos and, in the case of Folmer, references to a local union. He testified that, at some point after the layoff, “we finally got to the point that . . . we’re not doing nothing with shirts, but if you come in here with something that’s vulgar. . . we’re just going to send you home and let you change it.” Notwithstanding the change in interpretation, there is no evidence that the rule itself was modified or rescinded.
B. Analysis and Concluding Findings
1. The 8(a)(1) allegations
President Scott did not deny any aspect of the
conversations to which employees Pooser and
The remaining 8(a)(1) allegations in paragraph 7 of the complaint
arise from Scott’s conversation with employee
The complaint, in subparagraph 9(a) and (b), alleges that
Phelps, in January, informed employees that they could not talk about the
Regarding the creation of an impression of surveillance alleged in subparagraph 9(c), Phelps informed Kadel that he had told Scott that employees had been to the union hall and that 80 percent of them had signed cards. Although the Respondent could reasonably assume that Kadel had been to the union hall since he was wearing a UA organizing committee pin, Phelps’ statement that he had reported that 80 percent of the employees had signed cards was specific information that “reasonably suggested . . . that the Respondent was closely monitoring the degree and extent of their organizing efforts and activities.” United Charter Service, 306 NLRB 150, 151 (1992). This statement created the impression that the employees’ union activities were under surveillance and violated Section 8(a)(1) of the Act.
Phelps informed Huggins that he had “to lay a bunch of people off” in order to “get rid of a couple of troublemakers,” naming Kadel. Phelps did not mention union organizational activity, but his identification of Kadel, who was wearing the UA pin, who had held the employee meeting at the convenience store, and who had been obtaining authorization cards, could leave no doubt that those activities made Kadel a troublemaker. See Kidd Electric Co., 313 NLRB 1178, 1187 (1994). Although, as noted in the Respondent’s brief, Phelps’ statement is hearsay with regard to Scott and is certainly not dispositive with regard to the layoff, the statement did, as alleged in subparagraph 9(d) of the complaint, inform employees that they would be laid off because of the union activities of other employees. Such a statement is coercive and violates Section 8(a)(1) of the Act. Grand Canyon Mining Co., 318 NLRB 748, 753 (1995).
The complaint, in subparagraph 9(e), alleges that Phelps informed
its employees that they would be laid off because of their union activities.
Pooser testified that, although Phelps had informed him on March 21 not to take
off his union pin, he told him on March 22 that it really did not matter because
“he’s going to get rid of everybody anyway.” When Pooser responded that he
thought that Scott could not fire employees who were wearing union pins, Phelps
replied, “[He] is just going to lay everybody off.” Since only five employees
were laid off on March 22, it is clear that Scott was going to lay off
everybody wearing union pins. Scott’s statements to
Subparagraph 9(f) of the complaint alleges that Phelps, on March 23, informed employees that they were being terminated because of their union activities. In actuality, Phelps informed Martin, in their telephone conversation of March 23, that Scott would have terminated Martin if he had not been wearing the union pin. Thus, there was no threat of termination. Implicit in Phelps’ remarks was the inference that Martin had been separated by being laid off rather than terminated because he was wearing the union pin; however, the foregoing inference was not stated. I shall recommend that subparagraph 9(f) be dismissed.
Paragraph 8 of the complaint alleges that Scott and Quality Assurance Manager Nichols engaged in surveillance of employee union activities on March 21. The General Counsel, citing Teksid Aluminum Foundry, 311 NLRB 711, 715 (1993), argues that the conduct of Scott and Nichols, who were standing almost 100 yards away from Kadel and Martin, who were soliciting in the plant parking lot, constituted surveillance. I do not agree. Teksid involved closely following prounion employees. This incident is governed by Roadway Package System, 302 NLRB 961 (1991), cited by the Respondent. Where employees elect to conduct their organizational activity openly on company property, “open observation of such activities by an employer is not unlawful.” Ibid. I shall recommend that paragraph 8 of the complaint be dismissed.
Subparagraph 10(a) sets out the solicitation rule that was
promulgated on March 5, and subparagraph 10(b) alleges that it was promulgated “to
discourage its employees from assisting or supporting the
Notwithstanding the absence of an unlawful motive, the enforcement
of this rule violated the Act as alleged in paragraph 11 of the complaint.
Employees have the protected right to wear union insignia while at work. Republic
Aviation Corp. v. NLRB, 314
While employees have the right to wear union insignia at work, employers have the right to take reasonable steps to ensure full and safe production of their product or to maintain discipline. Therefore, the Board holds that a rule which curtails that employee right is presumptively invalid unless special circumstances exist which make the rule necessary to maintain production or discipline, or to ensure safety. The Kendall Company, 267 NLRB 963, 965 (1983).
The Respondent’s rule, as promulgated on March 5, was not justified by any “special circumstances.” The determination by the Respondent not to enforce the rule except to prohibit “something that’s vulgar” confirms that, as promulgated, the rule was unlawfully broad. Insofar as it was invoked as the basis for counseling an employee wearing a shirt with a union logo, its enforcement interfered with the employee’s exercise of Section 7 rights in violation of Section 8(a)(1) of the Act.
2. The layoffs
The analytical framework of Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), is applicable in dual or mixed motive cases after the the General Counsel has established employee union activity, employer knowledge of that activity, animus towards such activity, and adverse action taken against those involved in that activity.
Kadel, Martin, and Pooser engaged in union activity, and the Respondent was aware of that activity. The record amply demonstrates the Respondent’s animus towards employee union activity. The layoff of Kadel and the layoff and failure to recall Martin and Pooser were adverse actions affecting their employment. Thus, the General Counsel established a prima facie case.
The Respondent argues that the layoff was dictated by economic circumstances. The documentary evidence reflecting insufficient work to justify retaining a full complement of employees, the reduction from 10 hour to 8 hour workdays on February 25 in order to curtail production, and the completion of orders prior to their projected shipping dates resulting in stacking pipe assemblies in the warehouse confirms the Respondent’s contention that, for legitimate economic reasons, it needed to reduce its work force.
Counsel for the General Counsel, in his brief, refers to the documentary evidence introduced by the Respondent and argues that the Respondent did not present “equivalent data to demonstrate how those figures [for 2002] compare to the previous year’s figures.” The Respondent presented the documentary evidence upon which Scott testified he relied when determining that a layoff was necessary. If the counsel for General Counsel wished to seek to impeach that testimony by questioning Scott regarding data from past years or obtaining that data and placing it before him upon cross-examination, he had that right. I can make no inference on the basis of evidence that is not before me.
Although there is no evidence regarding the decisional process establishing the exact number of employees by which the work force was to be reduced, I find that Scott intended to lay off the 14 employees that were laid off on March 21. Employee Bill Priester in quality control had given notice that he was going to leave on March 22, and he was not laid off. Employee Reid Evans, who worked in the metal trades carbon steel area, had given notice that he was leaving as of March 29, and he was not laid off on March 21. Although Scott contradicted his own testimony that he identified the employees to be laid off on March 15, I find that the layoff on March 21 was economically motivated. See Hinkle Metal Supply, 305 NLRB 522 (1991). The Respondent, after March 15 but before March 21, identified 14 employees, slated them for layoff on payday, March 21, and arranged for the presence of law enforcement. The Respondent’s identification of Kadel as a union activist and Huggins’ placing a union sticker on his welding hood shortly before the layoff did not alter the Respondent’s plans. I find, with regard to the layoff on March 21, that the Respondent has rebutted the General Counsel’s prima facie case and established that, even absent any union activity, a layoff would have occurred. Kadel, consistent with his seniority, was nondiscriminatorily laid off. Id. at 533. Martin and Pooser’s seniority exempted them from the March 21 layoff. On the morning of March 21, Kadel, Martin, and Pooser had worn UA organizing committee pins into the plant where they were observed by Scott. Scott carried out the layoff as planned. That layoff removed Kadel from the work force. Following the layoff, Scott determined to remove Martin and Pooser from the work force. I have not credited the testimony of President Jim Scott or Vice President Kevin Scott that they planned to conduct the layoff over 2 days and that Martin and Pooser had been slated for layoff prior to their appearance in plant wearing union pins. Having arranged for the presence of law enforcement on March 21 to assure no disruption, the Respondent had no reason to lay off only 14 employees and delay laying off the additional five employees who had purportedly been selected for layoff, especially considering that those five included carpenter Black who had worked less than a month and employee Reid who was leaving on March 29.
In order to reach Martin and Pooser, the Respondent had to
determine their seniority. Upon doing so it became necessary to lay off
employee
Confirmation of the Respondent’s discriminatory intent regarding Martin and Pooser is established by its failure to recall them, as hereinafter discussed.
I find that the Respondent laid off Martin and Pooser because
of their union activities and that it laid off employees
C. Failure to Recall Martin and Pooser
I have found that Martin and Pooser were unlawfully laid off on March 22, and I shall recommend that they be offered reinstatement and be made whole from that date. Insofar as I have found that, but for the Respondent’s discrimination against them, they would not have been laid off, the Respondent’s purported justification for not recalling them has no relevance.
Should a reviewing authority determine, contrary to my finding, that Martin and Pooser were lawfully laid off, the failure of the Respondent to recall them must be addressed.
All laid off employees except Martin and Pooser were offered reinstatement on or about June 3.
Scott testified that Pooser was not offered reinstatement because of his attendance and tardiness, working too slowly, and failing to assist his fitter. Foreman Phelps, the direct supervisor of Pooser, was not asked whether Pooser worked too slowly or whether he failed to properly assist the fitters with whom he worked. Pooser had been rehired previously by the Respondent on three separate occasions. There is no evidence that his work habits changed.
Scott testified that that Martin was not offered reinstatement because of absenteeism, tardiness, not punching the timeclock, improper welds, damaging flow meters, being out of his work area, and not assisting his fitter. Notwithstanding this testimony, Scott ultimately admitted that Martin was a good welder. Foreman Phelps was not asked about the overall quality of Martin’s work, whether there was a problem regarding Martin punching the timeclock, whether Martin was too often out of his work area, or whether he failed to properly assist the fitters with whom he worked. He admitted writing a warning regarding one defective weld after Martin had been laid off because Scott told him to.
Scott admitted adding three warnings to Martin’s personnel
file after the layoff, one relating to threatening, one relating to damaging
flow meters and the one he directed Phelps write relating to a defective weld.
Scott himself backdated the warning relating to flow meters to February 21.
There is no probative evidence establishing that Martin ever damaged a flow
meter. Regarding the threat, Scott claimed that Martin, upon observing Scott in
a parked car in downtown
The Respondent had four separate attendance policies during the 10-month period from mid-July 2001 through early May 2002. The Respondent’s general policies, in effect prior to July 18, 2001, provided that habitual absence or lateness would not be tolerated. Between July 18 and December 2, 2001, the Respondent published guidelines relating to discipline for absences and tardiness. On December 4, 2001, the Respondent placed policies in effect that remained in effect until early May. In early May, a new policy was promulgated.
At the time of the layoff, the policy published December 4, 2001, was in effect. Under that policy, management had the discretion to deem a tardiness as excused. During that period, Martin’s attendance record reflects no unexcused absences and four instances of tardiness, two in December 2001, one on January 25, and one on February 7. He received a written warning on February 8 as a result of the February 7 tardiness, the only discipline in his file regarding attendance during that period. Between December 4, 2001, and March 22, Pooser’s attendance record reflects no unexcused tardiness. Although his record shows an unexcused absence on December 14, 2001, and an unexcused absence for illness on March 11, Pooser’s file reflects no discipline relating to attendance during this period. The accuracy of the foregoing records may be open to question. Pooser’s attendance record also shows an unexcused absence on March 21, the day that undisputed testimony establishes that Scott observed Pooser, Martin, and Kadel at the timeclock when they reported to work wearing UA pins.
Martin was rehired in 1999 after having been terminated purportedly for poor attendance. Pooser had been rehired on three separate occasions, most recently on August 22. 2000. The Respondent, in its brief, summarizes the total attendance records of Martin and Pooser. Scott claims to have reviewed their total attendance records prior to making his decision not to recall these two employees. He did not limit his review to their attendance since the then current attendance policy had gone into effect on December 4, 2001, or even to their most recent periods of employment. In previously rehiring these employees, the Respondent obviously overlooked their past attendance records. Scott’s reliance upon their overall records in determining not to recall Martin and Pooser suggests that he was seeking any reason he could find to deny continued employment to these union advocates. Confirmation that he singled out Martin and Pooser rather than rationally evaluating their current attendance records is established by the recall of employee Sharon Champion. Champion had, after the promulgation of the December 4, 2001, attendance policy, been suspended in February for attendance violations and terminated on March 4 after reporting to work 30 minutes late. She was rehired, laid off on March 21, and recalled from layoff.
When they were laid off, Martin and Pooser were each provided with an individual termination review document that states that they are recommended for rehire. The documents were prepared by Office Manager Lisa Hedayati after she was authorized to do so by President Scott. Welder Don Nugent had been hired on March 4 and, therefore, had far less seniority than either Martin or Pooser. Nugent was laid off on March 21. His termination review document, prepared by Phelps, reflects that he was not recommended for rehire, but he was recalled.
I find that, even if it be assumed that the layoffs of Martin and Pooser were lawful, the General Counsel has established that the union activity of Martin and Pooser was the motivating factor for the Respondent’s failure to recall them. Manno Electric, 321 NLRB 278 (1996). Scott’s litany of shortcomings attributed to Martin and Pooser regarding their work is unsupported by probative evidence and was not corroborated by Foreman Phelps. His review of their total attendance records, even though neither had been suspended pursuant to the then current attendance policy, while recalling an employee who had been discharged and rehired less than a month before the layoff confirms that attendance was a pretext upon which the Respondent seized to justify not recalling these two prounion employees. Where it is found that a respondent’s reasons for its purported actions are nonexistent or pretextual, the respondent has failed to sustain its Wright Line burden since the effect of this “is to leave intact the discriminatory motive established by the General Counsel.” Champion Rivet Co., 314 NLRB 1097, 1098 (1994). Thus, in the event that it be found that the layoffs of Martin and Pooser were lawful, I find that the Respondent failed to recall them because of their union activity and, in so doing, violated Section 8(a)(3) of the Act.
Conclusions of Law
1. By threatening employees with plant closure if they selected a union as their collective-bargaining representative, informing employees that they would not be hired if it was suspected that they would engage in union activity, informing employees that employees had been terminated for engaging in union activities, threatening to lay off or otherwise separate employees for engaging in union activities, maintaining, and enforcing a rule prohibiting employees from displaying union logos or insignia on their personal attire, restricting employees from discussing unions, coercively interrogating employees regarding their union membership, creating the impression that employee union activities were under surveillance, informing employees that they would be laid off because of the union activities of other employees, and informing employees that they were going to be laid off because of their union activities, the Respondent has engaged in unfair labor practices affecting commerce within the meaning of Section 8(a)(1) and Section 2(6) and (7) of the Act.
2. By laying off and failing to recall employees because of employee union activity, the Respondent has engaged in unfair labor practices affecting commerce within the meaning of Section 8(a)(1) and (3) and Section 2(6) and (7) of the Act.
Remedy
Having found that the Respondent has engaged in certain unfair labor practices, I find that it must be ordered to cease and desist and to take certain affirmative action designed to effectuate the policies of the Act.
The Respondent having discriminatorily laid off and failed to recall John Martin and Scott Pooser, it must offer them reinstatement.
The Respondent having discriminatorily laid off John Martin, Scott Pooser, Charles Carlton, Reid Evans, and Jack Black, it must make them whole for any loss of earnings and other benefits, computed on a quarterly basis from date of layoff to date of proper offer of reinstatement in the case of Martin and Pooser, to June 3 in the case of Carlton and Black, and to March 29 in the case of Evans, less any net interim earnings, as prescribed in F. W. Woolworth Co., 90 NLRB 289 (1950), plus interest as computed in New Horizons for the Retarded, 283 NLRB 1173 (1987).
The Respondent will also be ordered to post an appropriate notice.
On these findings of fact and conclusions of law and on the entire record, I issue the following recommended2
ORDER
The Respondent, Sunshine Piping, Inc.,
1. Cease and desist from
(a) Threatening
employees with plant closure if they select a union as their collective-bargaining
representative.
(b) Informing
employees that they would not be hired if it was suspected that they would engage
in union activity.
(c) Informing
employees that employees had been terminated for engaging in union activities.
(d) Threatening to
lay off or otherwise separate employees for engaging in union activities.
(e) Maintaining and
enforcing a rule prohibiting employees from displaying union logos or insignia
on their personal attire.
(f) Restricting
employees from discussing unions.
(g) Coercively
Interrogating employees regarding their union membership.
(h) Creating the
impression that employee union activities are under surveillance.
(i) Informing
employees that they would be laid off because of the union activities of other
employees.
(j) Informing
employees that they were going to be laid off because of their union
activities.
(k) Laying off,
failing to recall, or otherwise discriminating against any employee for supporting,
United Association of Journeymen & Apprentices of the Plumbing &
Pipefitting Industry of the U.S. & Canada, AFL–CIO, Local Number 366 or any
other union.
(l) In any like or
related manner interfering with, restraining, or coercing employees in the
exercise of the rights guaranteed them by Section 7 of the Act.
2. Take the
following affirmative action necessary to effectuate the policies of the Act:
(a) Within 14 days
from the date of this Order, offer John Martin and Scott Pooser full reinstatement
to their former jobs or, if those jobs no longer exist, to substantially
equivalent positions, without prejudice to their seniority or any other rights
or privileges previously enjoyed.
(b) Make John
Martin, Scott Pooser, Charles Carlton, Jack Black and Reid Evans whole for any
loss of earnings and other benefits suffered as a result of the discrimination
against them, in the manner set forth in the remedy section of the decision.
(c) Within 14 days
from the date of this Order, remove from its files any reference to the
unlawful layoffs, and within 3 days thereafter notify the employees in writing
that this has been done and that the layoffs will not be used against them in
any way.
(d) Preserve and,
within 14 days of a request, or such additional time as the Regional Director
may allow for good cause shown, provide at a reasonable place designated by the
Board or its agents, all payroll records, social security payment records,
timecards, personnel records and reports, and all other records, including an
electronic copy of such records if stored in electronic form, necessary to
analyze the amount of backpay due under the terms of this Order.
(e) Within 14 days
after service by the Region, post at its facilities in
(f) Within 21 days
after service by the Region, file with the Regional Director a sworn certification
of a responsible official on a form provided by the Region attesting to the
steps that the Respondent has taken to comply
It is further ordered that the complaint is dismissed insofar as it alleges violations of the Act not specifically found.
Dated,
APPENDIX
Notice To
Employees
Posted
by Order of the
National
Labor Relations Board
An Agency of the
The National Labor Relations
Board has found that we violated Federal labor law and has ordered us to post
and obey this notice.
federal law gives you
the right to
Form, join, or assist a union
Choose representatives to bargain with us on your behalf
Act together with other employees for your benefit and protection
Choose not to engage in any of these protected activities.
We will n