NOTICE: This
opinion is subject to formal revision before publication in the bound volumes
of NLRB decisions. Readers are requested
to notify the Executive Secretary, National Labor Relations Board,
Stevens Construction Corp. and Milwaukee and Southern Wisconsin Regional Council of Carpenters
and Northern Wisconsin Regional Council
of Carpenters, United Brotherhood of Carpenters and Joiners of America and Laborers’ International Union of
North America, Local 464.1
Cases 30–CA–15489, 30–CA–15883, 30–CA–16108, 30–CA–16109, 30–CA–16196
June 28, 2007
DECISION AND ORDER
By Members Schaumber, Kirsanow, and Walsh
On April 7, 2003, Administrative Law Judge Bruce D. Rosenstein issued the attached decision. The Respondent filed exceptions and a supporting brief. The General Counsel filed an answering brief, and the Respondent filed a reply brief. The General Counsel filed cross-exceptions and a supporting brief. The Respondent filed an answering brief.
The National Labor Relations Board has delegated its authority in this proceeding to a three-member panel.
The Board has considered the decision and the record in light of the exceptions and briefs and has decided to affirm the judge’s rulings,2 findings,3 and conclusions as modified and to adopt the recommended Order as modified and set forth in full below.4
More specifically,
we adopt the judge’s findings that the Respondent violated Section 8(a)(1) of
the Act by advising employee James Muir that it would be futile to support a
union; threatening the termination of all employees if they ever unionized;
threatening Muir with arrest and discharge for affiliating with a union or engaging
in other protected concerted activity; and maintaining a no-solicitation and
-distribution rule for nonemployees.5 We also adopt the judge’s findings that the Respondent
violated Section 8(a)(3) and (1) of the Act by barring Muir from returning to
work on February 15, 2002, denying him the opportunity to earn wages for that
day, and transferring him to another project because of his union affiliation
and protected concerted activity;6 refusing
to hire union applicants Robert Hyatt, Darrell LaBelle, John McGwin, David
Parker, Cynthia Schaefer, Edward Steeb, Scott Watson, and Kurt Wise for
available carpenter positions; refusing to hire union applicants Steve Cagle,
John Matthews, and Karl Markgraf for available concrete laborer and/or cement
finisher positions; and disciplining Muir on February 25, 2002.7
In addition, we
adopt the judge’s finding that the Respondent did not violate Section 8(a)(1)
of the Act by threatening a subcontractor’s employee, Robert Hyatt, with
discharge.8
We also adopt the judge’s finding that the Respondent did not violate
Section 8(a)(3) and (1) of the Act by disciplining Muir on February 22 and
March 7, 2002,9 or by refusing to hire union
applicants Gary Miller and Aaron Zimmerman for available carpenter positions.
Contrary to the
judge, however, we find that the Respondent violated Section 8(a)(1) by
directing Hyatt, on April 13, 2001, to refrain from discussing the
An employer may
forbid employees from talking about a union during periods when the employees
are supposed to be actively working, if that prohibition also extends to other
subjects not associated or connected with the employees’ work tasks. However, an employer violates the Act when
employees are forbidden to discuss unionization, but are free to discuss other
subjects unrelated to work. Sam’s Club, 349 NLRB No. 94, slip op. at
3 (2007) (quoting Jensen Enterprises, 339
NLRB 877, 878 (2003)). Here, the record shows that the Respondent routinely
allowed employees to discuss nonwork-related matters during working time.11 Despite
that fact, the Respondent issued a
blanket prohibition against any talking about the
Amended Remedy
Having found that
the Respondent has engaged in certain unfair labor practices, we shall order it
to cease and desist and take certain affirmative action necessary to effectuate
the policies of the Act. Specifically,
we shall order the Respondent to rescind the unlawful no-solicitation and
-distribution rule for nonemployees and to advise employees in writing that the
rule is no longer being maintained. We
shall also order the Respondent to reimburse James Muir for the wages he lost
on February 15, 2002 in the manner set forth in Ogle Protection Service, 183 NLRB 682 (1970), enfd. 444 F.2d 502 (6th
Cir. 1971), with interest as prescribed in New
Horizons for the Retarded, 283 NLRB 1172 (1987).
Also, we shall
order the Respondent to offer Robert Hyatt, Darrell LaBelle, John McGwin, David
Parker, Cynthia Schaefer, Edward Steeb, Scott Watson, Kurt Wise, Steve Cagle,
John Matthews, and Karl Markgraf immediate and full instatement to the positions
for which they applied or, if those positions no longer exist, to substantially
equivalent positions. We shall further
order the Respondent to make the discriminatees whole for any lost earnings as
prescribed in F. W. Woolworth Co., 90
NLRB 289 (1950), with interest as computed in New Horizons for the Retarded, supra.
ORDER
The National Labor
Relations Board adopts the recommended Order of the administrative law judge as
modified and set forth in full below and orders that the Respondent, Stevens Construction
Corp.,
1. Cease and
desist from
(a) Promulgating
and maintaining a rule prohibiting employees from talking about the
(b) Threatening
employees because of their union affiliation.
(c) Threatening to
arrest or discharge employees for their affiliation with a union or for
engaging in protected concerted activities.
(d) Maintaining a
work rule that states “persons who are not employed by us are prohibited from
soliciting any employee or distributing literature on jobsites, premises or at
employee work locations at any time.”
(e) Barring an
employee from returning to work, denying him the opportunity to earn wages for
the day, and transferring the employee from one project to another because of
his union affiliation or protected concerted activities.
(f) Disciplining
an employee because of his union affiliation or protected concerted activities.
(g) Refusing to
hire applicants because of their affiliation with a union.
(h) In any like or
related manner interfering with, restraining, or coercing employees in the
exercise of the rights guaranteed them by Section 7 of the Act.
2. Take the
following affirmative action necessary to effectuate the policies of the Act.
(a) Within 14 days
from the date of this Order, offer Robert Hyatt, Darrell LaBelle, John McGwin,
David Parker, Cynthia Schaefer, Edward Steeb, Scott Watson, Kurt Wise, Steve
Cagle, John Matthews, and Karl Markgraf immediate and full instatement to
positions for which they applied or, if those positions no longer exist, to
substantially equivalent positions, without prejudice to their seniority or any
others rights or privileges they would have enjoyed.
(b) Make Robert Hyatt,
Darrell LaBelle, John McGwin, David Parker, Cynthia Schaefer, Edward Steeb,
Scott Watson, Kurt Wise, Steve Cagle, John Matthews, and Karl Markgraf whole
for any loss of earnings and other benefits sustained by them as a result of
the discrimination against them, in the manner set forth in the amended remedy
section of this decision and order.
(c) Rescind the
work rule quoted above and advise the employees in writing that the rule is no
longer being maintained.
(d) Make whole
James Muir for the wages he lost on February 15, 2002 in the manner set forth
in the amended remedy section of this decision and order.
(e) Preserve and,
within 14 days of a request, or such additional time as the Regional Director
may allow for good cause shown, provide at a reasonable place designated by the
Board or its agents, all payroll records, social security payment records,
timecards, personnel records and reports, and all other records, including an
electronic copy of such records if stored in electronic form, necessary to
analyze the amount of backpay due under the terms of this Order.
(f) Within 14 days
from the date of this Order, remove from its files any reference to the
unlawful refusal to hire Robert Hyatt, Darrell LaBelle, John McGwin, David Parker,
Cynthia Schaefer, Edward Steeb, Scott Watson, Kurt Wise, Steve Cagle, John
Matthews, and Karl Markgraf, and to the discipline of James Muir on February
25, 2002, and within 3 days thereafter, notify them in writing that this has
been done and that the refusal to hire them and the discipline will not be used
against them in any way.
(g) Within 14 days
after service by the Region, post at its facility in
Within 21 days
after service by the Region, file with the Regional Director a sworn
certification of a responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to comply.
Dated,
![]()
Peter C. Schaumber, Member
![]()
Peter N. Kirsanow, Member
![]()
Dennis P. Walsh, Member
(seal) National
Labor Relations Board
APPENDIX
Notice To Employees
Posted by Order
of the
National Labor Relations
Board
An Agency of the
The National Labor Relations Board has found that we violated Federal labor law and has ordered us to post and obey this notice.
federal law gives you the right to
Form, join, or assist a union
Choose representatives to bargain with us on your behalf
Act together with other employees for your benefit and protection
Choose not to engage in any of these protected activities.
We will
not promulgate and maintain an overly broad rule prohibiting
employees from talking about the
We will not threaten you because of your affiliation with a union.
We will not threaten you with arrest or discharge because of your affiliation with a union or your protected concerted activity.
We will not maintain the following work rule in our handbook:
Persons who are not employed by us are prohibited from soliciting any employee or distributing literature on jobsites, premises, or at employee work locations at any time.
We will not bar you from returning to work, deny you the opportunity to earn wages for the day, or transfer you from one project to another because of your union or protected concerted activity.
We will not discipline or otherwise discriminate against you because of your union or protected concerted activity.
We will
not refuse to hire applicants because of their affiliation with a
union.
We will not in any like or related manner interfere with, restrain, or coerce you in the exercise of the rights guaranteed you by Section 7 of the Act.
We will within 14 days from the date of the
Board’s Order, offer Robert Hyatt, Darrell LaBelle, John McGwin, David Parker,
Cynthia Schaefer, Edward Steeb, Scott Watson, Kurt Wise, Steve Cagle, John Matthews,
and Karl Markgraf immediate and full instatement to positions for which they
applied or, if those positions no longer exist, to substantially equivalent
positions, without prejudice to their seniority or any other rights or
privileges they would have enjoyed.
We will make
Robert Hyatt, Darrell LaBelle, John McGwin, David Parker, Cynthia Schaefer,
Edward Steeb, Scott Watson, Kurt Wise, Steve Cagle, John Matthews, and Karl
Markgraf whole for any loss of earnings and other benefits sustained by them as
a result of the discrimination against them, less any net interim earnings,
plus interest.
We will rescind the rule quoted above and advise our
employees in writing that the rule is no longer being maintained.
We will make
James Muir whole, with interest, for the wages he lost on February 15, 2002.
We will, within
14 days from the date of the Board’s Order, remove from our files any reference
to the unlawful refusal to hire Robert Hyatt, Darrell LaBelle, John McGwin,
David Parker, Cynthia Schaefer, Edward Steeb, Scott Watson, Kurt Wise, Steve Cagle,
John Matthews, and Karl Markgraf, and any reference to the discipline of James
Muir on February 25, 2002, and we will, within 3 days
thereafter, notify them in writing that this has been done and that the refusal
to hire them and the discipline will not be used against them in any way.
Stevens Construction Corp.
Paul A. Bosanac, Esq., for the General Counsel
Douglas E. Witte, Esq., of
Michael T. Kelley, Director of Organizing, of
DECISION
Statement of the Case
Bruce D. Rosenstein, Administrative Law Judge. This case was tried before me on January 7, 8, and 9, 2003, in Madison, Wisconsin, pursuant to Consolidated Complaints and Notice of Hearing (the complaint) issued by the Regional Director for Region 30 of the National Labor Relations Board (the Board) on November 26, 2002.[1] The complaint, based upon original and amended charges in the above noted cases was filed by Milwaukee and Southern Wisconsin Regional Council of Carpenters (the Charging Party or Union), Northern Wisconsin Regional Council of Carpenters, United Brotherhood of Carpenters and Joiners of America (the Charging Party or Union), and Laborers’ International Union of North America, Local 464, AFL–CIO, (Local 464 or Union), alleges that Stevens Construction Corp. (the Respondent or Employer), has engaged in certain violations of Section 8(a)(1) and (3) of the National Labor Relations Act (the Act). The Respondent filed a timely answer to the complaint denying that it had committed any violations of the Act.
Issues
The complaint alleges that Respondent engaged in a number of independent violations of Section 8(a)(1) of the Act including threats to employees because of their union activities and maintenance in its handbook of overly broad solicitation and distribution rules. Additionally, the complaint alleges that the Respondent disciplined and took punitive actions against an employee, and has failed and refused to consider for employment and /or hire fourteen applicants because of their membership in and activities in support of the Union, in violation of Section 8(a)(1) and (3) of the Act.
On the entire record, including my observation of the demeanor of the witnesses, and after considering the briefs filed by the General Counsel and the Respondent, I make the following
Findings of Fact
i. jurisdiction
The Respondent is a corporation engaged as a contractor in
the building and construction industry in
ii. alleged unfair labor practices
A. Background
During the relevant time period herein, the Respondent employed
approximately 120–130 employees that engaged in constructing residential, commercial,
industrial, and/or office facilities in
B. Complaint 30–CA–15489 and 15883
1. The Facts
On or about April 13, 2001, Respondent was in the process of
constructing a multistory apartment building in
Shortly before the above date, Respondent’s employee Ted
Roessler complained to Superintendent Kast that an employee of Statz &
Harrop, Inc. was interfering with his job responsibilities by constantly talking
to him during working hours about organizing a union at Respondent and the
benefits of such representation. Kast
had also been informed by a number of other Respondent employees that they had
experienced the same problems with this employee. Respondent inquired and then learned that the
name of the Statz & Harrop, Inc. employee that was talking about the
In early January 2002, Ladika hired former employee James
Muir as a construction Carpenter III at a salary of $18.50 per hour. Muir was assigned to the Wilderness Resort
expansion project in Wisconsin Dells,
Prior to proceeding to the office on February 15, Muir
stopped at his doctor’s office and obtained a clean copy of the return to duty
release form as the prior one had become illegible (R Exh. 4). Before Muir arrived at the office, Respondent’s
President, Endrizzi, Ladika, and Pavlick met to discuss the issue of Muir being
responsible for initiating the OSHA investigation and announcing that he was a
union organizer with the intent of recruiting Respondent’s employees to join
the
Upon arriving at the office, Muir attended a meeting with Ladika, CFO Mark Rudnicki and Pavlick. Muir provided the doctor’s release form to Pavlick who noted it was dated February 15. Muir apprised Pavlick that he went back to the doctor that morning to get a new form because the other one was hard to read. During the course of the meeting, Pavlick discussed the issue surrounding Muir leaving the jobsite at 3:30 p.m. on February 14, and after addressing Muir’s intention to advocate for the Union, she obtained his agreement to distribute union literature and speak to Respondent’s employees about the Union before and after work, during lunch or after work but not during work time. The meeting ended with Respondent stating that due to the situation with OSHA yesterday, they did not feel comfortable placing Muir back at the Wilderness jobsite and therefore, he was being reassigned to the First National Bank of Stoughton job starting next Monday, February 18. Muir responded that he would have no problem working at the Wilderness jobsite again. Respondent stated that it did not feel comfortable putting him back because an uncomfortable workplace environment would be created after yesterday and they did not want anyone to feel uncomfortable. Muir was instructed to report to the First National Bank jobsite on Monday (R Exh. 54).
2. The 8(a)(1) allegations
The General Counsel alleges in paragraph 5 of the complaint that on or about April 13, 2001, at a multistory apartment building, Ladika and Kast directed that an employee refrain from discussing union with Respondent’s employees working at that jobsite and threatened the employee with discharge if he failed to stop such activities.
The Board has held that interrogation is not a per se
violation of Section 8(a)(1) of the Act.
Rossmore House, 269 NLRB 1176,
(1984), affd. sub nom. Hotel Employees
Union Local 11 v. NLRB, 760 F.2d 1006 (9th Cir. 1985). In determining whether an interrogation is
unlawful, the Board examines whether, under all the circumstances the
questioning reasonably tends to interfere with, restrain, or coerce employees
in the exercise of their Section 7 rights.
Rossmore House, 269 NLRB at
1177–1178. Emery Worldwide, 309 NLRB 185, 186 (1992). Under the totality of circumstances approach,
the Board examines factors such as whether the interrogated employee is an open
and active union supporter, the background of the interrogation, the nature of
the information sought, the identity of the questioner, and the place and
method of interrogation. Rossmore House, 269 NLRB at 1178 fn. 20
(1984); Bourne v. NLRB, 332 F.2d 47,
48 (2d Cir. 1964);
Shortly before the above date, Respondent’s employee Ted
Roessler complained to Kast that an employee of Statz & Harrop, Inc. was
interfering with his job responsibilities by constantly talking to him during
working hours about organizing a union at Respondent and the benefits of such
representation. Kast had also been
informed by a number of other Respondent employees that they had experienced
the same problems with this employee.
Respondent inquired and learned that the name of the Statz & Harrop,
Inc. employee that was talking about the
Hyatt previously gave a sworn affidavit to the Board 4
days after the events in question on April 16, 2001. The affidavit confirms that Kast and Ladika
instructed Hyatt not to talk about the
The Board has consistently maintained the position that
oral solicitations may be prohibited only during working time. Republic
Aviation Corp. v. NLRB, 324
Based on the forgoing, I do not find that the General Counsel sustained the allegations in paragraph 5 of the complaint and recommend that they be dismissed.
The General Counsel alleges in paragraph 6 of the
complaint that on or about February 14, at the Wilderness Resort project,
Muir testified that just before lunch he and
According to
While Mosel denied portions of the conversation, he admitted
that a conversation did occur in which the
Based on the forgoing, I find that Mosel threatened an employee
that advocating on behalf of the
The General Counsel alleges in paragraph 7 of the complaint that on or about February 14, by telephone, Ladika threatened an employee with arrest and discharge and implied union activity constituted disloyalty.
Ladika placed a telephone call to Muir who received it while he was still in his car driving home from work on February 14. Ladika informed Muir that he was no longer needed at the Wisconsin Dells jobsite and that he would not be able to return to work until he provided a doctor’s release. Muir informed Ladika that he would bring the doctor’s note to the jobsite and give it to Shanks so it could be faxed to Ladika’s attention. Ladika told Muir that he should not show up for work at the jobsite and if he did, he would be arrested for trespassing and fired. Muir asked Ladika why he was responding in this matter, and Ladika said, “He had given me a job and I had stabbed him in the back.”
The context of this conversation closely followed the time when Endrizzi informed Ladika that Muir called the OSHA investigator and that Muir had announced that he was a union organizer. Moreover, Ladika admitted in his testimony that he told Muir he was upset that he had telephoned the OSHA investigator and that if he showed up on the Wilderness jobsite he would have him arrested for trespassing and fired. Accordingly, I find that Ladika made the remarks alleged by the General Counsel in paragraph 7 of the complaint.
Based on the forgoing, I find that Ladika’s statements violate Section 8(a)(1) of the Act.
3. The 8(a)(1) and (3) allegations
The General Counsel alleges in paragraph 8(a), (b), and
(c) of the complaint that Ladika barred Muir from returning to the Wisconsin
Dells jobsite, prevented him from being paid on February 15, and transferred
Muir from Wisconsin Dells to the First National Bank project in
The protected nature of Muir’s and other employee’s efforts to protest Respondent’s actions concerning safety violations has long been recognized by the Board who has held that similar conduct comes within the guarantees of Section 7 of the Act. See Joseph DeRairo, DMD, P.A. 283 NLRB 592 (1987). The Board has also held in Mike Yurosek & Sons, Inc., 306 NLRB 1037, 1038 (1992), that “individual action is concerted where the evidence supports a finding that the concerns expressed by the individual are [sic] logical outgrowth of the concerns expressed by the group.” In this case, I find that Muir’s complaints, on his own and the employees’ behalf about safety concerns on the jobsite fall within the ambit of protected concerted activity. However, it must be determined whether Muir was barred from returning to work, denied wages on February 15, and transferred to the First National Bank project based on such activity.
In Wright Line, 251 NLRB 1083 (1980), enfd, 662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982), the Board announced the following causation test in all cases alleging violations of Section 8(a)(3) or violations of Section 8(a)(1) turning on employer motivation. First, the General Counsel must make a prima facie showing sufficient to support the inference that protected conduct was a “motivating factor” in the employer decision. On such a showing, the burden shifts to the employer to demonstrate that the same action would have taken place even in the absence of the protected conduct. The United States Supreme Court approved and adopted the Board’s Wright Line test in NLRB v. Transportation Management Corp., 462 U.S. 393, 399–403 (1983). In Manno Electric, 321 NLRB 278 fn. 12 (1996), the Board restated the test as follows. The General Counsel has the burden to persuade that antiunion sentiment was a substantial or motivating factor in the challenged employer decision. The burden of persuasion then shifts to the employer to prove its affirmative defense that it would have taken the same action even if the employee had not engaged in protected activity.
The evidence conclusively establishes that Muir initiated the OSHA investigation and openly announced that he was a union member and intended to organize the Respondent’s employees. Indeed, Ladika acknowledged these facts before Respondent took the actions alleged in paragraph 8(a), (b), and (c) of the complaint. Moreover, I find that Ladika threatened Muir with arrest and discharge if he returned to the Wisconsin Dells jobsite because he was upset that Muir had contacted OSHA and announced that he was a union organizer. Thus, I find that antiunion sentiment was a substantial or motivating factor in the Employer’s decisions alleged in the complaint.
Ladika admitted in his testimony that he stated on
February 14 that he no longer wanted Muir on the Wisconsin Dells jobsite despite
Shanks testimony that he never made a request to Ladika that he did not want
Muir to return to the jobsite. Effective
February 15, Muir was cleared by his doctor to return to full-time duty without
restrictions and could have resumed his carpentry duties at Wisconsin
Dells. I find the true reason that Muir
was not returned to the Wisconsin Dells jobsite was because Ladika was upset
that Muir had contacted OSHA, and that after Ladika went out on a limb to
rehire Muir in January 2002,[4]] he felt that
Muir had stabbed him in the back by joining the
Additionally, the evidence shows that Muir was directed to
come to the office on February 15 with his doctor’s release rather then
reporting to the jobsite. Since the
Respondent precluded Muir from reporting to work at the jobsite, he should have
been paid his regular salary of $18.50 per hour for the entire day. Lastly, I find that Muir was transferred to
the First National Bank of
Based on the forgoing, I find that the Respondent has not established that the same action would have been taken even in the absence of Muir’s protected concerted and union activities. Therefore, I conclude that Respondent violated Section 8(a)(1) and (3) of the Act and sustain the General Counsel’s allegations alleged in paragraph 8(a), (b), and (c) of the complaint.
The General Counsel alleges in paragraph 8(d) of the complaint that on or about February 22, Endrizzi disciplined Muir.
According to Muir, Endrizzi was at the Stoughton Bank project on February 22, and was watching him work. Muir testified that he was on an open ladder hanging an interior soffit. While in the process of completing the task, a board leaning against the wall started to fall. Muir attempted to catch the board turning his body around to a point where he was not facing the open ladder. At that moment, Endrizzi observed Muir and issued him a written warning for not facing the ladder (GC Exh. 4). Muir refused to sign the warning.
The General Counsel argues that Endrizzi issued the
warning based on the fact that Muir had previously called the OSHA inspector
approximately 10 days earlier and apprised Endrizzi that he was a union
organizer. Indeed, Muir testified that
on February 14, the day he informed Endrizzi that he called the OSHA inspector
Endrizzi removed his glasses and stated to Muir that he only removes his
glasses when he is upset. Additionally,
after Muir apprised Endrizzi that he was a union organizer, Endrizzi said this
is bullshit and threw his hard hat down and walked away. Endrizzi admitted that Muir informed him that
he initiated the OSHA investigation and announced that he was a union organizer
but both Endrizzi and
I am not persuaded that Endrizzi issued the safety warning to Muir based on his protected concerted or union activities for the following reasons. First, I am suspect of Muir’s testimony concerning the actions of Endrizzi on February 14. In this regard, Muir gave a sworn affidavit to the Board on March 18, approximately 1 month after the incident on February 14, yet he made no mention of Endrizzi’s conduct of removing his glasses and throwing his hardhat on the ground. Actions by Endrizzi, such as alleged by Muir, are highly significant and if they occurred would have been fresh in Muir’s memory and should have been included in his sworn statement. Second, Endrizzi impressed me as a serious individual when dealing with safety issues on the jobsite. Indeed, 1 week before he gave Muir the safety warning, he had written a letter to one of the subcontractors on the Wisconsin Dells project citing them for two OSHA violations one of which involved facing a ladder, the same violation that Muir received (R Exh. 46). I note that this violation occurred in advance of the time that Muir announced to Endrizzi that he had initiated the OSHA investigation and was a union organizer.
Based on the forgoing, I am not persuaded that antiunion animus contributed to the issuance of the safety warning. If others disagree, I would find that Endrizzi would have issued the safety warning to Muir even in the absence of his protected concerted or union activities. Therefore, I find that the Respondent did not violate Section 8(a)(1) and (3) of the Act when Endrizzi issued the safety warning alleged in paragraph 8(d) of the complaint.
The General Counsel alleges in paragraph 8(e) of the complaint that on February 25, Ladika disciplined Muir.
Muir testified that on February 25, he was summoned to the trailer to meet with Ladika and Pavlick. Ladika gave him a second written warning for spreading “false information.” In this regard, Ladika asserted that Muir had stated to Endrizzi that he talked to Ladika about concerns he had on fall protection at the Wisconsin Dells jobsite. Ladika contended that this never happened. Ladika also charged Muir because he had stated to two different employees that he was hired as a Foreman when he was actually hired as a Carpenter III. Ladika ended the conversation by informing Muir that this was his second warning and if he received an additional warning he would be terminated.
I am of the opinion that the issuance of this written warning was pretextual for the following reasons. First, there is no question that Ladika was aware that Muir had previously initiated the OSHA investigation and announced that he was a union organizer. Indeed, Endrizzi testified that he informed Ladika of these events and Ladika admitted them. Second, I previously found that Ladika informed Muir that he was upset with him because he initiated the OSHA investigation and that Muir was transferred to the Stoughton Bank project because of the OSHA investigation. Thus, there is an abundance of evidence of antiunion animus.
Concerning the first aspect of the written warning, Muir credibly testified that he apprised Endrizzi and Shanks about his concerns with fall protection on the Wisconsin Dells jobsite. He also testified and his sworn affidavit to the Board confirms that he mentioned the same concerns to Ladika while he visited the jobsite on or about February 12 or 13. Thus, I am of the opinion that Ladika was fully aware of Muir’s concerns about the lack of fall protection provided for the men at the Wisconsin Dells jobsite. Moreover, Endrizzi testified and Ladika admitted that Endrizzi apprised him on February 12 about the fall protection issues expressed by Muir, and the Respondent called a special meeting on that date to address those concerns with the men. With regard to the second portion of the written warning, Shanks testified that he had a conversation in early January 2002 with Ladika because Muir had informed him that he was hired as a Foreman. Ladika informed Shanks that Muir was hired as a Carpenter III and not as a Foreman. According to Shanks, the matter never came up again and was resolved in early January 2002. Shanks also acknowledged that no employee ever complained directly to him that Muir claimed to be hired as a Foreman. While Ladika testified that a second employee complained about this issue, he was very vague and unable to pinpoint when it occurred. Indeed, the Respondent did not call the employee to testify. Accordingly, I conclude that the issue of Muir asserting that he was hired as a Foreman occurred in early January 2002 and was put to rest at that time. Indeed, no oral or written warnings were issued to Muir in January 2002 for spreading “false information.”
Based on the forgoing, I conclude that Ladika gave the second warning to Muir due to his hostility that Muir had announced approximately 2 weeks earlier that he was the individual that initiated the OSHA investigation and revealed that he was a union organizer. Additionally, I note that Ladika never previously gave a written warning to any employee for spreading “false information.” Finally, I find that the underlying reasons for the written warnings were either false or occurred weeks before the issuance of the warning and therefore, were solely manufactured to punish Muir for engaging in protected concerted and union activities. Therefore, I find that the Respondent violated Section 8(a)(1) and (3) of the Act when it disciplined Muir on February 25, as alleged in paragraph 8(e) of the complaint.
The General Counsel alleges in paragraph 8(f) of the complaint that Superintendent Carl Nelson disciplined Muir on March 7 (GC Exh. 4).
Muir testified that he received his third written warning on March 7 because he retained a cell phone on his person while he was working on the jobsite. Ladika and Pavlick came to the jobsite and informed Muir that this was his third written warning. Although Ladika had previously told Muir that he would be terminated if he received a third violation, he was not terminated but was informed if he did not immediately remove the cell phone he would definitely be terminated. Muir asked to see a copy of any written policy concerning cell phone usage but Pavlick said they did not have to show him proof of the policy.
Contrary to the General Counsel, I am not convinced that the discipline visited on Muir for use of his cell phone was violative of the Act. In this regard, although a new written policy on cell phone usage was not distributed to employees until April 2002, Respondent held a meeting with all Superintendents on February 22, and instructed them to announce to all employees the new cell phone policy. Although Muir denied in his testimony that no one at Respondent previously informed him about the new cell phone policy, he stated in his sworn affidavit given to the Board that Nelson informed him on February 25, that he was not to wear his cell phone on the jobsite and that this was a new company policy. I also note that Pavlick credibly testified that Assistant Superintendent Ric Bass complained to her on February 21, that Muir was on his cell phone constantly all morning long. Therefore, when Muir continued to carry his cell phone on his person and it rang during the day on March 7, Respondent was privileged to issue him a warning having previously informed all employees including Muir on February 25, that cell phones could not be used while working on the jobsite. Rather, employees were told that they could leave their cell phones in their cars or lunch boxes and could use them on break, at lunch or before or after work hours.
Based on the forgoing, and particularly noting that Muir admitted that he was informed on February 25 that he could not retain his cell phone on his person while working, I find that the written warning was a legitimate method of discipline unrelated to Muir’s protected concerted or union activities. I further note, that Nelson signed the written warning and he had no involvement in the OSHA investigation or was present at the Wisconsin Dells jobsite when Muir announced that he was a union organizer. While Ladika and Pavlick came to the jobsite and discussed the cell phone warning with Muir, it was Nelson who issued the warning when Muir initially refused to remove the cell phone from the jobsite and informed Nelson that he would remove the phone only if he saw something in writing.
Accordingly, I find that antiunion animus did not enter into the Respondent’s reasons for issuing the written warning to Muir. Therefore, I conclude that Respondent did not violate Section 8(a)(1) and (3) of the Act when it disciplined Muir as alleged in paragraph 8(f) of the complaint. If others disagree, I would find that Respondent would have issued the discipline to Muir even in the absence of his protected concerted or union activities.
In light of my findings above regarding paragraph 6 and 7 of the complaint, I find that the General Counsel was privileged in revoking one provision of the settlement agreement in Case 30–CA–15489 and including paragraph 5 in the subject complaint (GC Exh. 3). I note however, after hearing the testimony surrounding the allegations alleged in paragraph 5 of the complaint, I did not find that Respondent violated the Act as alleged and recommended dismissal of that allegation.
C. Complaint 30–CA–16108 and 30–CA–16109
1. The 8(a)(1) allegations
The General Counsel alleges in paragraph 5 of the complaint that Respondent has maintained certain rules in its revised Employee Handbook that impermissibly restrict employee activity protected by the Act.[5]
The Board’s standard for analyzing workplace rules like these is set out in Lafayette Park Hotel, 326 NLRB 824, 825 (1998), enfd. 203 F.3d 52 (D.C. Cir. 1999), as follows:
In determining whether the mere maintenance of rules such as those at issue here violates Section 8(a)(1), the appropriate inquiry is whether the rules would reasonably tend to chill employees in the exercise of their Section 7 rights.
Where the rules are likely to have a chilling effect on Section 7 rights, the Board may conclude that their maintenance is an unfair labor practice, even absent evidence of enforcement.
With respect to the outside activities rule, the language contained in its first section is exceptionally broad and leaves to the total discretion of the Respondent what type of activities may be in conflict with the general welfare of the Company, have the appearance of impropriety, or might otherwise damage the Company’s reputation, business, and performance of employee duties. However, the second portion of the rule that provides examples to incumbent employees sets the tone of what is expected by Respondent and provides a common sense understanding of the type of outside activities that would infringe on the rule. These guidelines, in my opinion, would clarify to a reasonable employee that Section 7 activity is not the type of conduct proscribed by the rule. Reading this language in context, employees would recognize that, it was intended to reach conduct similar to the examples given in the rule, not conduct protected by the Act. See Tradesman International, 338 NLRB 460 (2002).
Under those circumstances, I am of the opinion that the outside activities rules which have not been enforced do not have a chilling effect on Section 7 rights and their maintenance in the Employee Handbook is not violative of Section 8(a)(1) of the Act.
In regard to the portion of the Handbook that deals with employee solicitation and distribution of literature during working time and in working areas, the Board has addressed these issues on numerous occasions. In Our Way, 268 NLRB 394 (1983), the Board reaffirmed the view that rules prohibiting solicitation during working time are lawful. Similarly, the Board in Stoddard-Quirk Mfg. Co., 138 NLRB 615 (1962), held that distribution may lawfully be restricted both on worktime and in work areas.
Under these circumstances, I do not find that those portions of the Handbook chill employee Section 7 rights and recommend that those provisions not be found to violate Section 8(a)(1) of the Act.
With respect to the Handbook rule that deals with persons
not employed by the Respondent, the Supreme Court held in Lechmere, Inc. v.
NLRB, 502 U.S. 527 (1992), that the employer’s exclusion of nonemployee union
organizers from the parking lot of its retail store, pursuant to its uniformly
enforced rule against all solicitation and distribution on those premises was a
legitimate action in accordance with the employer’s property right. This holding is grounded on the proposition
that the retail store was private property and the nonemployee union organizers
in that case had no protected right of access to the respondent’s private
property. In the subject case, the
majority of Respondent’s construction activity is not undertaken on its own
property but rather at construction sites owned by others. The Respondent is solely retained to engage
in construction activities. The
Respondent has submitted no evidence to establish that the construction sites
where they perform work are owned by them or are considered to be private
property. Likewise, there is no evidence
in the record of the nature of the relationship among the property owner, the
general contractor, and the Respondent.
Indeed, I note that the Respondent did not prohibit the
Therefore, the maintenance of the no solicitation and distribution rules to persons not employed by Respondent is overly broad and violates the Act. Moreover, since the words premises and work locations are not defined, the rule could reasonably be interpreted to preclude solicitation or distribution of literature in the areas that employees’ park their cars, take their lunch and breaks or before and after work. Accordingly, I find the Respondent’s maintenance of this Handbook rule to be overly broad and violative of Section 8(a)(1) of the Act.
2. The 8(a)(1) and (3) violations
The General Counsel alleges in paragraph 6(b) of the complaint that around mid-February 2002, eleven individuals filed employment applications for carpenter positions pursuant to ads placed by Respondent in various publications seeking carpenters. All of these applicants wore some type of union insignia such as jackets or hats identifying themselves as union members and indicated on their applications that they had worked for union employers.
The General Counsel further alleges that Respondent has
failed and refused to consider for employment and/or hired any of the eleven
applicants because of their membership in and activities in support of the
The Board in
There is no dispute that the Respondent hired a number of carpenters after the union applicants filed their job applications. In regard to carpenter positions that were filled by Respondent, three skill levels of carpenter proficiency were sought and a labor classification check list was attached to each application. All applicants were requested to check which level they thought their individual skill level fit. For example, carpenter positions at Respondent were separated into Carpenter I, II, and III levels, with Carpenter III possessing the highest skills and warranting the highest hourly pay rate.
In defending its decision to hire other individuals for the vacant carpenter positions, Respondent argues that the individuals that they hired possessed superior qualifications when compared to the union applicants. Additionally, the Respondent argues that a number of the union applicants demanded salaries higher then normally paid, had poor references, or failed to return telephone calls when they sought to inquire about questions with their applications or to discuss salary demands.
In regard to whether union animus contributed to the decision not to consider or hire the union applicants, I find that the General Counsel has established this element for the following reasons.
First I note that
In order to determine whether the individuals hired by Respondent had superior qualifications to the union applicants, a comparison of their training and experience must be undertaken.
a. The union applicants
Robert Hyatt (GC Exh. 6)
Hyatt filed an application for employment on February 21. At the time of his application he was unemployed but he listed prior union employers for whom he had worked. Hyatt applied for all three skilled level carpenter positions and indicated on his application that he had previously performed within those classifications. Based on my review of his application, Hyatt was eminently qualified to perform all functions of the Carpenter III position at Respondent. By letter dated March 8, Pavlick apprised Hyatt that his desired wage rate of $25 per hour is outside Respondent’s initial pay scale for a Carpenter and his application was rejected.
Joshua Kepler (GC Exh. 7)
Kepler filed an application for employment on February 19, and wore a carpenter hat and shirt when applying in person at Respondent. His application shows that he had been a carpenter for about 1 year and he checked the Carpenter I skill level classification to indicate his proficiency. Respondent did not hire Kepler because during the reference check portion of the application process it was discerned that his prior employer intended to call him back to work on or about March 13.
Based on the forgoing, I find that this was a legitimate reason for not hiring Kepler and was totally unrelated to his union affiliation.
Darrelle LaBelle (GC Exh. 8)
LaBelle filed his application for employment on February 19, and wore a union hat when he applied in person at Respondent. His application shows that he described himself as a union organizer and indicated that he was qualified to perform Carpenter III skill level responsibilities. His testimony indicated that he was a journeyman union carpenter and had been in the field for 26 years. Respondent sent a letter dated March 8, which La Belle did not receive based on an incorrect street address that apprised him that the salary level of $22.66 per hour that he sought was outside the initial pay scale for a Carpenter position. Accordingly, his application was rejected.
Gary Miller (GC Exh. 10)
Miller filed his application for employment on February 19, and wore a union hat and shirt when he applied in person at Respondent. He applied for a Carpenter I position having been in the trade for approximately 2 years. His application shows two reference checks from his prior employers. Comments such as “no common sense, a talker, not a worker, limited knowledge and tried to work hard but didn’t know much” were contained thereon. The application file checklist shows that Miller was not hired due to his poor references.
Based on the forgoing, I find that Miller was not hired because
two prior employers gave him unfavorable references, rather than his
affiliation with the
John McGwin (GC Exh. 9)
McGwin filed his application for employment on February 19, and wore a union hat, shirt and jacket when he applied in person at Respondent. He applied for a Carpenter III position having been in the trade for approximately 9 years. By letter dated March 11, Pavlick rejected his application primarily because the hourly wage he sought of $22.66 is outside the Respondent’s initial pay scale for a Carpenter. My review of McGwin’s application establishes that he was an experienced carpenter who had also held a Foreman position at a prior employer.
David Parker (GC Exh. 11)
Parker filed his application for employment on February 19, and wore a union hat and shirt when he applied in person at Respondent.