NOTICE: This
opinion is subject to formal revision before publication in the bound volumes
of NLRB decisions. Readers are requested
to notify the Executive Secretary, National Labor Relations Board,
Bunting Bearings
Corp. and United Steel, Paper and
Forestry, Rubber, Manufacturing, Energy, Allied Industrial and Service Workers
International
May 14, 2007
SUPPLEMENTAL DECISION
AND ORDER
By Chairman Battista and Members
Liebman and Schaumber
On October 29, 2004, the
National Labor Relations Board issued a Decision and Order in this proceeding,[2] in
which it found, among other things, that the Respondent, Bunting Bearings
Corp., did not violate Section 8(a)(3) and (1) of the Act by implementing a
partial lockout of the bargaining unit following an impasse in negotiations for
a successor collective-bargaining contract.
The Board further concluded that because the lockout was lawful it did
not taint a decertification petition later circulated by a majority of unit
employees, and the Respondent did not violate Section 8(a)(5) by relying on
that petition to withdraw recognition from, and to refuse to bargain with, the
Union. Subsequently, the
On September 13, 2006, the
Board notified the parties in this proceeding that it had decided to accept the
remand from the District of Columbia Circuit, and invited the parties to file
statements of position with respect to the issues raised by the remand. No position statements were filed.
The National Labor
Relations Board has delegated its authority in this proceeding to a
three-member panel.
We accept the court’s
remand as the law of the case. The court’s
decision holds that the Respondent violated Section 8(a)(3) and (1) of the Act
by implementing a partial lockout of the bargaining unit following an impasse
in negotiations for a successor collective-bargaining contract. As discussed below, we find that the unlawful
lockout tainted the decertification petition subsequently circulated by a
majority of unit employees, and that the Respondent therefore violated Section
8(a)(5) of the Act by relying on that petition to withdraw recognition from,
and to refuse to bargain with, the Union.
Facts
The Respondent manufactures
and sells powdered metal bearings. The
Respondent and the
The contract specified a
probationary period of 90 working days and required all unit employees to
become Union members at the completion of their probationary period. The probationary employees were not union
members and the nonprobationary employees were all union members.
The parties negotiated
several times in advance of the contract’s expiration date, April 26, 2001,[4]
but did not reach agreement on a successor contract. There is no allegation of bad-faith
bargaining in those negotiations.
On April 21, the
nonprobationary employees unanimously authorized a strike if the Respondent did
not submit a satisfactory final offer prior to the expiration of the
contract. On April 26, the Respondent
tendered its final contract offer, which the nonprobationary employees
rejected. The Respondent’s probationary
employees did not participate in the votes on April 21 and 26.
Beginning April 27, the
Respondent locked out its nonprobationary employees. The same day, the
During the lockout, the
Respondent continued its operations, utilizing its probationary employees,
supervisors, office clericals, and employees from the Respondent’s other
plants. All but one of the probationary
employees crossed the
By letter dated May 17, the
Respondent informed its nonprobationary employees that impasse had been reached
in contract negotiations, stated that it intended to implement its “last, best
and final” offer on May 21, and encouraged all “union employees” to return to
work on that date.[5] The
On May 29, nonprobationary
employee Sue Carol Prince circulated a petition stating that the signatories no
longer wanted to be part of the
The Respondent withdrew its
contract offer on May 31, citing “changed circumstances.” The
The unfair labor practice
charges in this case were filed between May 4, 2001, and January 30, 2002. The first complaint was issued on July 29,
2001. The fifth order consolidating
cases and the fourth amended consolidated complaint were issued on April 2,
2002.
The General Counsel argued
in his pleadings, in relevant part, that the Respondent violated the Act by locking
out its nonprobationary employees from April 27 to May 21, and by thereafter
withdrawing recognition from, and refusing to bargain with, the
The matter was heard before
an administrative law judge who concluded that the April 27 to May 21 lockout
did not violate the Act because the Respondent locked out its nonprobationary
employees in support of a legitimate bargaining position. The judge found no evidence that the
Respondent’s decision to lock out only its nonprobationary employees was
motivated by a desire to discourage union membership or tended to induce employees
to resign from the Union. 343 NLRB at
494–495. Although the judge found that
the May 29 employee petition at least partially “resulted from” the lockout, he
concluded that the Respondent did not violate the Act by relying on that petition
to withdraw recognition from and refuse to bargain with the Union because the
lockout “was legal once the clock struck 12 on April 27[.]”
As set forth above, the
Analysis
As noted, the court found
that the lockout was unlawful. The court
remanded the case with directions to “determine whether the Union decertification
petition was tainted by the unlawful lockout and, if so, whether [the
Respondent] violated § 8(a)(5) [of the Act] by relying on this petition to
withdraw recognition from the
“An employer may not
lawfully withdraw recognition from a union where it has committed unfair labor
practices that are likely to affect the union’s status, cause employee
disaffection, or improperly affect the bargaining relationship itself.” Garden
Ridge Management, Inc., 347 NLRB No. 13, slip op. at 4 (2006) (citing Lee Lumber & Building Material Corp.,
322 NLRB 175, 177 (1996) (Lee Lumber II),
enfd. in relevant part and remanded in part 117 F.3d 1454 (D.C. Cir.
1997)). “But not every unfair labor
practice will taint evidence of a union’s subsequent loss of majority support.” Lexus
of Concord, Inc., 343 NLRB 851, 852 (2004).
In cases such as this one,
where the unfair labor practice does not involve a general refusal to recognize
and bargain with the union, “there must be specific
proof of a causal relationship between the unfair labor practice and the
ensuing events indicating a loss of support.”
The Board considers several
factors in determining whether a causal relationship exists between unremedied
unfair labor practices and the loss of union support:
(1) the length of time
between the unfair labor practices and the withdrawal of recognition; (2) the
nature of the violations, including the possibility of a detrimental or lasting
effect on employees; (3) the tendency of the violation to cause employee
disaffection; and (4) the effect of the unlawful conduct on employees’ morale,
organizational activities, and membership in the union.
Garden Ridge,
347 NLRB No. 13, slip op. at 4 (citing Master
Slack Corp., 271 NLRB 78, 84 (1984)).
See also Vincent Industrial
Plastics, Inc., 328 NLRB 300, 301–302 (1999), enf. granted in part, denied
in part 209 F.3d 727 (D.C. Cir. 2000). Applying
these factors, we find that the unlawful lockout tainted the decertification
petition.
First, the unlawful, nearly
month-long lockout ended just 8 days before the employees executed the May 29
petition and 15 days before the Respondent withdrew recognition. The close temporal proximity between the end
of the unlawful lockout and the petition on which the Respondent based its
withdrawal of recognition weighs in favor of finding that this unfair labor
practice caused the loss of union support.
RTP Co., 334 NLRB 466, 468
(2001) (finding “close temporal proximity” between the employer’s unfair labor
practices and its withdrawal of recognition where the unfair labor practices
occurred 2 to 6 weeks prior to the antiunion petition on which the employer
based its withdrawal of recognition).[10]
Second, the nature of the
unfair labor practice, including the possibility of its detrimental or lasting
effect on employees, supports a finding of taint. The court found that employees were locked
out because of their union membership.
It is reasonable to infer that employees would then seek to disaffect
from the
“The final two Master Slack factors focus on the effect
of the unlawful conduct on employees’ morale, their organizational activities,
and the possible tendency of the unfair labor practices to cause employee
disaffection from the union.” AT Systems West, Inc., 341 NLRB 57, 60
(2004). “The Board has held that it is
the objective evidence of the commission of unfair labor practices that has the
tendency to undermine the union, and not the subjective state of mind of the
employees, that is the relevant inquiry in this regard.”
There is no evidence of any
disaffection from the
In sum, applying all of the
Master Slack factors to the instant
facts, we find that a causal relationship has been shown between the Respondent’s
lockout and the
In light of our finding
that the unlawful lockout tainted the petition, it follows that the Respondent’s
withdrawal of recognition and resulting refusal to bargain with the
Remedy
Having found that the
Respondent has engaged in unfair labor practices within the meaning of Section
8(a)(1), (3), and (5) of the Act, we shall order it to cease and desist from
engaging in such conduct, and post an appropriate notice. We shall also order the Respondent to take
certain affirmative action designed to effectuate the policies of the Act.
To remedy the Respondent’s
unlawful lockout of its nonprobationary employees from April 27 to May 21, the
Respondent will be required to make those employees whole for any loss of pay
and other benefits incurred by them as a result of the lockout, with the
amounts owed to be determined in the manner prescribed in F. W. Woolworth Co., 90 NLRB 289 (1950), with interest on such
amounts to be computed in accordance with New
Horizons for the Retarded, 283 NLRB 1173 (1987). See Schenk
Packing Co., 301 NLRB 487, 492 (1991).
To remedy its unlawful
withdrawal of recognition from the Union, we shall order the Respondent to recognize
and bargain with the
For the reasons set forth
in Caterair International, 322 NLRB
64 (1996), we further find that an affirmative bargaining order is warranted in
this case as a remedy for the Respondent’s unlawful withdrawal of recognition
from the Union. See, e.g.,
In several cases, however,
the United States Court of Appeals for the District of Columbia Circuit has
required the Board to justify, on the facts of each case, the imposition of an
affirmative bargaining order. See, e.g.,
Vincent Industrial Plastics, Inc. v.
NLRB, 209 F.3d 727 (D.C. Cir. 2000); Lee
Lumber & Bldg. Material Corp. v. NLRB, 117 F.3d 1454, 1462 (D.C. Cir.
1997); and Exxel/Atmos, Inc. v. NLRB,
28 F.3d 1243, 1248 (D.C. Cir. 1994). In Vincent Industrial Plastics, supra, the court
stated that an affirmative bargaining order “must be justified by a reasoned
analysis that includes an explicit balancing of three considerations: (1) the
employees’ § 7 rights; (2) whether other purposes of the Act override the
rights of employees to choose their bargaining representatives; and (3) whether
alternative remedies are adequate to remedy the violations of the Act.” 209 F.3d at 738.
Consistent with the court’s
requirement, we have examined the particular facts of this case and we find
that a balancing of the three factors warrants an affirmative bargaining order.[12]
(1) An affirmative
bargaining order in this case vindicates the Section 7 rights of the unit
employees who were denied the benefits of collective bargaining by the Respondent’s
unlawful withdrawal of recognition and resulting refusal to bargain with the
(2) An affirmative
bargaining order also serves the Act’s policies of fostering meaningful
collective bargaining and industrial peace.
It removes the Respondent’s incentive to delay bargaining in the hope of
discouraging support for the Union, and it ensures that the
(3) As an alternative
remedy, a cease-and-desist order, alone, would be inadequate to remedy the
Respondent’s withdrawal of recognition and refusal to bargain with the Union because
it would allow another challenge to the Union’s majority status before the
employees had a reasonable time to regroup and bargain with the Respondent
through their chosen representative in an effort to reach a successor collective-bargaining
agreement. Such a result would be
particularly unfair where the Respondent’s unlawful refusal to recognize and bargain
with the
For all the foregoing
reasons, we find that an affirmative bargaining order with its temporary
decertification bar is necessary to fully remedy the violation in this case.[14]
ORDER
The Respondent, Bunting
Bearings Corp.,
1. Cease and desist from
(a) Threatening office
clerical employees with discharge for refusing to cross a union picket line.
(b) Discharging or
otherwise discriminating against employees for the exercise of their rights
under Section 7 of the Act, including refusing to cross a picket line.
(c) Videotaping or
photographing employees who are engaged in protected activities.
(d) Locking out employees
during the life of a collective-bargaining agreement which contains a
no-strike/no-lockout clause.
(e) Discouraging membership
in the
(f) Withdrawing recognition
from the Union as the collective-bargaining representative of its employees in
the following appropriate unit, and refusing to meet and bargain in good faith
with the
All production and
maintenance employees, including the shipping clerk, employed by Respondent at
its
(g) In any like or related
manner interfering with, restraining, or coercing employees in the exercise of
the rights guaranteed them in Section 7 of the Act.
2. Take the following
affirmative action necessary to effectuate the policies of the Act.
(a) Within 14 days from the
date of this Order, offer Todd McNett full reinstatement to his former job or,
if that job no longer exists, to a substantially equivalent position, without
prejudice to his seniority or any other rights or privileges previously
enjoyed.
(b) Make Todd McNett whole
for any loss of earnings and other benefits suffered as a result of the
discrimination against him in the manner set forth in the remedy section of the
decision.
(c) Within 14 days from the
date of this Order, remove from its files any reference to the unlawful
discharge, and within 3 days thereafter notify Todd McNett in writing that this
has been done and that the discharge will not be used against him in any way.
(d) Make whole those employees who were unlawfully
locked out on April 26, 2001, for any loss of earnings and other benefits
suffered as a result of the discrimination against them.
(e) Make whole those employees who were unlawfully
locked out from April 27 to May 21, 2001, for any loss of earnings and other
benefits suffered as a result of the discrimination against them, in the manner
set forth in the remedy section of this decision.
(f) Preserve and, within 14
days of a request, or such additional time as the Regional Director may allow
for good cause shown, provide at a reasonable place designated by the Board or
its agents, all payroll records, social security payment records, timecards,
personnel records and reports, and all other records, including an electronic
copy of such records if stored in electronic form, necessary to analyze the
amount of backpay due under the terms of this Order.
(g) Recognize and, on
request, bargain collectively with the Union as the exclusive representative of
the Respondent’s employees in the following appropriate unit with respect to
wages, hours, and other terms and conditions of employment and, if an agreement
is reached, embody it in a signed agreement:
All production and
maintenance employees, including the shipping clerk, employed by Respondent at
its
(h) Within 14 days after
service by the Region, post at its facility in
(i) Within 21 days after
service by the Region, file with the Regional Director a sworn certification of
a responsible official, on a form provided by the Region, attesting to the
steps that the Respondent has taken to comply.
Dated,
|
Robert J. Battista, |
Chairman |
|
|
|
|
|
|
|
Wilma B. Liebman, |
Member |
|
|
|
|
|
|
|
Peter C. Schaumber, |
Member |
|
|
|
|
|
|
(Seal) National Labor Relations Board
APPENDIX
Notice
To Employees
Posted
by Order of the
National
Labor Relations Board
An Agency of the
The National Labor
Relations Board has found that we violated Federal labor law and has ordered us
to post and obey this notice.
federal law gives you
the right to
Form, join, or assist a
union
Choose representatives to
bargain with us on your behalf
Act together with other
employees for your benefit and protection
Choose not to engage in any
of these protected activities.
We will not threaten
office clerical employees with discharge for refusing to cross a union picket
line.
We will not discharge
or otherwise discriminate against any of you for supporting Local 6-0293, Paper
Allied Industrial, Chemical and Energy Workers International Union or any other
union, or refusing to cross a union picket line.
We will not,
without just cause, videotape or photograph any activities protected by Section
7 of the National Labor Relations Act, such as picketing.
We will not lock
out employees during the life of a collective-bargaining agreement which contains
a no-strike/no-lockout clause.
We will not discourage
membership in the
We will not withdraw
recognition from the Union and refuse to bargain collectively and in good faith
with the
We will not in any
like or related manner interfere with, restrain, or coerce you in the exercise
of the rights guaranteed you by Section 7 of the Act.
We will, within 14
days from the date of the Board’s Order, offer Todd McNett full reinstatement
to his former job or, if that job no longer exists, to a substantially
equivalent position, without prejudice to his seniority or any other rights or
privileges previously enjoyed.
We will make Todd
McNett whole for any loss of earnings and other benefits resulting from his
discharge, less any net interim earnings, plus interest.
We will, within 14
days from the date of the Board’s Order, remove from our files any reference to
the unlawful discharge of Todd McNett, and we will, within 3 days thereafter, notify him in
writing that this has been done and that the discharge will not be used against
him in any way.
We will make
employees whole, with interest, for their loss of earnings due to our premature
lockout of employees on April 26, 2001, prior to the expiration of our
collective bargaining agreement with Local 6-0293, Paper Allied Industrial,
Chemical and Energy Workers International Union.
We will make whole
those employees who were unlawfully locked out from April 27 to May 21, 2001,
for any loss of earnings and other benefits suffered as a result of the discrimination
against them.
We will, on
request, bargain in good faith with the
All production and
maintenance employees, including the shipping clerk, employed by us at our
Bunting Bearings Corp.
[1] We have amended the caption to reflect the
merger of Paper, Allied Industrial, Chemical and Energy Workers, International
Union, AFL–CIO, and Local 6-0293, into the United Steel, Paper and Forestry, Rubber,
Manufacturing, Energy, Allied-Industrial and Service Workers International
Union, AFL–CIO.
[2] 343 NLRB 479.
[3] United
Steelworkers v. NLRB, 179 Fed. Appx.
61 (D.C. Cir. 2006).
[4] Hereafter, unless otherwise indicated, all
dates are in 2001.
[5] The May
17 letter invited the nonprobationary employees to return to work asserting
that they were not, and had never been, locked out. The letter stated that, “contrary to the
union’s position and belief, Bunting Bearings Corp. Kalamazoo plant doors have
been and continue to remain open.”
Before the judge, the Respondent maintained its position that, as expressed
in the May 17 letter, the nonprobationary employees were never locked out. The judge found that the nonprobationary
employees were in fact locked out from April 27 to May 21. The Respondent did not except to this
finding.
[6] The
[7] The judge found that as of May 29, the date
the employees executed the petition, the Respondent had committed three
unremedied unfair labor practices—locking out its nonprobationary employees several
hours prior to the expiration of the parties’ collective-bargaining contract,
discharging a probationary employee for refusing to cross the Union’s picket
line, and videotaping employees on the picket line. The Respondent did not except to those
findings. The judge concluded, and the
Board agreed, that those unfair labor practices did not cause the employees’
disaffection from the
[8] Chairman Battista and Member Schaumber;
Member Liebman dissenting.
[9] The Board found that the Respondent also
violated Sec. 8(a)(1) by threatening to terminate office clerical employees who
refused to cross the Union’s picket line, but it found no causal relationship between
this unfair labor practice and the Union’s loss of majority support. 343 NLRB at 483 fn. 17.
[10] We note that the Respondent did not, in its
own view, end the lockout on May 21.
Instead, as noted above, the Respondent’s position, communicated directly
to the membership on May 17, was that the nonprobationary employees were never
locked out and the
[11] Our finding that the unlawful lockout,
standing alone, tainted the petition renders it unnecessary for us to reexamine
whether the Respondent’s other unfair labor practices tainted the
petition. See 343 NLRB at 483 fn. 17.
[12] Chairman Battista and Member Schaumber do not
agree with the view expressed in Caterair
International, supra, that an affirmative bargaining order is “the traditional,
appropriate remedy for an 8(a)(5) violation.”
They agree with the United States Court of Appeals for the District of
Columbia Circuit that a case-by-case analysis is required to determine if the
remedy is appropriate. Alpha Associates, 344 NLRB No. 95, slip
op. at 6 fn. 14 (2005). They recognize,
however, that the view expressed in Caterair
International, supra, represents extant Board law. Flying
Foods, 345 NLRB No. 10, slip op. at 10 fn. 23 (2005). Regardless of which view is applied to the
instant case, Chairman Battista and Member Schaumber agree that an affirmative
bargaining order is warranted here.
[13] HQM of
Bayside, 348 NLRB No. 42, slip op. at 4–5 (2006); Parkwood Developmental Center, 347 NLRB No. 95, slip op. at 3–4
(2006); see also Goya Foods of Florida,
347 NLRB No. 103, slip op. at 5–6 (2006); Smoke
House Restaurant, 347 NLRB No. 16, slip op. at 3 (2006).
[14] On June 3, 2005, the District of Columbia
Court of Appeals granted the Board’s application for summary enforcement of its
October 29, 2004 order remedying the Respondent’s lockout of its nonprobationary
employees before the expiration of its collective-bargaining contract, in
violation of Sec. 8(a)(5), discharge of probationary employee Todd McNett for
refusing to cross the picket line, in violation of Sec. 8(a)(3), and
videotaping of employees on the picket line during the lockout, in violation of
Sec. 8(a)(1). The Respondent’s threat to
its office clerical workers, in violation of Sec. 8(a)(1), was not litigated in
the summary enforcement proceeding or in the
[15] If this Order is enforced by a judgment of a
United States Court of Appeals, the words in the notice reading “Posted by
Order of the National Labor Relations Board” shall read “Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board.”