NOTICE: This
opinion is subject to formal revision before publication in the bound volumes
of NLRB decisions. Readers are requested
to notify the Executive Secretary, National Labor Relations Board,
Precipitator Services Group, Inc. and International Brotherhood of Boilermakers, Iron Ship Builders, Blacksmiths, Forgers and Helpers, AFL–CIO. Case
4–CA–24627
April 20, 2007
DECISION AND ORDER
By Chairman Battista and Members Liebman
and Walsh
On September 5, 1997, Administrative Law Judge Richard H.
Beddow Jr. issued the attached initial decision in this case. The Respondent filed exceptions and a
supporting brief, and the General
Counsel filed an exception and an answering
brief.
On June 7, 2000, the National Labor Relations Board remanded the case to the judge for further consideration in light of the Board’s decision in FES, 331 NLRB 9 (2000), supplemental decision 333 NLRB 66 (2001), enfd. 301 F.3d 83 (3d Cir. 2002), which sets forth the analytical framework for refusal-to-hire and refusal-to-consider allegations. After inviting and receiving briefs from the General Counsel and the Respondent, the judge, on October 27, 2000, issued the attached supplemental decision. The Respondent filed exceptions and a supporting brief. The General Counsel and Charging Party each filed answering briefs.
The National Labor Relations Board has delegated its authority in this proceeding to a three-member panel.
The Board has considered the decision, the supplemental decision and the record in light of the exceptions and briefs and has decided to affirm the judge’s rulings, findings,1 and conclusions only to the extent consistent with this Decision and Order.
We adopt the judge’s finding that on January 23, 1996, the Respondent violated Section 8(a)(1) of the Act when its Field Superintendent, Ken Fortner, implicitly threatened employees David Packer, James Neumane, and Richard Deuhaut with unspecified reprisals when they gave him a letter from the Charging Party and displayed union insignia. We also agree with the judge, for the reasons set forth below, that the Respondent violated Section 8(a)(3) and (1) of the Act by discriminatorily refusing to consider and hire the Charging Party’s paid union organizer, Millard “JD” Howell, on January 25, 1996, the second time he sought employment.
As discussed below, however, we find that the Respondent did not violate the Act by refusing to consider or hire Howell when he first sought employment with the Respondent on or about December 13, 1995, or on January 9 and 10, 1996, when the Respondent hired Packer, Neumane, and Deuhaut. We also disagree, for the reasons set forth below, with the judge’s finding that on February 5, 1996, the Respondent violated Section 8(a) (3) and (1) of the Act by discriminatorily refusing to consider and hire union members Ernest Patterson, Michael John Manculich, and John LaPoint.
A. Facts
The Respondent is engaged in the installation of pollution
control equipment called precipitators at various locations throughout the
On December 13, 1995, Howell sought employment with the
Respondent at the
About January 1, 1996,2
Fortner decided to begin hiring locally at the
On January 15, the three employees began working for the
Respondent. On January 23, they
hand-delivered to Fortner a letter from the
On January 25, Howell visited the jobsite and spoke again with Field Superintendent Fortner. Howell again identified himself as a union organizer, requested employment, revealed his relevant experience, and assured Fortner that his union organizing would not interfere with his work for the Respondent if he were hired. In response, Fortner testified that he stated, “We’re not hiring right now,” but he took Howell’s telephone number. Fortner never called Howell.
In late January or the beginning of February, Fortner approached
locally hired employee Neumane, stated that the Respondent would need new
welders soon, and asked if Neumane knew of any. Neumane said yes, and Fortner responded that
he would get back to Neumane when he knew how many the Respondent needed.
Fortner, however, did not get back to Neumane. On three different occasions over approximately
the next week, the last being the same day
Neumane distributed handbills about the
On different dates in early to mid-February, locally hired
employees Packer, Neumane, and Deuhaut quit their employment with the Respondent
for different reasons. The Respondent admits,
and its records show, that it continued to hire welders for the
B. Discussion
In
With respect to refusal-to-hire allegations, the General
Counsel has the burden of showing: (1) that the respondent was hiring, or had
concrete plans to hire, at the time of the alleged unlawful conduct; (2) that the applicants had experience or
training relevant to the announced or generally known requirements of the
positions for hire, or in the alternative, that the employer has not adhered uniformly
to such requirements, or that the requirements were themselves pretextual, or were applied as a pretext for
discrimination; and (3) that antiunion animus contributed to the
decision not to hire the applicants. If the General Counsel meets his burden,
the respondent must show that it would have made the same hiring decision even
in the absence of the applicants’ union activity.
1. Howell’s December 13, 1995 attempt to seek
employment
Applying those principles here, we find that the General
Counsel has not shown that the Respondent unlawfully refused to consider Howell
when he sought employment on December 13, 1995. Specifically, there is
insufficient evidence that Howell was excluded from any hiring process. At the time that Howell first sought employment,
the Respondent had no formal hiring process in place in
The General Counsel presented no evidence that Howell was
treated differently from other local applicants who may have approached Fortner
during the same time frame. On this
record, we find that the General Counsel has not established that the
Respondent discriminatorily excluded Howell from consideration for employment.
Accordingly, we dismiss the complaint insofar as it alleges that the Respondent
unlawfully refused to consider Howell on December 13, 1995.![]()
Similarly, we find that the General Counsel has not shown
that the Respondent unlawfully refused to hire Howell on December 13, 1995. Specifically, the General Counsel has not
established that the Respondent “was hiring, or had concrete plans to hire at
the time of the alleged unlawful conduct.”
The judge found, however, that the Respondent unlawfully refused to consider and hire Howell, not on December 13, 1995, when he first sought employment, but on January 9 and 10, 1996, when the Respondent hired the three employees who responded to the newspaper ad for welders. Citing Eckert Fire Protection, 332 NLRB 198 (2000), the judge reasoned that Howell’s December 13, 1995 “attempt for employment was within 30 days of the noted hiring and was ‘fresh.’” We disagree.
Unlike in Eckert Fire Protection, where the employer considered job applications to be current for 30 days, there was no showing here that the Respondent had any such “freshness” policy.4 Consequently, the Respondent was free to consider and hire exclusively from among those employees who applied for work in response to the January want ad. Howell admitted that after December 13, 1995, he did not contact the Respondent about the welder positions it advertised in early January, and that he did not attempt to reapply until January 25. Howell, therefore, was not in the applicant pool when the Respondent made its hiring decisions on January 9 and 10. Accordingly, we reverse the judge’s finding that the Respondent unlawfully refused to consider and hire Howell for the positions it filled on January 9 and 10.
2. Howell’s January 25, 1996 attempt to seek
employment
Although we find, for the reasons stated above, that the Respondent did not discriminate against Howell in either December or at the time it hired the other welders in early January, we affirm the judge’s finding that the Respondent discriminatorily refused to hire Howell on January 25, when he returned to the jobsite and again sought employment.
First, it is
clear from the testimony and documentary
evidence that after January 15, when locally hired employees Packer,
Neumane, and Deuhaut began their employment, the Respondent continued to hire additional
local welders for the
Therefore, the General
Counsel has satisfied his
Second, the record evidence shows, and the Respondent does
not contest, that Howell had the relevant welding experience or training.
Thus, the General Counsel has proven the second element of
Third, we find that the General Counsel has shown that antiunion animus contributed to the decision not to hire Howell. Howell identified himself as a union organizer to Field Superintendent Fortner and signed the January 23 letter from the Union identifying employees Packer, Neumane, and Deuhaut as voluntary union organizers. Fortner demonstrated antiunion animus when, in violation of Section 8(a) (1), he implicitly threatened those employees with unspecified reprisals when they gave him the letter. In addition, as just shown, the Respondent was hiring locally in late January. On January 25, however, Fortner lied to Howell about the availability of jobs by stating, “We’re not hiring right now.” See Industrial Turnaround, 321 NLRB 181, 188–189 (1996), enfd. in relevant part 115 F.3d 248 (4th Cir. 1997) (lying to union applicants about availability of jobs while hiring nonunion applicants supports finding of antiunion animus); Nelcorp, 332 NLRB 179 (2000), enfd. 51 Fed.Appx. 33 (2d Cir. 2002) (antiunion animus found where the respondent advised union that no openings existed, but the respondent filled at least 9 positions with nonunion applicants).
Accordingly, we find that the General Counsel has met his
burden of proof under
The Respondent asserts that by January 25, when Howell
reapplied for work, the Respondent had reverted to its usual policy of hiring only
in
First, Fortner’s conversation with local hire Neumane in late January or the beginning of February indicates that the Respondent was looking for local welders during the time that Howell reapplied.
Second, the General Counsel subpoenaed the Respondent’s
weekly time sheets for the
Third, although the record does not conclusively establish the number, identity, or hiring location of all the employees whose names were deleted, it is clear that at least some of the deleted names were local hires: every week that local hires Packer, Neumane, and Deuhaut worked (from January 15 through mid- February), their names were among those deleted from the weekly time sheets. Fortner testified that he believed this was because they were hired locally.7 Furthermore, each of the weeks that Packer, Neumane, and Deuhaut worked, at least one name in addition to theirs appears to have been deleted. That includes the week that Howell reapplied, which ended January 26.8 In addition, after Packer, Neumane, and Deuhaut left the Respondent’s employ, at least one name and frequently more names were deleted every week but one, through the week ending April 5. Those deletions, in light of Fortner’s testimony that the deletions were probably attributable to local hiring, strongly suggest that local hiring was occurring at the time that the Respondent refused to hire Howell. Thus, although the documentary evidence does not conclusively establish that local hiring was occurring when Howell reapplied, it certainly does not support the Respondent’s defense that it was not occurring.
Fourth and finally, the winter that year was severe. If the Respondent was having trouble early in
the year keeping
For all those reasons, we conclude that the Respondent has
not satisfied the burden of proving its affirmative defense that, when Howell
reapplied on January 25, it had reverted to hiring only in
ii. alleged
refusal to consider and hire patterson, manculich, and lapoint
The judge found that on February 5, the Respondent violated Section 8(a) (3) and (1) of the Act by discriminatorily refusing to consider and hire union members Ernest Patterson, Michael John Manculich, and John LaPoint. We reverse the judge’s finding, because the General Counsel has not proved that the individual to whom the three tendered their applications was an agent of the Respondent.
A. Facts
On February 5, 1996, Patterson, Manculich, and LaPoint
visited the Respondent’s
When Patterson, Manculich, and LaPoint entered the Respondent’s trailer, a man with glasses was sitting behind a desk. Fortner, in his testimony, identified this person as “Jim.” Fortner further testified that “Jim” was not associated with the Respondent, but was an employee of the contractor that subcontracted the precipitator installation work to the Respondent. According to Fortner, “Jim” was present at the site and in the trailer every day for about 4 weeks, where he would review documents with Fortner.
When Patterson, Manculich, and LaPoint went to the
Respondent’s trailer on February 5, Patterson asked “Jim” if the Respondent was
hiring. “Jim” responded that “they had
just hired three, but they would probably be needing some more welders.” Patterson asked if they could put in an
application and “Jim” said no, but asked them to write their names and numbers
on a legal pad, which they did. “Jim” said that he would give their names and
numbers “to the guy above him and let [Patterson,
Manculich, and LaPoint] know if they needed anybody else.” Thereafter,
Patterson, Manculich, and
LaPoint made no effort to contact the
Respondent to determine the status of their applications. The Respondent never received the information
taken by “Jim,” and Patterson, Manculich, and LaPoint were not hired by the Respondent.
B. Discussion
The Respondent contends that Patterson, Manculich, and LaPoint did not apply for employment with it because “Jim” was not the Respondent’s agent. We agree.
For a discriminatory refusal-to-consider or refusal-to-hire violation to be established, the alleged discriminatee must, of course, have sought employment from the employer. In this case, because the applicants dealt only with “Jim,” it was therefore the General Counsel’s burden to show that Jim was acting at the time as the agent of the Respondent. In our view, the General Counsel failed to make that showing.
In determining whether an individual is an agent of the employer, the Board applies the common law principles of agency as set forth in the Restatement (Second) of Agency. Allegany Aggregates, 311 NLRB 1165 (1993); Dentech Corp., 294 NLRB 924, 925–926 (1989). Accordingly, the General Counsel was required to show that the Respondent had granted Jim actual or apparent authority.11 And, contrary to the judge, statements of a putative agent do not constitute evidence of agency status. MPG Transport, Ltd., 315 NLRB 489, 493 (1994), enfd. 91 F.3d 144 (6th Cir. 1996) (citing Virginia Mfg. Co., 310 NLRB 1261, 1266 (1993), enfd. 27 F.3d 565 (4th Cir. 1994)); Restatement (Second) of Agency, supra, § 284, Comment d.
Thus, the relevant evidence before us is essentially limited to the fact that the Respondent allowed “Jim” to use the Respondent’s trailer daily, for a 4-week period, to review documents. Plainly, that does not establish actual authority to receive employment applications on behalf of the Respondent, and we agree with the Respondent that it could not, standing alone, provide the applicants good reason to believe that “Jim” had apparent authority to do so.12 Further, as mentioned above, “Jim’s” statements to the applicants do not constitute evidence of agency status. Because the General Counsel has failed to prove that Patterson, Manculich, and LaPoint applied for employment with the Respondent, we reverse the judge’s findings that the Respondent violated the Act by discriminatorily refusing to consider and hire them, and we shall dismiss those complaint allegations.
ORDER
The National Labor Relations Board orders that the
Respondent, Precipitator Services Group, Inc.,
1. Cease and desist from
(a) Implicitly threatening employees with unspecified reprisals by telling them that they do not want to engage in activities that are within their Section 7 rights.
(b) Refusing to consider for employment or refusing to hire job applicants because of their membership in or activities on behalf of the International Brotherhood of Boilermakers, Iron Ship Builders, Blacksmiths, Forgers and Helpers, AFL–CIO, or any other labor organization.
(c) In any like or related manner interfering with, restraining, or coercing employees in the exercise of the rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer Millard “JD” Howell instatement to the position for which he applied, or, if that job no longer exists, to a substantially equivalent position, without prejudice to his seniority or any other rights and privileges he would have enjoyed.
(b) Make Millard “JD” Howell whole for any loss of
earnings and other benefits he may have suffered by reason of the
discrimination against him, computed on a quarterly basis, less any interim
earnings, as prescribed in F.W. Woolworth
Co., 90 NLRB 289 (1950), plus interest as computed in New Horizons for the Retarded, 283 NLRB 1173
(1987), taking into
consideration the issues set forth in
Dean General Contractors, 285 NLRB
573 (1987).
(c) Within 14 days from the date of this Order, remove from its files any reference to its unlawful refusal to consider for employment and refusal to hire Millard “JD” Howell, and within 3 days thereafter notify him in writing that this has been done and that the refusal to consider him for employment and refusal to hire him will not be used against him in any way.
(d) Preserve, and within 14 days of a request, or such additional time as the Regional Director may allow for good cause shown, provide at a reasonable place designated by the Board or its agents, all payroll records, social security payment records, timecards, personnel records and reports, and all other records, including an electronic copy of such records if stored in electronic form, necessary to analyze the amount of backpay due under the terms of this Order.
(e) Within 14 days after service by the Region, post at
its
(f) Within 21 days after service by the Region, file with the Regional Director a sworn certification of a responsible official on a form provided by the Region attesting to the steps the Respondent has taken to comply.
It is further ordered that the
complaint is dismissed insofar as it alleges
violations of the Act not specifically found.
Dated,
Robert J. Battista, Chairman
![]()
Wilma B. Liebman, Member
![]()
Dennis P. Walsh, Member
(seal) National
Labor Relations Board
APPENDIX
Notice To Employees
Posted by Order
of the
National Labor Relations
Board
An Agency of the
The National Labor Relations Board has found that we violated Federal labor law and has ordered us to post and obey this notice.
federal law gives you the right to
Form, join, or assist a union
Choose representatives to bargain with us on your behalf
Act together with other employees for your benefit and protection
Choose not to engage in any of these protected activities.
We will not implicitly threaten employees with unspecified reprisals by telling them that they do not want to engage in activities that are within their Section 7 rights.
We will not refuse to consider for employment or refuse to hire job applicants because of their membership in or activities on behalf of the International Brotherhood of Boilermakers, Iron Ship Builders, Blacksmiths, Forgers and Helpers, AFL–CIO, or any other labor organization.
We will not in any like or related manner interfere with, restrain, or coerce you in the exercise of the rights guaranteed you by Section 7 of the Act.
We will, within 14 days from the date of the Board’s Order, offer Millard “JD” Howell instatement to the position for which he applied, or, if that job no longer exists, to a substantially equivalent position, without prejudice to his seniority or any other rights and privileges he would have enjoyed.
We will make Millard “JD” Howell whole for any loss of earnings and other benefits suffered as a result of our discrimination against him, less interim earnings, plus interest.
We will, within 14 days from the date of the Board’s Order, remove from our files any reference to our unlawful refusal to consider for employment and refusal to hire Millard “JD” Howell, and we will, within 3 days thereafter, notify him in writing that this has been done and that the refusal to consider him for employment and refusal to hire him will not be used against him in any way.
Precipitator Services Group, Inc.
Rick Wainstein
and Gregon J. Fons, Esqs., for the
General Counsel.
Michael L. Eggert, Esq., of
DECISION
Statement of the Case
Richard H.
Beddow, Administrative Law Judge.
This matter was heard in
Upon a review of the entire record in this case and from by observation of the witnesses and their demeanor, I make the following
Findings of Fact
i. jurisdiction
Respondent is a corporation engaged in the installation
and construction of precipitators at various points in the
ii. the alleged unfair labor practices
The Respondent business makes it a contractor at jobsites
owned by other parties, throughout the
The Company’s normal hiring practice is to hire employees
from persons who apply at the main office rather than to hire employees at its
various jobsites because it “likes” to hire employees who will be trained and
stay with the Company and work at more than one jobsite over time.
Field Superintendent Ken Fortner testified that since October 1994, he
had supervised jobs at about 20 locations, and the only jobsite where local applicants
were hired were at the Wysox,
In September 1995 the Respondent (a nonunion employer),
was subcontracted by another
On December 13, 1995, Union Organizer Millard “J.D.”
Howell visited the Wysox jobsite along with several other union members who
were applying for jobs with McBurney, another contractor that was building the
boiler there. Howell asked a couple of
men if they knew anyone else who was hiring and he was told to check at
Respondent’s trailer. Howell testified
that he went by himself to the Respondent’s trailer, entered and introduced
himself to Fortner. He identified
himself as an organizer for the
The Respondent closed its Wysox job for a Christmas break
the last week of December. Meanwhile,
the company concluded that it needed more welders to go to Wysox, but found no
people in
On their first day of work, Respondent sent Neumane and DeHaut to a jobsite orientation meeting that was run by general contractor Rust Corporation and owner International Paper. The employees were given a printed set of rules and safety policies of Rust and International Paper which included the following rule: “Distributing written or printed material and/or solicitation on company premises is not permitted.” Fortner himself previously went through the orientation and received a copy of the rules, and he said that he read the rules and believed it was his responsibility to see to it that the rules were followed inasmuch as the rules state that: “As a general rule, all contractors shall be totally familiar with these regulations and provide adequate supervision at all times to insure compliance,” and that the rules “must be followed by all employees present on any Masonite Corporation property.”
At the beginning of the workday on January 23, Neumane, Dehaut, and Packer entered Respondent’s jobsite trailer where Fortner and several other employees were gathered. Neumane handed Fortner a letter from union organizers J.D. Howell and James Bragan which stated that Neumane, Dehaut, and Packer “wish to be identified as voluntary union organizers” and that “any organizing activity will not interfere with these employees job duties.” Dehaut and Neumane testified that Fortner opened and read the letter, then said (using a harsh tone of voice); to Neumane “You don’t want to give me that.” When Neumane did not respond, Fortner repeated “I’m telling you, you don’t want to give me that.” Again Neumane did not reply, and Fortner said it a third time. While Fortner was speaking, the three union members were taking out union badges and stickers and placing them on their coveralls, hard hats, and dinner pails. Neumane testified that Fortner said “You don’t want to put them on there.” The men did not respond, and Fortner again repeated two more times.” Finally, Neumane said, “Well, you gotta do what you gotta do, and I’m going to do what I’m going to do.”
Fortner testified that the employees’ presentation of the
Thereafter Neumane and Dehaut wore union insignia on a daily basis at the jobsite. Fortner did not ask them not to and he made no further comments concerning the insignia and no evidence was presented to indicate that the Company made any further effort to enforce any rules against solicitation and distribution at the Wysox jobsite. Neumane and Dehaut also testified that they engaged in handbilling at the jobsite in very late January or early February, and Fortner did not comment on it.
On January 25, before work, Organizer Howell visited Respondent’s
trailer and told Fortner that the employees had asked him to request
recognition of the
Howell also testified that Fortner said, “Well, you’re aware that there’s a no solicitation policy here at the job site, and that the guys have already been told during their orientation that they couldn’t be doing any solicitation . . . at the jobsite or one the premises.”
Fortner admitted that January 25 visit occurred and the conversation in which Howell identified himself as a union organizer and asked about a job, that Howell gave him the phone number where he was staying, and “told me to call and we would go out to lunch together.” Fortner testified he recalled no further conversation, but did not specifically deny discussing the no-solicitation rule.
On February 5, union members Ernest “Skip” Patterson, Michael
John Manculich, and John LaPoint visited the jobsite. Patterson was wearing a jacket with the
Fortner denied that he ever heard about the visit from Patterson, Manculich, and LaPoint, or that he received anything from anyone showing their names. Company records indicate that it hired three employees (William, Scott, and Tipton) as welders in February 1996. Otherwise, the hiring summaries Respondent produced at trial were, according to Respondent’s own witness, partly incorrect. The actual weekly payroll records that Respondent produced pursuant to the General Counsel’s subpoena contained portions that had been whited out, and Respondent was unable to produce any records showing the individuals whose names and hours had been concealed.
According to the hiring summaries, as corrected by Fortner’s testimony, a group of 12 employees (Cordell, Williams, Bruno, Edwards, Ray, White, Grindstaff, Sonny Elliott, Asher, Shell, Lawry, and Fortner) started at the jobsite on about September 5, 1995. Employees Randy Taylor and Tim Taylor began working at the jobsite on January 1, 1996, Gary Hatley on January 8, Fred Thomas on January 17, and Robbie Clouse on February 5. Like the 12 employees who preceded them, the two Taylors, Hatley, Thomas, and Clouse had all been working for Respondent for some time before they were assigned to the Wysox jobsite. Though their names were among those whited out on Respondent’s payroll records, it is undisputed that new hires Neumane, Dehaut, and Packer were hired and began working at the jobsite on January 15. Contrary to Fortner’s testimony that Respondent hired no new employees for the job after the union members were hired, Respondent’s documents show that it hired three new welders Williams, Scott, and Tipton (hired in Tennessee) who began working on February 5, 13, and 22, respectively. From February onward, 17 out of the 23 employees who appeared at the jobsite were new hires, namely, Williams, Scott, Tipton and Murray, Rogers, West (West’s hire date was 3/14/96, see his application) Mason, Buskill, Denton, Baker, McMillian, Goodman, Romero, Allen, Hamm, Carpenter, and Collins. Assignments of then-current Company employees from 2/10 were Harney, Lee Taylor , Griffey, Sheele, Titus, and Hampton.
Fortner testified that Respondent’s usual hiring practice
is to conduct its hiring from its office in
Respondent produced 11 applications it received in the
week after the
Fortner testified that when local applicants approached
him at the jobsite after January 15, he told them he was not taking
applications, and that if Respondent hired anyone it would run an ad in the
paper or would hire from
The Respondent’s records show
iii. discussion
This proceeding involves the apparent failure of the Respondent to hire local, union-affiliated job applicants for a Pennsylvania construction project which was staffed primarily with nonunion workers from Tennessee, the Respondent’s home location, and a related alleged that it threatened to impose unspecified reprisals if certain other employees engaged in union solicitation or distribution on company premises.
A. The No Solicitation Threat
The jobsite rule in question was communicated to both the Respondent and its employee by the general contractor and owner and it concisely states that “Distributing written or printed material and/or solicitation on company premised is not permitted.”
This no solicitation/no distribution rule clearly extended to all times anywhere on company premises, including nonworking times and nonworking areas, and it is unlawfully overbroad. See Ultrasystems Western Constructors, 310 NLRB 545, 552 (1993). Respondent did not promulgate or maintain the rule, but superintendent Fortner admitted the rules themselves stated that contractors had such a responsibility and he understood it was his responsibility to enforce the rule.
Fortner testified that when he read the union organizing letter given him by employee Neumane he said: James, if you give me this letter I’ll have to hand it over to Rust Engineering, and that he would do so because of the jobsite rule against “solicitation on site.”
Employee witnesses Neumane and Dehaunt both gave credible testimony that Fortner made the remark “you don’t want to give me that” a phrase similar to the phrase admitted to in Fortner’s testimony, and that he then repeated the phrase twice more, while using a harsh tone of voice. Fortner said that he didn’t “remember” saying what Neumane and Dehaunt specifically recalled but he did not address the matter of whether he stated any phrase repeatedly.
Under these circumstances and in any evaluation of the demeanor of the witnesses I find that the more detailed recall of witnesses Neumane and Dehaunt should be credited over Fortner’s failure to recall and I conclude that Fortner said and repeated the phrase attributed to him.
The repetition of a statement to an employee that the employee doesn’t want to do what he already has done (deliver a union organization letter), reasonably communicates an implied threat, a threat that was reinforced by a similarly reported comment to Newman when (as he credibly testified), he began to display union stickers. In the context of Fortner’s reference to the jobsite no solicitation rule, the clear nature of the statement that the employee did not want to do what he had already done to apparently break that rule, and the statement that the letter would be turned over to a higher authority, clearly communicated to the employees an implicit threat that they would suffer reprisals if they continued their protested conduct. Accordingly, I find that Fortner’s threat of unspecified reprisals violated Section 8(a)(1) of the Act as alleged, see, Northern Wire Corporation, 291 NLRB 727, 729–730 (1988).
B. Failure to hire
The foundation of Section 8(a) (1) and (3) “failure to hire” allegations rest on the holding of the Supreme Court that an employer may not discriminate against an applicant because of that person’s union status, Phelps Dodge Corp. v. NLRB, 313 U.S. 177, 185–187, U.S. Ct. 845 (1941). In this connection, the Board endorses a causation test turning on employer motivation, see Wright Line, a Division of Wright Line, Inc., 251 NLRB 1083 (1980), see NLRB v. Transportation Management Corp., 462 U.S. 393; 103 S. Ct. 2469 (1983). Otherwise, the Board has established precedent on the issue and I find that the Board’s application of the test set forth in Fluor Daniel, Inc., 304 NLRB 970 (1991) and KRI Constructors, 290 NLRB 802, 811 (1988) and case cited therein are controlling. Based on this precedent it is found that a prima facie case for an employer’s unlawful refusal to hire a job applicant is established by the General Counsel when it is shown that: (1) an individual files an employment application, (2) the employer refused to hire a job applicant, (3) the applicant is or might be expected to be a union supporter, (4) the employer has knowledge of the applicant’s union sympathies, (5) the employer maintains animus against union activity, and (6) the employer refuses to hire the applicant because of such animus. In order to rebut the General Counsel’s prima facie case, the employer must affirmatively establish that the applicant would not have been hired absent the discirminatory motive.
Here, the records shows that in September 1995 the Respondent
started work at the Towanda jobsite with a dozen workers from its
Here, I find that witness Howell gave specific, detailed, and believable testimony about the circumstance of his initial visit to the jobsite on December 13 and I credit Howell’s testimony concerning a conversation with the Respondent superintendent, Fortner, rather than Fortner’s vague testimony that he couldn’t “recall” meeting Howell prior to January 25. Fortner did admit that he was at the jobsite in December and his testimony that he did not have job application forms at the jobsite in December is consistent with Howell’s testimony that when he asked for an application Fortner said he didn’t give out applications.
Howell did give Fortner a verbal request for employment and a verbal account of his experience, including work on precipitators and, with Fortner’s acquiescence, gave the Respondent his name and number on a pad provided by the Respondent. Howell again asked Fortner for a job on January 25. He was not told that Fortner then had job application forms at the jobsite but he again left written information with both his home and motel phone contact.
Witnesses Patterson and Manculich, along with applicant LaPoint, visited the jobsite on February 5, went to what was identified as the Respondent’s office trailer, spoke to an older man behind a desk and asked if “they” were hiring. “Jim” the person behind the desk said they had just hired three welders but would probably need more. Patterson asked if he had any application but “Jim” said he did not and gave them a legal pad and told them to give their names and phone numbers and that “he” would be in touch if more welders were needed. Each also put down that they were welders. Patterson then added that they were ready to come to work at any time and nothing was said by Jim about any other requirement for being considered as job applicants.
The Respondent argues that Fortner was never made aware of the visit of these three applicants and that the General Counsel cannot establish that the Respondent knew they were seeking jobs. I find, however, that the record is sufficient to show that “Jim” was a supervisor of the principal contractor to which the Respondent was subcontractor and that he held himself out to the applicants as being a senior person with authority to work behind a desk in the Respondent’s office trailer. He also presented himself as a person with apparent authority to act on the Respondent’s behalf with respect to knowledgeable information about the Respondent’s recent and future hiring plans and with apparent authority to accept written information about their identity, how to be contacted, and their seeking jobs as welders.
This information was the equivalent of a job applicant and it was effectively placed in the possession of a person who was the Respondent’s agent or a person with apparent authority to act on the Respondent’s behalf. Accordingly, I conclude that the General Counsel has shown that Howell, Patterson, Manculich and LaPoint each filed an “application” for employment with the Respondent.
Each applicant was either a union organizer or a union member. Howell made his identity as an organizer
clear to Fortner, and the other applicant indicated on the written information
that stated their desire for work as welders and that they were members of
Local 154 of the
None of these applicants were hired nor were they even contacted about their availability or qualifications even though about February 1, Fortner asked local employee Neumane if he knew any welders who had worked on precipitators and said he would be needing people the next week.
In fact, the Respondent told Howell on December 13 that it
was “kind of full” and not hiring but it needed employees 3 weeks later, it ran
a blind ad in the local paper but did not call Howell. Respondent hired three local employees
through the blind ad. In late January,
Howell returned and again solicited employment.
Fortner told Howell that Respondent was not hiring, even though
Respondent’s records reveal that at that very time Respondent was in the
process of hiring three welders from
Here, the Respondent displayed animus toward the
The Respondent’s principal defense appears to be its claim that it didn’t need to hire any (more) local employees as it had a full complement of employees. It also asserts that Howell was not hired because he didn’t come to the jobsite after the ad was run on January 5–7 until January 25 when it already had hired 3 local applicants who responded to the ad. It also implies that it hired persons from Tennessee because they had connections with the company or were known to the company and that it had a legitimate interest in hiring Tennessee people who would likely work for it on other jobs rather than locals who would not.
Significantly, the latter argument is refuted by the Respondent’s
own information that the one past local (rather than
Here, I find that the Respondent’s attempted explanation for its conduct fall far short of persuasively showing that it would not have hired these applicants absent the discriminatory motive.
As noted by the General Counsel, the winter of 1995–1996
was severe in
The Respondent contends that after hiring only three local
employees in response to its ad, it reverted to its normal practice of hiring
workers who came from the area of its home office in
Matters pertaining to when and the specific number of jobs available are relevant to the compliance stage of this proceeding and do not affect the basic determination of the illegality of the Respondent’s practice inasmuch as these clearly were some jobs available at the time the four applications were ignored and, under these circumstances, I fined that the Respondent has failed to persuasively rebut the General Counsel’s prima facie showing of unlawful motivation. Otherwise, I find that the General Counsel has met his overall burden and has shown that the Respondent’s failure and refusal to consider and hire the four discriminatees named above violated Section 8(a)(3) and (1) of the Act, as alleged, see P.S.E. Concrete Forms, 303 NLRB 890 (1991).
Conclusions of Law
1. Respondent is an Employer engaged in commerce within the meaning of Section 2(6) and (7) of the Act.
2. The
3. By engaging in a pattern or practice of refusing to consider applicants for employment based on their suspected union sympathies, Respondent discriminated in regard to hire in order to discourage union membership in violation of Section 8(a)(3) and (1) of the Act.
4. By repeatedly telling employees that they did not want to engage in protected union activity, the Respondent implicitly threatened employees with unspecific reprisals and has interfered with, restrained and coerced employees in the exercise of their rights guaranteed them by Section 7 of the Act, and thereby has engaged in an unfair labor practice in violation of Section 8(a)(1) of the Act.
Remedy
Having found that Respondent engaged in certain unfair labor practices, I shall recommend that it be ordered to cease and desist therefrom and that it take certain affirmative action set forth below to effectuate the policies of the Act.
It having been found that Respondent unlawfully discriminated against job applicants Millard “JD” Howell, John LaPoint, Michael John Manculich, and Ernest “Skip” Patterson, based on their suspected union sympathies, it will be recommended that Respondent make such employees whole for any loss of earnings they may have suffered by reason of the failure to give them nondiscriminatory consideration for employment, by payment to them of a sum of money equal to that which they normally would have earned in accordance with the method set forth in F.W. Woolworth Co., 90 NLRB 289 (1950), with interest as computed in New Horizons for the Retarded, 283 NLRB 1173 (1987).3
Other considerations regarding the Remedy and the specifics of the relief granted must wait until the compliance stage of the proceeding, see Fluor Daniel Inc., 304 NLRB 970, 981 (1991) and Dean General Contractors, 285 NLRB 573–574 (1987). Otherwise, it is not considered necessary that a broad Order be issued.
Upon the foregoing findings of fact and conclusions of law, upon the entire record, and pursuant to Section 10(c) of the Act I hereby issue the following recommended4
ORDER
Respondent, Precipitator Service Group, Inc., its officers, agents, successors and assigns shall
1. Cease and desist from
(a) Refusing to consider for employment job applicants for
the position of welder because they are members or sympathizers of the
(b) Implicitly threatening employees with unspecified reprisals by telling them that they do not want to engage in activities that are within their rights guaranteed them by Section 7 of the Act.
(c) In any like or related manner interfering with, restraining or coercing employees in the exercise of the rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action
(a) Make whole Millard “JD” Howell, John LaPoint, Michael John Manculich, and Ernest “Skip” Patterson for any loss of earnings they may have suffered by reason of the discrimination against them as set forth in the remedy section of the decision.
(b) Preserve and, within 14 days of a request, make available to the Board or its agents for examination and copying, all payroll records, social security payment records, timecards, personnel records, and reports, and all other records necessary to
analyze the amount of backpay due under the terms of this Order.
(c) Within 14 days of service by the Region, post at its
(d) Within 21 days after service by the Region, file with the Regional Director a sworn certification of a responsible official on a form provided by the Region attesting to the steps the Respondent has taken to comply.
Dated,
APPENDIX
Notice To
Employees
Posted
by Order of the
National
Labor Relations Board
An Agency of the
The National Labor Relations
Board has found that we violated Federal labor law and has ordered us to post
and obey this notice.
federal law gives you
the right to
Form, join, or assist a union
Choose representatives to bargain with us on your behalf
Act together with other employees for your benefit and protection
Choose not to engage in any of these protected activities.
We will not refuse to consider for employment job applicants for the position of welder because they are members or sympathizers of a union.
We will not interfere with, restrain, or coerce our employees in the exercise of the rights guaranteed them by Section 7 of the Act by implicitly threatening employees with unspecified reprisals by telling them that they do not want to engage in activities that are within their Section 7 rights.
We will not in any like or related manner interfere with, restrain, or coerce you in the exercise of the rights guaranteed you by Section 7 of the Act.
We will make whole job applicants Millard “JD” Howell, John LaPoint, Michael John Manculich, and Ernest “Skip” Patterson for all losses they incurred as a result of the discrimination against them, in the manner specified in the section of the Administrative Law Judge’s Decision entitled “The Remedy.”
Precipitator Services Group, Inc.
Rick Wainstein
and Gregony J. Fons, Esqs., for the
General Counsel.
Michael L. Eggert, Esq., of
SUPPLEMENTAL DECISION
Statement of the Case
Richard H.
Beddow, Jr., Administrative Law Judge. This matter was heard in
On June 7, 2000, the Board remanded this case to me for further consideration in light of the May 11, 2000, decision in FES, 331 NLRB 9 On August 2, 2000, the parties were invited to file supplemental briefs addressing the issues set forth in the Board’s remand including: “(1) the determination of whether there were available openings at the time of the alleged discrimination occurred and, if so how many openings were available; (2) whether the applicants had training and/or e