NOTICE: This
opinion is subject to formal revision before publication in the bound volumes
of NLRB decisions. Readers are requested
to notify the Executive Secretary, National Labor Relations Board,
Midwest
Television, Inc., d/b/a KFMB Stations and
American Federation of Television and Radio Artists, San Diego Local. Cases 21–CA–34683, 21–CA–34803, 21–CA–34833, and 21–CA–35029–2
February 20, 2007
DECISION AND ORDER
By Members Schaumber, Kirsanow, and Walsh
On February 25, 2004, Administrative Law Judge James L. Rose issued the attached decision. The General Counsel and the Respondent filed exceptions and supporting briefs. The Charging Party filed cross-exceptions and a supporting brief. The General Counsel and the Respondent filed answering briefs and reply briefs to each other’s answering briefs.
The National Labor Relations Board has delegated its authority in this proceeding to a three-member panel.
The Board has considered the decision and the record in light of the exceptions and briefs and has decided to affirm the judge’s rulings, findings,[1] and conclusions only to the extent consistent with this Decision and Order.
This case concerns unfair labor practice allegations
arising from abortive negotiations between the Respondent and the American
Federation of Television and Radio Artists, San Diego Local (the “
For the reasons stated below, we reverse the judge’s
findings that the Respondent violated Section 8(a)(5) by bargaining in bad
faith and by withdrawing recognition from the
i. alleged bad-faith bargaining
The Respondent owns and operates a television station and
two radio stations in
The judge found some justification for accusations that both sides acted in ways that tended to impede bargaining, such as cancelling scheduled meetings and being uncivil, vague, and ambiguous when answering questions. The judge concluded, however, that the bickering and accusations were “irrelevant to the fundamental issue of whether the Respondent’s proposals and its actions away from the bargaining table demonstrate bad faith bargaining.” In this regard, the judge found that none of the Respondent’s proposals, save the proposed elimination of a union-security provision, discussed below, evidenced bad-faith bargaining. We agree with the judge, for the reasons stated in his decision, that the Respondent’s proposals regarding management rights, a zipper clause, at-will employment, scale wages, grievance/arbitration, direct dealing for personal service contracts, and a no-strike provision, whether considered individually or collectively, did not demonstrate a determination to avoid agreement.
The judge did find that, standing alone, the Respondent’s
proposal to eliminate union security in the new collective-bargaining agreement
constituted bad-faith bargaining. The parties’ previous contracts included a
provision that required employees, “as a condition of employment,” to join and
maintain membership in the
The existence of a union-security clause in previous contracts does not by itself obligate the parties to include it in successive agreements. Challenge-Cook Bros., 288 NLRB 387, 388 (1988). In Challenge-Cook Bros., the Board rejected the judge’s reasoning that an employer’s insistence on the “predictably unacceptable” elimination of a long-established union-security provision revealed its unlawful predetermination not to reach agreement. We find the judge’s reasoning in the present case similarly erroneous. As the Board recognized in Challenge-Cook Bros., supra,
[a]n employer is entitled to advance a position sincerely held, notwithstanding the employer’s having taken a different position at an earlier time . . . . Union security . . . [is a] mandatory [subject] of bargaining, and [a] party . . . is entitled to stand firm on a position if he reasonably believes that it is fair and proper or that he has sufficient bargaining strength to force agreement by the other party.
Contrary to the judge, the Respondent asserted a valid
reason for its proposal on
union security. As the Respondent explained to the
The Board must assess a party’s total conduct before determining whether that party has engaged in bad-faith bargaining. Challenge-Cook Bros., supra at 388. “‘The Board’s task in cases alleging bad-faith bargaining is the often difficult one of determining a party’s intent from the aggregate of its conduct.’” Garden Ridge Mgmt., Inc., 347 NLRB No. 13, slip op. at 2 (2006) (quoting Reichhold Chemicals, 288 NLRB 69, 69 (1988), enf. denied in part on other grounds 906 F.2d 719 (D.C. Cir. 1990)). In considering the totality of the conduct, the Board decides “whether the employer is engaging in hard but lawful bargaining to achieve a contract that it considers desirable or is unlawfully endeavoring to frustrate the possibility of arriving at any agreement.” Public Service Co. of Oklahoma (PSO), 334 NLRB 487 (2001), enfd. 318 F.3d 1173 (10th Cir. 2003).
Here, the totality of the Respondent’s conduct indicates
hard but lawful bargaining. The
Respondent met with the
ii. reduction of moorten’s wages
The parties’ 1998–2001 contract set minimum wages and
benefits for the unit employees (referred to as scale wages), but also
permitted the Respondent to deal directly with individual employees in
negotiating personal service contracts (PSCs) that could provide higher wages
and better benefits. Upon expiration of the 1998–2001 agreement, the
Richard Moorten began working for the Respondent on March
19 at the above-scale wage rate of $17.30 per hour (scale was $14.32 per hour).
Moorten was presented with a PSC incorporating this rate when he was hired, but
he neglected to sign and return it until August—shortly after the July 31
expiration of the collective-bargaining agreement and after the
On September 19, Station Manager Ed Trimble sent a letter to all employees in which he stated, in relevant part:
First and foremost, if you are reduced to scale, it will
be because of AFTRA’s bargaining tactics. . . . * * * AFTRA is again
interfering with our ability to pay current employees or new hires more than
the Union contract rate. Already we have
had to reduce one current AFTRA member to scale and one ‘new hire’ could not be
hired above scale or given a contract. * * * Why don’t you ask AFTRA for the
truth about what really happened with Hal?
Hal and 19 other employees were reduced to scale. Many employees immediately joined those
coworkers who had already resigned from the
The judge found that Moorten’s reduction in wages violated Section 8(a)(3) and that Trimble’s September 19 letter to employees violated Section 8(a)(1) because it threatened to reduce other employees’ wages as well. The judge declined to rule on whether Moorten’s reduction violated Section 8(a)(5) because a similar issue was pending before the Board in another case involving the same parties. As discussed in full below, we find the Respondent did not violate the Act in any respect by reducing Moorten’s wages, and that Trimble’s letter was lawful.
A. Section 8(a)(5) Allegation
The “Hal” mentioned in Trimble’s letter is Harry (Hal)
Clement, a former anchorperson for KFMB and the charging party in KFMB Stations, 343 NLRB 748 (2004) (KFMB I).
Clement worked for the Respondent under a PSC, effective July 17, 1994
to January 31, 1998. Upon expiration of the 1994–1997 collective-bargaining
agreement, the
The Board affirmed
the judge’s conclusion that the reduction in Clement’s salary did not violate
Section 8(a)(5) of the Act. It first
stated that Board precedent establishes that an employer’s right to deal
directly with unit employees and establish above-scale wages is a permissive
subject of collective bargaining. KFMB I,
supra, at 752 (citing KJEO-TV, 324
NLRB 138, 143–144 (1997), enfd. 172 F.3d 660 (9th Cir. 1999). It then referred to the Supreme Court’s
holding that parties to a collective-bargaining agreement can unilaterally rescind
permissive terms of the contract at any time without violating Section 8(a)(5).
Id. (citing Chemical Workers Local 1 v.
Pittsburgh Plate Glass Co., 404 U.S. 157, 183–186 (1971)). Based on this precedent, the Board concluded
that “given the permissive nature of the direct dealing provision, the
Respondent had the right under the Act to unilaterally reduce the wages of
employees working under PSCs to union scale at any time, during the term
of the contract or thereafter . . . .”
The Board’s holding in KFMB I governs the disposition of the same issue in this case.[4] Moorten’s above-scale wage rate resulted from direct dealing and, as such, was a permissive bargaining subject. The Respondent therefore did not violate its statutory bargaining obligation by reducing Moorten’s wages to union scale. We shall dismiss the 8(a)(5) allegation based on this conduct.
B. Section 8(a)(3) Allegation
The judge found that the Respondent was not required to
reduce Moorten’s wage rate, but chose to do so and then blamed the
A Section 8(a)(3) allegation has two basic elements:
discrimination and motivation to discourage or encourage union activity. In NLRB v. Great Dane Trailers, supra, the
Supreme Court established guidelines for assessing whether employer motivation
to discourage or encourage union activity could be inferred in certain 8(a)(3) cases, without further proof of union animus, based
on the impact on employees of challenged conduct that discriminates along lines
of protected Section 7 activity. The Court found that if the employer’s
discriminatory conduct is “inherently destructive” of important employee
statutory rights, “no proof of an antiunion
motivation is needed and the Board can find an unfair labor practice even if
the employer introduces evidence that the conduct was motivated by business
considerations.”
In the present case, we need not
go so far as to examine whether unlawful motivation can be inferred under Great Dane inasmuch as we disagree with
the judge’s finding that the General Counsel proved discrimination along the
lines of Section 7 activity. In this
regard, we find that the judge erred in finding that the decision to reduce
Moorten’s wages during the 2001 negotiations represented disparate treatment. Contrary to the judge’s finding, other employees
were not “routinely” paid above-scale wages without a PSC prior to those negotiations. The Respondent’s witnesses testified
that its policy was not to pay above scale without a signed PSC. At most, the
record reveals one specific instance other than Moorten’s where this policy was
not followed, and that occurred in 1998.[5] As to
Moorten’s situation, while Moorten was paid above scale
without a PSC for over 4 months, this payment was made pursuant to a negotiated
PSC that the Respondent expected him to sign.
Once the Union’s deadline to receive PSCs passed, any subsequently signed
PSC would not be accepted as valid by the
Even assuming, arguendo, that the Respondent’s reduction
of Moorten’s wages represented disparate treatment, based on first paying him
above scale without a signed PSC and then reducing his wage rate in response to
the
We further find,
as in KFMB I, that the Respondent proved that a legitimate and substantial
business interest motivated its action.
The Union’s withdrawal of permission to direct deal was meant to put
pressure on the Respondent to reach an agreement on terms favorable to the
In sum, we find that the Respondent’s reduction of Moorten’s
wages was not discriminatory. We further
find that even if the Respondent’s treatment is viewed as discrimination on the
basis of Section 7 activity, it had at most a “comparatively slight” impact on
employees’ statutory rights, and the Respondent proved a substantial and
legitimate business reason for its action.
Consequently, no violation can be found under Great Dane, and the General Counsel must
present specific affirmative proof of antiunion motivation.
In fact, the General Counsel did not argue that Moorten’s
wage reduction violated Section 8(a)(3) under a traditional Wright Line motivational
analysis.[7] Assuming that the issue
is before us, we find no violation under Wright
Line. As previously stated, the
General Counsel has failed to prove his claim that the Respondent discriminated
against Moorten by treating him disparately from other employees with respect
to above-scale payments in the absence of a signed PSC. Further, the General Counsel has failed to
meet his initial burden of proving that the reduction of Moorten’s wages was
motivated by animus against union activities. The record does not show that
Moorten engaged in any union activity apart from being a dues-paying
member. There is no showing that the
Respondent bore any animus against him in this respect. The judge appears to have viewed Trimble’s
September 19 letter as evidence that general animus against
the
C. Section
8(a)(1) Allegation
The judge found that Trimble’s letter violated Section
8(a)(1) because the letter threatened to reduce other employees’ wages and
placed the blame on the
iii. withdrawal of recognition
From September 4 through October 20, a majority of the
bargaining unit employees signed a decertification petition. On October 30, the Respondent relied on this
showing of majority disaffection and withdrew recognition from the
The judge found that the decertification petition was
tainted by the Respondent’s unremedied unfair labor practices, particularly
reducing Moorten’s wages, blaming the
The only unfair labor practice findings we have adopted
involve actions that occurred after the employees signed the petition and the Respondent
withdrew recognition..[10] These actions could not have caused the employee
disaffection on which the Respondent relied. Consequently, the Respondent
withdrew recognition based on an untainted showing of majority disaffection
from the
ORDER
The National Labor Relations Board orders that the Respondent, Midwest Television, Inc., d/b/a KFMB Stations, its officers, agents, successors and assigns, shall
1. Cease and desist from
(a) Discharging an
employee in order to dissipate employee support for the
(b) Coercively informing an employee that he is being discharged because of his Union membership.
(c) Offering representation by the Respondent’s counsel to employees who had been subpoenaed during a Board-conducted investigation.
(d) Coercively interrogating employees who had had been subpoenaed during a Board-conducted investigation.
(e) In any like or related manner interfering with, restraining or coercing employees in the exercise of the rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer Mike Effenberger full reinstatement to his former job, or if that job no longer exists, to a substantially equivalent position, without prejudice to his seniority or any other rights or privileges previously enjoyed.
(b) Make Mike Effenberger whole for any losses he may have suffered as a result of the discrimination against him in the manner set forth in the remedy section of the judge’s decision.
(c) Within 14 days from the date of this Order, remove from its files any reference to the unlawful discharge, and within 3 days thereafter notify the employee in writing that this has been done and that the discharge will not be used against him in any way.
(d) Preserve and, within 14 days of a request, or such additional time as the Regional Director may allow for good cause shown, provide at a reasonable place designated by the Board or its agents, all payroll records, social security payment records, timecards, personnel records and reports, and all other records, including an electronic copy of such records if stored in electronic form, necessary to analyze the amount of backpay due under the terms of this Order.
(e) Within 14 days
after service by the Region, post at its facility in
(f) Within 21 days after service by the Region, file with the Regional Director a sworn certification of a responsible official on a form provided by the Region attesting to the steps that the Respondent has taken to comply.
It is further ordered that the complaint is dismissed insofar as it alleges violations of the Act not specifically found.
Dated,
![]()
Peter C. Schaumber, Member
![]()
Peter N. Kirsanow Member
(seal) National
Labor Relations Board
Member Walsh, dissenting in part.
In August 2001,1
the Respondent unilaterally reduced employee Richard Moorten’s wages. A month later, on September 19, the Respondent
sent a memo to employees announcing that it had already “had to” reduce an
employee’s wages, blaming the reduction on the
Because Moorten’s wages were a mandatory subject of bargaining, the unilateral wage reduction violated Section 8(a)(5) and (1). The judge correctly found that the September 19 memo violated Section 8(a)(1). Those violations tainted the employee petition, making the October 2001 withdrawal of recognition unlawful. Accordingly, I dissent from the majority’s dismissal of the allegations that the September 19 memo violated Section 8(a)(1) and that Moorten’s wage reduction and the withdrawal of recognition violated Section 8(a)(5) and (1).2
i. unilateral reduction in moorten’s wages
The parties’ 1998–2001 collective-bargaining agreement set minimum wages and benefits, but expressly permitted the Respondent to deal directly with individual employees to negotiate personal service contracts (PSCs) that provided for wages and other benefits greater than the contractual minimum. The Respondent hired Richard Moorten in March 2001 at a wage rate of $17.30, which the Respondent and Moorten had negotiated. The scale wage was $14.32. Moorten asked for and received a PSC setting forth the $17.30 rate, but he neglected to sign and return it until August. From March to August, however, Moorten continued to work and to be paid $17.30 per hour.
When the collective-bargaining agreement expired on July
31, the
The majority concludes that the reduction in Moorten’s
wages did not violate Section 8(a)(5) and (1).
The majority relies on KFMB Stations,
343 NLRB 748 (2004) (KFMB I), in
which a different Board majority found that the Respondent did not violate
Section 8(a)(5) and (1) by unilaterally reducing the above-scale salary of
another of its employees, Hal Clement.
The majority in KFMB I
reasoned that Clement’s above-scale salary was negotiated pursuant to a
contractual provision permitting direct dealing, that the right to deal
directly is a permissive subject of bargaining, and that a party may
unilaterally rescind permissive terms of a contract without violating Section
8(a)(5).
I dissented from the dismissal of the Section 8(a)(5) allegation in KFMB I, and I dissent here as well. The issue is not whether direct dealing itself is a mandatory subject of bargaining, but whether directly-negotiated wages, once established through the otherwise permissive direct-dealing mechanism, become a mandatory subject of bargaining because the parties have established that method as the mechanism for determining their wages. As explained in my partial dissent in KFMB I, I would find that they are. See id. at 753–754. In my view, therefore, the Respondent was not free to unilaterally change Moorten’s established wage rate, and it violated Section 8(a)(5) and (1) by doing so.3
ii. the respondent’s september 19 memo
I agree with the judge that the Respondent violated Section 8(a)(1) by sending a memorandum to employees on September 19 blaming the Union for the reduction in Moorten’s wages and threatening additional wage reductions.
The memo, issued by Station Manager Ed Trimble, stated in relevant part:
First and foremost, if you are reduced to scale, it will
be because of AFTRA’s bargaining tactics, not my alleged interest in reducing
your compensation
. . . .
As for Hal Clement, he was a victim of the same bargaining
tactics that the
AFTRA is again interfering with our ability to pay current employees or new hires more than the Union contract rate. Already we have had to reduce one current AFTRA member [Richard Moorten] to scale and one “new hire” could not be hired above scale or given a contract.
Why don’t you ask AFTRA for the truth about what really
happened with Hal? Hal and 19 other
employees were reduced to scale. Many
employees immediately joined those coworkers who had already resigned from the
The majority finds that the memo simply explained the
Respondent’s bargaining position and the lawful actions the Respondent had
taken in response to the
Thus, the import of the September 19 memo is a threat to
retaliate against employees—through unlawful unilateral action—because of the
iii. withdrawal of recognition
On October 30, the Respondent withdrew recognition from
the
An employer may not withdraw recognition from a union in the wake of unremedied unfair labor practices tending to cause employees to become disaffected from the union. RTP, supra at 468. The Board examines the following factors to determine whether there is a causal connection between the unfair labor practices and employee disaffection: “(1) [t]he length of time between the unfair labor practices and the withdrawal of recognition; (2) the nature of the illegal acts, including the possibility of their detrimental or lasting effect on employees; (3) any possible tendency to cause employee disaffection from the union; and (4) the effect of the unlawful conduct on employee morale, organizational activities, and membership in the union.” Master Slack Corp., 271 NLRB 78, 84 (1984).
A causal connection is present here. With regard to timing, the Respondent withdrew recognition less than 2-1/2 months after reducing Moorten’s wages and 6 weeks after sending the September 19 memo. Of the 25 employees who signed the antiunion petition, 12 signed it between October 9 and October 20, just weeks after the circulation of the memo.
The nature of the violations also supports finding a
causal connection. Wages are, of course, a critical employment
term. A unilateral change in wages would
have the natural tendency to undermine the
The final two Master
Slack factors focus on the effect of the unlawful conduct on protected
employee activities. Here, by
unilaterally changing an employee’s wages, the Respondent “‘minimize[d] the
influence of organized bargaining’ and ‘emphasiz[ed] to the employees that
there is no necessity for a collective-bargaining agent.’” Penn
Tank Lines, supra at 1068 (quoting May
Department Stores Co. v. NLRB, 326
In finding the antiunion petition tainted by the Respondent’s
unfair labor practices, I reject the Respondent’s reliance on the testimony of
those employees who stated that they were unaware of Moorten’s or Clement’s
wage reductions when they signed the petition or, for those who were aware,
that the reductions did not influence their decision to sign. Master
Slack is an objective test that focuses not on the subjective state of mind
of the employees, but on whether the unfair labor practices have a tendency to
undermine the union. See AT Systems West, 341 NLRB 57, 60
(2004). “For this reason, actual
knowledge by the employees of the unfair labor practices need not be shown.” Wire
Products Mfg. Corp., 326 NLRB 625, 627 fn. 13 (1998), enfd. mem. 210 F.3d
375 (7th Cir. 2000). See also C.F. Martin & Co., 252 NLRB 1192 fn.
2 (1980) (specifically disavowing reliance on employees’ testimony about their
subjective reasons for withdrawing support from the union). Application of the Master Slack factors, addressed above, shows a causal connection
between the unlawful conduct and employee disaffection.
In any event, even if the Board were to consider the employees’ subjective reasons for signing the petition, some of the reasons given were entirely consistent with a finding that the Respondent’s unlawful conduct caused employee disaffection. For example, one employee testified that she signed the petition because she felt the union was “divisive.” Another wanted to be “part of the group” after seeing that other employees had signed. Still another stated that she “hadn’t seen much action with AFTRA.” Those are precisely the types of employee reactions to be expected when an employer’s unlawful conduct has undermined the union.
Accordingly, the judge correctly found that the Respondent
violated Section 8(a)(5) and (1) by withdrawing recognition from the
Dated,
![]()
Dennis P. Walsh, Member
National Labor Relations Board
APPENDIX
Notice To Employees
Posted by Order
of the
National Labor Relations
Board
An Agency of the
The National Labor Relations Board has found that we violated Federal labor law and has ordered us to post and obey this notice.
federal law gives you the right to
Form, join, or assist a union
Choose representatives to bargain with us on your behalf
Act together with other employees for your benefit and protection
Choose not to engage in any of these protected activities.
We
will not discharge you in
order to dissipate employee support for the
We will not coercively inform you that you are being discharged because of your union membership.
We will not offer representation by our attorney to employees subpoenaed during a Board-conducted investigation.
We will not coercively interrogate employees subpoenaed during a Board-conducted investigation.
We will not in any like or related manner interfere with, restrain or coerce you in the exercise of the rights guaranteed you by Section 7 of the Act.
We will, within 14 days from the date of the Board’s Order, offer Mike Effenberger full reinstatement to his former job or, if that job no longer exists, to a substantially equivalent position, without prejudice to his seniority or any other rights or privileges previously enjoyed.
We will make Mike Effenberger whole for any loss of earnings and other benefits resulting from his discharge, less any net interim earnings, plus interest.
We will, within 14 days from the date of the Board’s Order, remove from our files any reference to the unlawful discharge of Mike Effenberger, and we will, within 3 days thereafter, notify him in writing that this has been done and that the discharge will not be used against him in any way.
Midwest Television, Inc., d/b/a KFMB Stations
Robert MacKay, Esq., for the General Counsel.
Theodore R. Scott, and Edward Cramp, Esqs. of
Diane Richard, Esq., of
DECISION
Statement of the Case
James L. Rose, Administrative Law Judge. This matter was tried before me at San Diego, California, on various dates from March 31, 2003, to May 1, 2003, upon the General Counsel’s consolidated complaint which principally alleged that in 2001 the Respondent did not bargain in good faith with the Charging Party and thereafter unlawfully withdrew recognition of the Charging Party in violation of Section 8(a)(5) of the National Labor Relations Act (the Act). It is also alleged that the Respondent reduced the wages of one employee and terminated another in violation of Section 8(a)(3). And finally, the Respondent is alleged to have committed various violations of Section 8(a)(1) of the Act.
The Respondent generally denied that it committed any violations of the Act and affirmatively contends it bargained in good faith, but the parties were unable to reach an agreement, following which a majority of the bargaining unit employees presented a petition stating they no longer wished to be represented by the Charging Party.
Upon the record as a whole,1 including my observation of the witnesses, briefs and arguments of counsel, I hereby make the following findings of fact, conclusions of law and recommended order
i.
jurisdiction
The Respondent is a
ii. the labor
organization involved
The Charging Party, American Federation of Television and Radio Artists, San Diego Local (the Union) is admitted to be, and I find is, a labor organization within the meaning of Section 2(5) of the Act.
iii. the
alleged unfair labor practices
A. Brief Overview
The operative facts in this matter are largely
undisputed. For many years the
All staff announcers, newspersons and free lance
performers employed at KFMB Stations, located at
And, the parties negotiated a series of collective-bargaining agreements, the last of which was effective from March 21, 1998, to July 31, 2001.2 Negotiations for a successor agreement began on April 26 and thereafter, the parties met 20 times, the last meeting occurring on October 9. During this period, the parties presented proposals and counterproposals and there was tentative agreement on some issues; however, they remained apart on basic wages, management rights and union security (all of which will be discussed in more detail below).
The General Counsel alleges that the Respondent’s bargaining
demonstrated an attempt to be rid of the
As will be discussed in
more detail below, I reject the Respondent’s economic argument as having not
been established by credible evidence.
To the contrary, evidence offered by the Respondent demonstrates that
the matters in issue probably had little to do with the Respondent’s bottom
line. For example, in his September 19
letter to employees, Station Manager Ed Trimble wrote, “This Company has a
well-established tract record of paying employees above scale and above
market [ for emphasis], not because we have to, but because we are committed
to hiring and retaining the best talent.”
(Emphasis added.) Such a statement
is at odds with the Respondent’s apparent contention that contractual wages
kept it from being competitive.
In addition, common in this industry, and practiced by the
Respondent with permission of the
The parties seem to assume, as stated by counsel for the Respondent
in his brief, that “all employees who are paid more than the minimum scale were
to have signed PSCs in place” (
A previous case involving these parties was decided by Judge Parke on May 4, 2001,3 and as of this writing is still pending before the Board on exceptions by both the General Counsel and the Respondent. Some of the issues in that case are similar to issues in this matter; however, Judge Parke’s findings and conclusions are not controlling here.4
B. Bad-Faith Bargaining
It is alleged in paragraph 10 of the consolidated complaint that the Respondent failed to bargain in good faith during negotiations in 2001 by: (1) presenting “proposals retaining to itself total control over virtually every significant aspect of the employment relationship;” (2) presenting “proposals requiring the Union to abdicate its representational rights and duties;” and (3) threatening “to reduce employee wages, lay off employees, and reduce economic commitments in its proposals, unless the Union accepted the Respondent’s proposals.” It is further alleged that by its overall conduct, including the allegations above, the Respondent failed to bargain in good faith.
Witnesses for both the Union and the Respondent accuse each other, with some justification, of actions tending to impede the bargaining process, such as canceling scheduled meetings, walking out of meetings, not always being available for a meeting when the other side was, and being uncivil, vague and ambiguous when answering questions. I believe that negotiators for both sides share responsibility for whatever acrimony there may have been during negotiations, however, such behavior does not necessarily imply a determination not to reach an agreement either party. The bickering and accusations, even if true,5 are irrelevant to the fundamental issue of whether the Respondent’s proposals and its actions away from the bargaining table demonstrate bad faith bargaining.
The Respondent’s proposals which the General Counsel contends demonstrate an unlawful intent not to reach an agreement will be considered as argued by Counsel for the General Counsel on brief.
1. The management-rights proposal
The General Counsel argues that by its Management Rights
proposal, the Respondent “sought to retain for itself total control over
virtually every significant term and condition of employment, and to strip the
While the Respondent’s proposed clause is substantially
more detailed and inclusive than that set forth in the previous contract, it
does not appear to have the impact argued for by the General Counsel. Thus Thomas Doyle, the Union’s chief negotiator,
testified that the Respondent’s proposal was very similar to that in the
previous contract; and, the only issues the
Cases are legion holding that the Board will not analyze
an employer’s particular contract proposal to determine whether it would be
“acceptable” to the union. However, if
the totality of proposals leads to the conclusion that the employer sought to
strip from the union its role as the employees’ bargaining representative, then
such proposals are evidence of bad-faith bargaining. Public Service Co. of
So it is here.
Although subcontracting and assignment of employees to other duties are
no doubt significant, I cannot conclude that they rise to the level of
stripping from the
2. The zipper clause
The Scope of Bargaining clause in the previous agreement stated that each party “agrees that the other shall not be obligated to bargain collectively with respect to any subject or matter covered in this Agreement.” The Respondent proposed to delete “covered in” and add: “whether or not specially referred to or covered in this Agreement, even though such subject or matter may not have been within the knowledge or contemplation of the parties at the time they negotiated or signed” this agreement. And in the second paragraph, where it is acknowledged that the contract constitutes the entire agreement between the parties and supersedes all prior written agreements, the Respondent proposed to delete “written agreements” and add “agreements and undertakings, oral or written, express or implied, or practices between the Employer and the Union or its employees, and expresses all obligations and restrictions imposed on each of the respective parties during its term.”
The Respondent argues that such language was proposed in view of the Board’s waiver jurisprudence and wanted to insure that final agreement contained the entire agreement between the parties. The General Counsel argues that such language was meant to be a “sword” to justify unilateral changes the Respondent might want to make midterm and therefore was evidence of bad faith, citing GTE Automatic Electric Inc., 261 NLRB 1491 (1982).
Basically the General Counsel argues that this clause
might allow the Respondent to unilaterally change some past practice thus
requiring the
3. Employees are at-will
Apparently the General Counsel argues that the Respondent should have proposed a “just cause” for discharge of employees not covered by a PSC, and its failure to do so is evidence of an intent not to reach an agreement.
There was no “just cause” protection in the previous contract. Indeed, the parties contemplated that employees might be dismissed without “just cause” and therefore provided severance pay for such employees. While the Respondent sought to change some aspects of the severance pay provisions, I cannot conclude that it was also required to offer a “just cause” clause.
Indeed, “just cause” does not even seem an applicable test for these employees. Every member of the bargaining unit is “on the air talent” and therefore, to a large extent, whether a particular employee is doing his job to the satisfaction of management is a matter of subjective evaluation. Management might well determine to discharge a “talent” without there being traditional just cause.
4. The Respondent’s proposals on scale wages
In its wage proposal, the Respondent wrote: “The Employer may lower an employee’s above-scale compensation to scale at any time.” (This would be subject, presumably, an employee’s PSC.) This, the General Counsel argues, would give the Respondent “unilateral control and discretion over mid-term wages” and therefore evidences bad faith. I disagree.
As noted above, many, if not most, of the Respondent’s
unit employees have a PSC which calls for compensation above scale, an others,
apparently, are also paid above scale.
That employees can negotiate directly with the Respondent for above
scale wages has long been established here.
What the
5. Grievance/Arbitration
The General Counsel argues that the grievance/arbitration
clause proposed by the Respondent evidenced bad faith because the broad
management-rights clause left nothing to grieve; that the Respondent rejected
the
Although the Respondent did propose changes in the grievance/arbitration
procedure from the previous contract, I find nothing that suggests, as argued
for by the General Counsel, that the Respondent’s proposal destroys the
6. Direct dealing for PSCs
The General Counsel contents that “Respondent presented
proposals that granted itself the unrestricted right to direct deal with
employees for PSC’s.” I reject this
contention. In its proposal on Wages,
the Respondent sought to codify direct dealing in language identical to that in
the expired contract, which includes the employee’s right to be represented by
the
Believing that direct dealing might be a permissive subject of bargaining, the Respondent withdrew this language in its final proposal before declaring impasse. Nevertheless, the proposed language and negotiation discussions on direct dealing do not support the General Counsel’s argument. As noted above, direct dealing is common in this industry and has been in place here for many years. The Respondent’s proposal did not alter this practice. I conclude that the Respondent’s proposal on PSCs was not evidence of bad faith.
7. No Strike/No Crossing picket lines
In the 1998–2001 contract, there is a prohibition against
strikes and lockouts as well as a proviso that individuals can refuse, without
being subject to discipline, to cross primary picket lines. Though the Respondent initially proposed to
eliminate this language, along with the picket line language, it subsequently
included the no strike/no lockout proscriptions. The
8. Respondent’s proposal to eliminate union security
Requiring employees to join and maintain membership in the
It is true, as the Respondent contends, that just because
there was a union security clause in previous contracts it was not required to
accept one in the successor. Challenge—Cook
Brothers., 288 NLRB 387 (1988). In
arguing for removal of the union security clause, the Respondent contended it
did not want to be forced to remove on-the-air talent, such as Rick Roberts
(who was vocally antiunion and objected to paying dues). However, the fact that the Respondent would
not consider the
In fact, I conclude that union security is so important to
the Union that once established the
In sum, though most of the Respondent’s proposals were not so unreasonable as to support a finding of bad faith in negotiations, its adamant insistence (to impasse) on deleting union security demonstrates such bad faith.
C. Richard Moorten Allegations
Richard Moorten began working for the Respondent on March
19 at the above scale wage of $17.30 per hour (scale being $14.32 which Moorten
testified he would not accept). Within a
few days Moorten was presented with a PSC, which he neglected to sign and in
fact did not do so until August—shortly after the July 31 deadline for PSCs set
by the
On September 19, station manager Ed Trimble sent a memorandum
to all employees in which he stated, in relevant part: “First and foremost, if you are reduced to
scale, it will be because of AFTRA’a bargaining tactics. . . . * * * AFTRA is
again interfering with our ability to pay current employees or new hires more
than the union contract rate. Already we
have had to reduce one current AFTRA member to scale and one ‘new hire’ could
not be hired above scale or given a contract.
* * * Why don’t you ask AFTRA for the truth about what really happened with
Hal? Hal and 19 other employees were
reduced to scale. Many employees
immediately joined those coworkers who had already resigned from the
According to the Respondent, since Moorten was receiving above scale wages without having signed a PSC, he was reduced to scale. The Respondent also argues that the fact Moorten was paid above scale without a PSC was clerical error not known to management—a contention beyond belief. As noted above, employees are routinely paid above scale without a PSC and in any event, managers are presumed to know how much they pay employees, and under what circumstances.
The issue is whether reducing Moorten’s wage rate was violative
of Section 8(a)(5) and/or violative of Section 8(a)(3). In a similar situation involving employee Hal
Clement, Judge Parke found that receiving above-scale wages was not a mandatory
subject of bargaining, thus for his wage rate to be reduced was not violative
of Section 8(a)(5); however, in his case, the reduction was inherently
discriminatory within the meaning of NLRB v. Great Dane Trailers, 388
Since the Board will decide whether unilaterally reducing
one’s above-scale wage rate is a violation of Section 8(a)(5), I will not rule
on that issue as to Moorten. I do,
however, conclude that reducing his wage rate during the course of collective
bargaining for the purpose of undermining the Union was violative of Section
8(a)(3). The Respondent, of course, was
not required to reduce Moorten’s wage rate, but choose to do so in the context
of negotiations for a new collective-bargaining agreement and then put the
blame on the
While Moorten is not specifically named in Trimble’s September
19 letter to employees, his situation was.
Since the Respondent was not required to reduce Moorten’s wage rate, in
doing so and blaming the
Finally, it is undisputed that the Respondent reduced
Moorten’s wage rate without notice to, or consultation with, the
D. Mike Effenberger Discharge
Mike Effenberger was a fill-in announcer from 1995 until his discharge in November 2001.6 He had just finished a week of fill-in work for the morning show when Dave Sniff, the program director, called Effenberger into his office and said “that he had to fire me at that point in time.” Effenberger also testified that Sniff “told me that he was—they were eliminating bargaining units.” And, “(w)e discussed a little bit that there was an ongoing negotiation with AFTRA and the station, that was the reason why this was occurring.” Sniff assured Effenberger that the discharge had nothing to do with his performance.
Sniff testified that he was instructed by his boss, Tracy Johnson, “that we needed to make this move (discharging Effenberger), and what ever the timetable was to make it in.” Sniff denied discussing the AFTRA negotiations with Effenberger. He further denied telling Effenberger that Ed (Trimble) said to terminate him, that “Ed is terminating the bargaining unit,” that “Ed wanted to terminate the bargaining unit employees,” or that “Ed wants to get rid of some of the people in the bargaining unit,” none of which Effenberger testified to on direct. The denials elicited from Sniff were similar to, but not really the same as Effenberger’s assertions.
Sniff testified that he told Effenberger that his discharge was one of the ways the Respondent was attempting to reduce costs. He also said that fill-in work would be done by Rick Roberts—one of the Respondent’s “stars,” vocally antiunion and very high paid.
Although asserting, as with other issues, that discharging Effenberger was a cost cutting measure, the Respondent offered no real proof as to how discharging a part-time fill-in employee and replacing him with a very high paid employee saved money. Further, Effenberger continues to be employed by the Respondent, but as an “independent contractor.”
On the other hand, lending support to the conclusion that
Effenberger was discharged because of his membership in the